FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
SCHNEIDER ELECTRIC SE |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
24 August 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVEVA GROUP PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
EUR 4 ordinary shares |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
5,147,064 |
0.90% |
9,154,125 |
1.61% |
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(2) |
Cash-settled derivatives: |
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2,153,832 |
0.38% |
2,011,053 |
0.35% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
30,000 |
0.01% |
12,236,057 |
2.15% |
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TOTAL: |
7,330,896 |
1.29% |
23,401,235 |
4.11% |
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Class of relevant security: |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
142,387 |
0.03% |
0 |
0.00% |
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(2) |
Cash-settled derivatives: |
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0 |
0.00% |
0 |
0.00% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
142,387 |
0.03% |
0 |
0.00% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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ADR |
Purchase |
903 |
25.7822 USD |
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ADR |
Purchase |
2,740 |
25.7214 USD |
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ADR |
Purchase |
7,300 |
25.7050 USD |
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ADR |
Sale |
1,370 |
25.7214 USD |
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ADR |
Sale |
1,806 |
25.7822 USD |
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ADR |
Sale |
7,300 |
25.7050 USD |
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EUR 4 ordinary shares |
Purchase |
1 |
129.0900 EUR |
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EUR 4 ordinary shares |
Purchase |
6 |
129.0067 EUR |
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EUR 4 ordinary shares |
Purchase |
39 |
128.2200 EUR |
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EUR 4 ordinary shares |
Purchase |
43 |
128.1800 EUR |
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EUR 4 ordinary shares |
Purchase |
43 |
127.9600 EUR |
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EUR 4 ordinary shares |
Purchase |
43 |
127.9400 EUR |
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EUR 4 ordinary shares |
Purchase |
43 |
127.6600 EUR |
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EUR 4 ordinary shares |
Purchase |
43 |
129.2800 EUR |
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EUR 4 ordinary shares |
Purchase |
50 |
127.7800 EUR |
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EUR 4 ordinary shares |
Purchase |
52 |
128.8875 EUR |
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EUR 4 ordinary shares |
Purchase |
54 |
128.5400 EUR |
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EUR 4 ordinary shares |
Purchase |
97 |
129.1400 EUR |
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EUR 4 ordinary shares |
Purchase |
99 |
128.5091 EUR |
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EUR 4 ordinary shares |
Purchase |
100 |
129.1600 EUR |
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EUR 4 ordinary shares |
Purchase |
104 |
129.2852 EUR |
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EUR 4 ordinary shares |
Purchase |
105 |
128.5173 EUR |
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EUR 4 ordinary shares |
Purchase |
114 |
128.2077 EUR |
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EUR 4 ordinary shares |
Purchase |
119 |
127.8634 EUR |
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EUR 4 ordinary shares |
Purchase |
122 |
127.9495 EUR |
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EUR 4 ordinary shares |
Purchase |
132 |
128.4937 EUR |
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EUR 4 ordinary shares |
Purchase |
141 |
128.6800 EUR |
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EUR 4 ordinary shares |
Purchase |
169 |
128.7490 EUR |
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EUR 4 ordinary shares |
Purchase |
170 |
129.0791 EUR |
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EUR 4 ordinary shares |
Purchase |
177 |
128.5875 EUR |
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EUR 4 ordinary shares |
Purchase |
224 |
128.3400 EUR |
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EUR 4 ordinary shares |
Purchase |
230 |
128.8400 EUR |
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EUR 4 ordinary shares |
Purchase |
235 |
128.9190 EUR |
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EUR 4 ordinary shares |
Purchase |
256 |
129.0414 EUR |
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EUR 4 ordinary shares |
Purchase |
280 |
128.5068 EUR |
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EUR 4 ordinary shares |
Purchase |
287 |
128.7283 EUR |
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EUR 4 ordinary shares |
Purchase |
288 |
128.4675 EUR |
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EUR 4 ordinary shares |
Purchase |
403 |
128.3801 EUR |
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EUR 4 ordinary shares |
Purchase |
443 |
129.0841 EUR |
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EUR 4 ordinary shares |
Purchase |
471 |
128.5182 EUR |
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EUR 4 ordinary shares |
Purchase |
836 |
129.2261 EUR |
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EUR 4 ordinary shares |
Purchase |
847 |
129.4200 EUR |
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EUR 4 ordinary shares |
Purchase |
1,192 |
128.7235 EUR |
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EUR 4 ordinary shares |
Purchase |
1,299 |
128.5630 EUR |
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EUR 4 ordinary shares |
Purchase |
1,358 |
128.9017 EUR |
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EUR 4 ordinary shares |
Purchase |
2,913 |
129.1968 EUR |
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EUR 4 ordinary shares |
Purchase |
3,000 |
128.4139 EUR |
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EUR 4 ordinary shares |
Purchase |
3,092 |
128.1963 EUR |
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EUR 4 ordinary shares |
Purchase |
3,812 |
128.3522 EUR |
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EUR 4 ordinary shares |
Purchase |
3,825 |
128.8642 EUR |
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EUR 4 ordinary shares |
Purchase |
4,493 |
128.9360 EUR |
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EUR 4 ordinary shares |
Purchase |
4,554 |
128.7301 EUR |
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EUR 4 ordinary shares |
Purchase |
9,471 |
129.1659 EUR |
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EUR 4 ordinary shares |
Purchase |
9,893 |
129.1984 EUR |
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EUR 4 ordinary shares |
Purchase |
9,965 |
127.8904 EUR |
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EUR 4 ordinary shares |
Purchase |
23,265 |
129.3727 EUR |
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EUR 4 ordinary shares |
Purchase |
27,297 |
129.2716 EUR |
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EUR 4 ordinary shares |
Purchase |
38,600 |
129.1965 EUR |
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EUR 4 ordinary shares |
Purchase |
40,337 |
129.0854 EUR |
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EUR 4 ordinary shares |
Sale |
1 |
128.6528 EUR |
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EUR 4 ordinary shares |
Sale |
2 |
129.0403 EUR |
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EUR 4 ordinary shares |
Sale |
27 |
129.2200 EUR |
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EUR 4 ordinary shares |
Sale |
27 |
129.5696 EUR |
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EUR 4 ordinary shares |
Sale |
38 |
128.2000 EUR |
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EUR 4 ordinary shares |
Sale |
39 |
128.2200 EUR |
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EUR 4 ordinary shares |
Sale |
39 |
128.1000 EUR |
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EUR 4 ordinary shares |
Sale |
42 |
128.7400 EUR |
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EUR 4 ordinary shares |
Sale |
43 |
127.9400 EUR |
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EUR 4 ordinary shares |
Sale |
43 |
127.6600 EUR |
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EUR 4 ordinary shares |
Sale |
46 |
129.1327 EUR |
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EUR 4 ordinary shares |
Sale |
54 |
128.5400 EUR |
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EUR 4 ordinary shares |
Sale |
75 |
128.4938 EUR |
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EUR 4 ordinary shares |
Sale |
95 |
128.1770 EUR |
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EUR 4 ordinary shares |
Sale |
97 |
129.1400 EUR |
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EUR 4 ordinary shares |
Sale |
103 |
127.7590 EUR |
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EUR 4 ordinary shares |
Sale |
106 |
128.7073 EUR |
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EUR 4 ordinary shares |
Sale |
107 |
129.2000 EUR |
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EUR 4 ordinary shares |
Sale |
111 |
128.1499 EUR |
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EUR 4 ordinary shares |
Sale |
120 |
129.1299 EUR |
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EUR 4 ordinary shares |
Sale |
129 |
128.9133 EUR |
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EUR 4 ordinary shares |
Sale |
140 |
128.5068 EUR |
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EUR 4 ordinary shares |
Sale |
172 |
128.6039 EUR |
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EUR 4 ordinary shares |
Sale |
200 |
129.3000 EUR |
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EUR 4 ordinary shares |
Sale |
230 |
128.8400 EUR |
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EUR 4 ordinary shares |
Sale |
241 |
129.4434 EUR |
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EUR 4 ordinary shares |
Sale |
281 |
127.7800 EUR |
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EUR 4 ordinary shares |
Sale |
282 |
128.8790 EUR |
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EUR 4 ordinary shares |
Sale |
297 |
127.6065 EUR |
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EUR 4 ordinary shares |
Sale |
313 |
129.2088 EUR |
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EUR 4 ordinary shares |
Sale |
359 |
128.9413 EUR |
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EUR 4 ordinary shares |
Sale |
466 |
129.3603 EUR |
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EUR 4 ordinary shares |
Sale |
512 |
129.0414 EUR |
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EUR 4 ordinary shares |
Sale |
526 |
129.0354 EUR |
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EUR 4 ordinary shares |
Sale |
582 |
128.2542 EUR |
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EUR 4 ordinary shares |
Sale |
602 |
129.0693 EUR |
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EUR 4 ordinary shares |
Sale |
627 |
128.1055 EUR |
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EUR 4 ordinary shares |
Sale |
758 |
129.4200 EUR |
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EUR 4 ordinary shares |
Sale |
758 |
128.9420 EUR |
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EUR 4 ordinary shares |
Sale |
831 |
128.1123 EUR |
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EUR 4 ordinary shares |
Sale |
864 |
128.9339 EUR |
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EUR 4 ordinary shares |
Sale |
1,037 |
128.8312 EUR |
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EUR 4 ordinary shares |
Sale |
1,129 |
128.0370 EUR |
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EUR 4 ordinary shares |
Sale |
1,195 |
128.7160 EUR |
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EUR 4 ordinary shares |
Sale |
1,326 |
128.3756 EUR |
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EUR 4 ordinary shares |
Sale |
1,424 |
129.1001 EUR |
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EUR 4 ordinary shares |
Sale |
1,872 |
128.9274 EUR |
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EUR 4 ordinary shares |
Sale |
2,217 |
128.3822 EUR |
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EUR 4 ordinary shares |
Sale |
2,417 |
129.1621 EUR |
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EUR 4 ordinary shares |
Sale |
2,464 |
128.4228 EUR |
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EUR 4 ordinary shares |
Sale |
2,577 |
128.9165 EUR |
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EUR 4 ordinary shares |
Sale |
3,000 |
128.9319 EUR |
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EUR 4 ordinary shares |
Sale |
3,812 |
128.3522 EUR |
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EUR 4 ordinary shares |
Sale |
3,900 |
129.0107 EUR |
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EUR 4 ordinary shares |
Sale |
3,900 |
128.7812 EUR |
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EUR 4 ordinary shares |
Sale |
4,115 |
128.3703 EUR |
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EUR 4 ordinary shares |
Sale |
4,141 |
128.2563 EUR |
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EUR 4 ordinary shares |
Sale |
4,530 |
129.0640 EUR |
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EUR 4 ordinary shares |
Sale |
5,391 |
128.6761 EUR |
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EUR 4 ordinary shares |
Sale |
8,897 |
128.5977 EUR |
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EUR 4 ordinary shares |
Sale |
26,074 |
129.2874 EUR |
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EUR 4 ordinary shares |
Sale |
36,179 |
129.3033 EUR |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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EUR 4 ordinary shares |
SWAP |
Long |
9 |
127.5400 EUR |
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EUR 4 ordinary shares |
SWAP |
Long |
26 |
128.8245 EUR |
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EUR 4 ordinary shares |
SWAP |
Long |
46 |
129.1328 EUR |
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EUR 4 ordinary shares |
SWAP |
Long |
113 |
128.5019 EUR |
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EUR 4 ordinary shares |
CFD |
Long |
134 |
129.1943 EUR |
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EUR 4 ordinary shares |
CFD |
Long |
256 |
129.0414 EUR |
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EUR 4 ordinary shares |
CFD |
Long |
297 |
127.6065 EUR |
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EUR 4 ordinary shares |
SWAP |
Long |
325 |
127.7800 EUR |
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EUR 4 ordinary shares |
SWAP |
Long |
346 |
128.6784 EUR |
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EUR 4 ordinary shares |
CFD |
Long |
3,812 |
128.3522 EUR |
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EUR 4 ordinary shares |
CFD |
Long |
2,200 |
128.9600 EUR |
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EUR 4 ordinary shares |
SWAP |
Long |
5,391 |
128.6761 EUR |
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EUR 4 ordinary shares |
CFD |
Long |
8,897 |
128.5976 EUR |
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EUR 4 ordinary shares |
CFD |
Long |
12,917 |
129.4200 EUR |
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EUR 4 ordinary shares |
SWAP |
Short |
104 |
128.8604 EUR |
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EUR 4 ordinary shares |
SWAP |
Short |
104 |
129.2852 EUR |
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EUR 4 ordinary shares |
CFD |
Short |
140 |
128.5068 EUR |
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EUR 4 ordinary shares |
SWAP |
Short |
171 |
129.0281 EUR |
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EUR 4 ordinary shares |
SWAP |
Short |
177 |
128.5875 EUR |
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EUR 4 ordinary shares |
CFD |
Short |
207 |
128.7029 EUR |
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EUR 4 ordinary shares |
CFD |
Short |
224 |
128.3400 EUR |
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EUR 4 ordinary shares |
CFD |
Short |
1,047 |
127.8777 EUR |
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EUR 4 ordinary shares |
SWAP |
Short |
1,355 |
128.6851 EUR |
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EUR 4 ordinary shares |
SWAP |
Short |
1,835 |
128.5063 EUR |
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EUR 4 ordinary shares |
CFD |
Short |
2,246 |
128.6959 EUR |
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EUR 4 ordinary shares |
CFD |
Short |
3,825 |
128.8642 EUR |
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EUR 4 ordinary shares |
SWAP |
Short |
3,957 |
129.0129 EUR |
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EUR 4 ordinary shares |
CFD |
Short |
7,574 |
129.4310 EUR |
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EUR 4 ordinary shares |
CFD |
Short |
13,006 |
129.4200 EUR |
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EUR 4 ordinary shares |
CFD |
Short |
27,297 |
129.2716 EUR |
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EUR 4 ordinary shares |
SWAP |
Short |
40,337 |
129.0854 EUR |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
25 Aug 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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SUPPLEMENTAL FORM 8 (OPEN POSITIONS) |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
||||||||
PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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are being disclosed: |
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Name of offeror/offeree in relation to whose |
SCHNEIDER ELECTRIC SE |
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relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class |
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Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
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of |
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description |
purchasing, |
of |
price |
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date |
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relevant |
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selling, |
securities |
per unit |
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|
security |
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varying etc |
to which |
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option |
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relates |
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EUR 4 ordinary shares |
Call Options |
Written |
-30,000 |
140.0000 |
American |
15 Dec 2023 |
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EUR 4 ordinary shares |
Futures |
Selling |
-120 |
164.7962 |
Z |
16 Dec 2022 |
||
EUR 4 ordinary shares |
Put Options |
Purchased |
-30,000 |
120.0000 |
American |
17 Mar 2023 |
||
EUR 4 ordinary shares |
Put Options |
Purchased |
-30,000 |
120.0000 |
American |
16 Dec 2022 |
||
EUR 4 ordinary shares |
Put Options |
Written |
30,000 |
140.0000 |
American |
15 Dec 2023 |
||
EUR 4 ordinary shares |
Call Options |
Written |
-4,569,897 |
|
European |
4 Jan 2023 |
||
EUR 4 ordinary shares |
Call Options |
Written |
-4,443,170 |
|
European |
28 Dec 2022 |
||
EUR 4 ordinary shares |
Call Options |
Written |
-2,225,679 |
|
European |
27 Dec 2022 |
||
EUR 4 ordinary shares |
Call Options |
Written |
-275,490 |
|
European |
24 Apr 2024 |
||
EUR 4 ordinary shares |
Call Options |
Written |
-225,903 |
|
European |
14 Feb 2023 |
||
EUR 4 ordinary shares |
Call Options |
Written |
-216,637 |
|
European |
11 Oct 2023 |
||
EUR 4 ordinary shares |
Call Options |
Written |
-189,281 |
|
European |
15 Feb 2023 |
||
3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully |
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understood: |
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