FORM 8.3 |
|
|
|
|
|
|
|
|
|||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
|||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
|||||||
MORE |
|||||||
Rule 8.3 of the Takeover Code (the "Code") |
|||||||
1. |
KEY INFORMATION |
||||||
(a) |
Full name of discloser: |
|
|
Barclays PLC. |
|||
|
|
|
|
|
|||
(b) |
Owner or controller of interest and short |
|
|||||
|
positions disclosed, if different from 1(a): |
||||||
(c) |
Name of offeror/offeree in relation to whose |
NORTONLIFELOCK INC |
|||||
|
relevant securities this form relates: |
|
|||||
(d) |
If an exempt fund manager connected with an |
|
|||||
|
offeror/offeree, state this and specify identity of |
||||||
|
offeror/offeree: |
|
|
||||
(e) |
Date position held/dealing undertaken: |
01 June 2022 |
|||||
(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
|
|
|||
|
disclosures in respect of any other party to the offer? |
AVAST PLC |
|
||||
2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
||||||
|
to which the disclosure relates following the dealing (if any) |
|
|
||||
Class of relevant security: |
USD 0.01 common |
|
|
||||
|
Interests |
Short Positions |
|||||
|
Number |
(%) |
Number |
(%) |
|||
(1) |
Relevant securities owned |
|
|
|
|
||
|
and/or controlled: |
1,201,652 |
0.21% |
742,676 |
0.13% |
||
|
|
|
|
|
|
|
|
(2) |
Cash-settled derivatives: |
|
|
|
|
||
|
|
|
650,711 |
0.11% |
2,524,152 |
0.44% |
|
|
|
|
|
|
|
|
|
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
||
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
||
|
TOTAL: |
|
1,852,363 |
0.32% |
3,266,828 |
0.57% |
|
|
|
|
|
|
|
|
|
(b) |
Rights to subscribe for new securities (including directors and other executive |
||||||
|
options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
||||||
which subscription right exists |
|
||||||
Details, including nature of the rights |
|
||||||
concerned and relevant percentages: |
|||||||
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
||||||
(a) |
Purchases and sales |
|
|
|
|
|
|
Class of relevant |
Purchase/sale |
|
Number of |
|
Price per unit |
|
|
security |
|
|
|
securities |
|
|
|
USD 0.01 common |
Purchase |
7 |
24.3321 USD |
||||
USD 0.01 common |
Purchase |
7 |
24.3385 USD |
||||
USD 0.01 common |
Purchase |
10 |
24.3530 USD |
||||
USD 0.01 common |
Purchase |
11 |
24.3245 USD |
||||
USD 0.01 common |
Purchase |
11 |
24.3381 USD |
||||
USD 0.01 common |
Purchase |
11 |
24.3463 USD |
||||
USD 0.01 common |
Purchase |
16 |
24.5000 USD |
||||
USD 0.01 common |
Purchase |
21 |
24.3330 USD |
||||
USD 0.01 common |
Purchase |
41 |
24.3574 USD |
||||
USD 0.01 common |
Purchase |
42 |
24.3714 USD |
||||
USD 0.01 common |
Purchase |
43 |
24.3988 USD |
||||
USD 0.01 common |
Purchase |
49 |
24.3622 USD |
||||
USD 0.01 common |
Purchase |
57 |
24.3322 USD |
||||
USD 0.01 common |
Purchase |
100 |
24.3300 USD |
||||
USD 0.01 common |
Purchase |
100 |
24.2650 USD |
||||
USD 0.01 common |
Purchase |
100 |
24.3550 USD |
||||
USD 0.01 common |
Purchase |
100 |
24.1000 USD |
||||
USD 0.01 common |
Purchase |
105 |
24.1214 USD |
||||
USD 0.01 common |
Purchase |
127 |
24.3238 USD |
||||
USD 0.01 common |
Purchase |
194 |
24.3640 USD |
||||
USD 0.01 common |
Purchase |
200 |
24.3450 USD |
||||
USD 0.01 common |
Purchase |
200 |
24.1050 USD |
||||
USD 0.01 common |
Purchase |
212 |
24.3400 USD |
||||
USD 0.01 common |
Purchase |
230 |
22.8000 EUR |
||||
USD 0.01 common |
Purchase |
246 |
24.3731 USD |
||||
USD 0.01 common |
Purchase |
284 |
24.2900 USD |
||||
USD 0.01 common |
Purchase |
300 |
24.3033 USD |
||||
USD 0.01 common |
Purchase |
344 |
24.3248 USD |
||||
USD 0.01 common |
Purchase |
363 |
24.2860 USD |
||||
USD 0.01 common |
Purchase |
382 |
24.3578 USD |
||||
USD 0.01 common |
Purchase |
401 |
24.2200 USD |
||||
USD 0.01 common |
Purchase |
405 |
24.2561 USD |
||||
USD 0.01 common |
Purchase |
407 |
24.3660 USD |
||||
USD 0.01 common |
Purchase |
412 |
24.3424 USD |
||||
USD 0.01 common |
Purchase |
512 |
24.3626 USD |
||||
USD 0.01 common |
Purchase |
524 |
24.3408 USD |
||||
USD 0.01 common |
Purchase |
565 |
24.3423 USD |
||||
USD 0.01 common |
Purchase |
568 |
24.3298 USD |
||||
USD 0.01 common |
Purchase |
584 |
24.4035 USD |
||||
USD 0.01 common |
Purchase |
676 |
24.3605 USD |
||||
USD 0.01 common |
Purchase |
860 |
24.2501 USD |
||||
USD 0.01 common |
Purchase |
889 |
24.3644 USD |
||||
USD 0.01 common |
Purchase |
900 |
24.2955 USD |
||||
USD 0.01 common |
Purchase |
956 |
24.3804 USD |
||||
USD 0.01 common |
Purchase |
1,000 |
24.2580 USD |
||||
USD 0.01 common |
Purchase |
1,082 |
24.2792 USD |
||||
USD 0.01 common |
Purchase |
1,100 |
24.2745 USD |
||||
USD 0.01 common |
Purchase |
1,199 |
24.2554 USD |
||||
USD 0.01 common |
Purchase |
1,563 |
24.3606 USD |
||||
USD 0.01 common |
Purchase |
1,582 |
24.2700 USD |
||||
USD 0.01 common |
Purchase |
1,772 |
24.3775 USD |
||||
USD 0.01 common |
Purchase |
1,882 |
24.2707 USD |
||||
USD 0.01 common |
Purchase |
1,960 |
24.3290 USD |
||||
USD 0.01 common |
Purchase |
2,023 |
24.2823 USD |
||||
USD 0.01 common |
Purchase |
2,402 |
24.3693 USD |
||||
USD 0.01 common |
Purchase |
2,559 |
24.3704 USD |
||||
USD 0.01 common |
Purchase |
3,170 |
24.3354 USD |
||||
USD 0.01 common |
Purchase |
3,180 |
24.2827 USD |
||||
USD 0.01 common |
Purchase |
3,360 |
24.2709 USD |
||||
USD 0.01 common |
Purchase |
3,710 |
24.3589 USD |
||||
USD 0.01 common |
Purchase |
3,735 |
24.2800 USD |
||||
USD 0.01 common |
Purchase |
4,129 |
24.3638 USD |
||||
USD 0.01 common |
Purchase |
8,080 |
24.3659 USD |
||||
USD 0.01 common |
Purchase |
8,524 |
24.4093 USD |
||||
USD 0.01 common |
Purchase |
16,730 |
24.3499 USD |
||||
USD 0.01 common |
Purchase |
18,417 |
24.3600 USD |
||||
USD 0.01 common |
Purchase |
20,377 |
24.3516 USD |
||||
USD 0.01 common |
Purchase |
39,071 |
24.3433 USD |
||||
USD 0.01 common |
Purchase |
53,734 |
24.3000 USD |
||||
USD 0.01 common |
Purchase |
90,960 |
24.3466 USD |
||||
USD 0.01 common |
Purchase |
100,994 |
24.3584 USD |
||||
USD 0.01 common |
Purchase |
148,754 |
24.3478 USD |
||||
USD 0.01 common |
Purchase |
242,833 |
24.2809 USD |
||||
USD 0.01 common |
Purchase |
1,367,794 |
24.3517 USD |
||||
USD 0.01 common |
Sale |
100 |
24.2250 USD |
||||
USD 0.01 common |
Sale |
100 |
24.3550 USD |
||||
USD 0.01 common |
Sale |
100 |
24.3500 USD |
||||
USD 0.01 common |
Sale |
100 |
24.1400 USD |
||||
USD 0.01 common |
Sale |
200 |
24.3075 USD |
||||
USD 0.01 common |
Sale |
200 |
24.3750 USD |
||||
USD 0.01 common |
Sale |
200 |
24.1050 USD |
||||
USD 0.01 common |
Sale |
225 |
24.3888 USD |
||||
USD 0.01 common |
Sale |
230 |
22.8000 EUR |
||||
USD 0.01 common |
Sale |
232 |
24.3810 USD |
||||
USD 0.01 common |
Sale |
300 |
24.3033 USD |
||||
USD 0.01 common |
Sale |
300 |
24.3666 USD |
||||
USD 0.01 common |
Sale |
300 |
24.3700 USD |
||||
USD 0.01 common |
Sale |
316 |
24.3670 USD |
||||
USD 0.01 common |
Sale |
400 |
24.3537 USD |
||||
USD 0.01 common |
Sale |
405 |
24.2561 USD |
||||
USD 0.01 common |
Sale |
500 |
24.3780 USD |
||||
USD 0.01 common |
Sale |
592 |
24.3731 USD |
||||
USD 0.01 common |
Sale |
594 |
24.3729 USD |
||||
USD 0.01 common |
Sale |
800 |
24.1143 USD |
||||
USD 0.01 common |
Sale |
824 |
24.3424 USD |
||||
USD 0.01 common |
Sale |
900 |
24.3527 USD |
||||
USD 0.01 common |
Sale |
1,225 |
24.1195 USD |
||||
USD 0.01 common |
Sale |
1,304 |
24.1326 USD |
||||
USD 0.01 common |
Sale |
1,894 |
24.3771 USD |
||||
USD 0.01 common |
Sale |
1,987 |
24.2629 USD |
||||
USD 0.01 common |
Sale |
2,010 |
24.3276 USD |
||||
USD 0.01 common |
Sale |
2,110 |
24.3372 USD |
||||
USD 0.01 common |
Sale |
2,258 |
24.3369 USD |
||||
USD 0.01 common |
Sale |
2,300 |
24.1013 USD |
||||
USD 0.01 common |
Sale |
2,701 |
24.3333 USD |
||||
USD 0.01 common |
Sale |
2,835 |
24.4067 USD |
||||
USD 0.01 common |
Sale |
2,929 |
24.3536 USD |
||||
USD 0.01 common |
Sale |
2,986 |
24.3782 USD |
||||
USD 0.01 common |
Sale |
3,100 |
24.1006 USD |
||||
USD 0.01 common |
Sale |
3,121 |
24.3349 USD |
||||
USD 0.01 common |
Sale |
3,169 |
24.1206 USD |
||||
USD 0.01 common |
Sale |
3,481 |
24.4100 USD |
||||
USD 0.01 common |
Sale |
3,510 |
24.1045 USD |
||||
USD 0.01 common |
Sale |
3,695 |
24.3587 USD |
||||
USD 0.01 common |
Sale |
3,729 |
24.3806 USD |
||||
USD 0.01 common |
Sale |
3,817 |
24.3981 USD |
||||
USD 0.01 common |
Sale |
3,901 |
24.1000 USD |
||||
USD 0.01 common |
Sale |
4,221 |
24.3157 USD |
||||
USD 0.01 common |
Sale |
4,502 |
24.3693 USD |
||||
USD 0.01 common |
Sale |
4,738 |
24.3705 USD |
||||
USD 0.01 common |
Sale |
4,815 |
24.1130 USD |
||||
USD 0.01 common |
Sale |
5,010 |
24.1267 USD |
||||
USD 0.01 common |
Sale |
5,239 |
24.3577 USD |
||||
USD 0.01 common |
Sale |
5,279 |
24.3204 USD |
||||
USD 0.01 common |
Sale |
5,666 |
24.3251 USD |
||||
USD 0.01 common |
Sale |
6,394 |
24.3616 USD |
||||
USD 0.01 common |
Sale |
7,100 |
24.1261 USD |
||||
USD 0.01 common |
Sale |
7,377 |
24.3391 USD |
||||
USD 0.01 common |
Sale |
7,830 |
24.3452 USD |
||||
USD 0.01 common |
Sale |
7,925 |
24.3336 USD |
||||
USD 0.01 common |
Sale |
8,401 |
24.3645 USD |
||||
USD 0.01 common |
Sale |
9,069 |
24.3576 USD |
||||
USD 0.01 common |
Sale |
10,412 |
24.3600 USD |
||||
USD 0.01 common |
Sale |
11,162 |
24.3634 USD |
||||
USD 0.01 common |
Sale |
11,380 |
24.3246 USD |
||||
USD 0.01 common |
Sale |
11,819 |
24.3269 USD |
||||
USD 0.01 common |
Sale |
12,880 |
24.3361 USD |
||||
USD 0.01 common |
Sale |
16,535 |
24.3288 USD |
||||
USD 0.01 common |
Sale |
17,095 |
24.1156 USD |
||||
USD 0.01 common |
Sale |
21,720 |
24.3739 USD |
||||
USD 0.01 common |
Sale |
33,941 |
24.3525 USD |
||||
USD 0.01 common |
Sale |
37,224 |
24.3541 USD |
||||
USD 0.01 common |
Sale |
38,943 |
24.3397 USD |
||||
USD 0.01 common |
Sale |
39,772 |
24.3427 USD |
||||
USD 0.01 common |
Sale |
42,904 |
24.3423 USD |
||||
USD 0.01 common |
Sale |
53,734 |
24.3000 USD |
||||
USD 0.01 common |
Sale |
55,921 |
24.3411 USD |
||||
USD 0.01 common |
Sale |
56,762 |
24.3384 USD |
||||
USD 0.01 common |
Sale |
64,532 |
24.3613 USD |
||||
USD 0.01 common |
Sale |
88,320 |
24.3626 USD |
||||
USD 0.01 common |
Sale |
134,137 |
24.3433 USD |
||||
USD 0.01 common |
Sale |
260,138 |
24.2804 USD |
||||
USD 0.01 common |
Sale |
488,952 |
24.3655 USD |
||||
USD 0.01 common |
Sale |
493,296 |
24.3480 USD |
||||
|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
|
|
|
|
||
Class of relevant |
Product |
|
Nature of dealing |
|
Number of |
Price per unit |
|
security |
|
description |
|
|
|
reference |
|
|
|
|
|
|
|
securities |
|
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
|
|
||||
(i) |
Writing, selling, purchasing or varying |
|
|
|
|||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
money |
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
option |
|
|
|
per unit |
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
security |
|
|
|
securities |
unit |
||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
|
|
||||
Class of relevant |
Nature of Dealings |
|
Details |
Price per unit (if |
|
||
security |
|
|
|
applicable) |
|
||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
|
|
|
|||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|||||||
or refrain from dealing entered into by the person making the disclosure and any party |
|||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
|||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
||||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
the person making the disclosure and any other person relating to: |
|
|
|||||
(i) the voting rights of any relevant securities under any option; or |
|
|
|||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|||||||
any derivative is referenced: |
|
|
|
|
|
||
NONE |
|||||||
(c) |
Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
Date of disclosure: |
6 Jun 2022 |
|
|
|
|||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
|
|