Form 8.3 - NORTONLIFELOCK INC
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
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24 March 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVAST PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.01 common |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
1,186,113 |
0.20% |
927,405 |
0.16% |
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(2) |
Cash-settled derivatives: |
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458,188 |
0.08% |
1,868,008 |
0.32% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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1,644,301 |
0.28% |
2,795,413 |
0.48% |
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Class of relevant security: |
Convertible Bond US668771AB40 |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
11,000 |
0.00% |
0 |
0.00% |
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(2) |
Cash-settled derivatives: |
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0 |
0.00% |
0 |
0.00% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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11,000 |
0.00% |
0 |
0.00% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
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Price per unit |
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security |
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securities |
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USD 0.01 common |
Purchase |
2 |
28.0750 USD |
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USD 0.01 common |
Purchase |
11 |
27.3300 USD |
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USD 0.01 common |
Purchase |
12 |
28.0833 USD |
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USD 0.01 common |
Purchase |
45 |
28.0200 USD |
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USD 0.01 common |
Purchase |
75 |
28.0675 USD |
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USD 0.01 common |
Purchase |
91 |
28.0800 USD |
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USD 0.01 common |
Purchase |
100 |
28.0550 USD |
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USD 0.01 common |
Purchase |
100 |
28.0400 USD |
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USD 0.01 common |
Purchase |
200 |
28.1425 USD |
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USD 0.01 common |
Purchase |
200 |
28.0700 USD |
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USD 0.01 common |
Purchase |
300 |
28.0650 USD |
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USD 0.01 common |
Purchase |
544 |
28.0780 USD |
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USD 0.01 common |
Purchase |
990 |
28.0695 USD |
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USD 0.01 common |
Purchase |
3,797 |
28.0676 USD |
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USD 0.01 common |
Purchase |
4,867 |
28.0129 USD |
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USD 0.01 common |
Purchase |
5,640 |
28.0719 USD |
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USD 0.01 common |
Purchase |
6,229 |
28.0265 USD |
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USD 0.01 common |
Purchase |
10,402 |
28.0291 USD |
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USD 0.01 common |
Purchase |
24,952 |
28.0573 USD |
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USD 0.01 common |
Purchase |
29,835 |
27.8898 USD |
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USD 0.01 common |
Purchase |
115,639 |
28.0060 USD |
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USD 0.01 common |
Purchase |
153,221 |
28.0600 USD |
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USD 0.01 common |
Sale |
8 |
27.5100 USD |
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USD 0.01 common |
Sale |
20 |
28.0850 USD |
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USD 0.01 common |
Sale |
24 |
27.4966 USD |
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USD 0.01 common |
Sale |
30 |
28.0566 USD |
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USD 0.01 common |
Sale |
40 |
28.0775 USD |
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USD 0.01 common |
Sale |
40 |
28.0425 USD |
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USD 0.01 common |
Sale |
40 |
28.0750 USD |
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USD 0.01 common |
Sale |
50 |
28.0920 USD |
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USD 0.01 common |
Sale |
70 |
28.0685 USD |
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USD 0.01 common |
Sale |
90 |
28.0538 USD |
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USD 0.01 common |
Sale |
91 |
28.0800 USD |
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USD 0.01 common |
Sale |
100 |
28.0400 USD |
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USD 0.01 common |
Sale |
106 |
28.0724 USD |
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USD 0.01 common |
Sale |
108 |
28.0470 USD |
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USD 0.01 common |
Sale |
116 |
28.0455 USD |
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USD 0.01 common |
Sale |
124 |
28.0409 USD |
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USD 0.01 common |
Sale |
132 |
27.9210 USD |
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USD 0.01 common |
Sale |
167 |
27.9095 USD |
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USD 0.01 common |
Sale |
215 |
28.0776 USD |
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USD 0.01 common |
Sale |
224 |
28.0444 USD |
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USD 0.01 common |
Sale |
224 |
28.0551 USD |
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USD 0.01 common |
Sale |
239 |
28.0339 USD |
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USD 0.01 common |
Sale |
281 |
28.0835 USD |
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USD 0.01 common |
Sale |
408 |
28.0877 USD |
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USD 0.01 common |
Sale |
540 |
28.0613 USD |
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USD 0.01 common |
Sale |
669 |
28.0682 USD |
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USD 0.01 common |
Sale |
1,100 |
28.0300 USD |
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USD 0.01 common |
Sale |
1,116 |
28.0550 USD |
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USD 0.01 common |
Sale |
1,261 |
28.0769 USD |
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USD 0.01 common |
Sale |
1,264 |
27.9695 USD |
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USD 0.01 common |
Sale |
2,758 |
28.0267 USD |
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USD 0.01 common |
Sale |
5,040 |
28.0414 USD |
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USD 0.01 common |
Sale |
5,566 |
28.0668 USD |
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USD 0.01 common |
Sale |
6,071 |
27.3299 USD |
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USD 0.01 common |
Sale |
6,392 |
28.0427 USD |
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USD 0.01 common |
Sale |
9,810 |
28.0440 USD |
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USD 0.01 common |
Sale |
9,888 |
28.0275 USD |
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USD 0.01 common |
Sale |
30,545 |
28.0419 USD |
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USD 0.01 common |
Sale |
97,554 |
27.9973 USD |
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USD 0.01 common |
Sale |
175,760 |
28.0600 USD |
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(b) |
Cash-settled derivative transactions |
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Class of relevant |
Product |
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Nature of dealing |
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Number of |
Price per unit |
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security |
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description |
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reference |
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securities |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
25 Mar 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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