FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
SCHNEIDER ELECTRIC SE |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
07 September 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVEVA GROUP PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
EUR 4 ordinary shares |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
2,452,365 |
0.44% |
6,656,345 |
1.19% |
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(2) |
Cash-settled derivatives: |
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2,009,485 |
0.36% |
2,078,449 |
0.37% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
30,000 |
0.01% |
12,236,057 |
2.19% |
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TOTAL: |
4,491,850 |
0.80% |
20,970,851 |
3.75% |
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Class of relevant security: |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
142,387 |
0.03% |
0 |
0.00% |
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(2) |
Cash-settled derivatives: |
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0 |
0.00% |
0 |
0.00% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
142,387 |
0.03% |
0 |
0.00% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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ADR |
Purchase |
200 |
23.8200 USD |
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ADR |
Purchase |
11,584 |
24.0116 USD |
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ADR |
Sale |
100 |
23.8200 USD |
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ADR |
Sale |
11,584 |
24.0116 USD |
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EUR 4 ordinary shares |
Purchase |
4 |
119.3150 EUR |
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EUR 4 ordinary shares |
Purchase |
10 |
118.6600 EUR |
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EUR 4 ordinary shares |
Purchase |
37 |
119.2600 EUR |
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EUR 4 ordinary shares |
Purchase |
37 |
119.2000 EUR |
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EUR 4 ordinary shares |
Purchase |
38 |
118.5800 EUR |
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EUR 4 ordinary shares |
Purchase |
39 |
118.3000 EUR |
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EUR 4 ordinary shares |
Purchase |
43 |
118.0600 EUR |
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EUR 4 ordinary shares |
Purchase |
48 |
118.5825 EUR |
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EUR 4 ordinary shares |
Purchase |
59 |
120.5800 EUR |
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EUR 4 ordinary shares |
Purchase |
98 |
120.6118 EUR |
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EUR 4 ordinary shares |
Purchase |
98 |
118.4881 EUR |
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EUR 4 ordinary shares |
Purchase |
100 |
118.9400 EUR |
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EUR 4 ordinary shares |
Purchase |
174 |
118.4200 EUR |
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EUR 4 ordinary shares |
Purchase |
183 |
119.3091 EUR |
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EUR 4 ordinary shares |
Purchase |
216 |
117.9083 EUR |
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EUR 4 ordinary shares |
Purchase |
240 |
120.2878 EUR |
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EUR 4 ordinary shares |
Purchase |
282 |
118.7689 EUR |
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EUR 4 ordinary shares |
Purchase |
288 |
118.3207 EUR |
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EUR 4 ordinary shares |
Purchase |
300 |
118.3394 EUR |
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EUR 4 ordinary shares |
Purchase |
307 |
118.8351 EUR |
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EUR 4 ordinary shares |
Purchase |
380 |
118.1954 EUR |
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EUR 4 ordinary shares |
Purchase |
411 |
117.9029 EUR |
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EUR 4 ordinary shares |
Purchase |
724 |
118.5358 EUR |
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EUR 4 ordinary shares |
Purchase |
820 |
118.7886 EUR |
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EUR 4 ordinary shares |
Purchase |
1,322 |
118.9337 EUR |
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EUR 4 ordinary shares |
Purchase |
1,399 |
117.8400 EUR |
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EUR 4 ordinary shares |
Purchase |
2,126 |
118.5400 EUR |
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EUR 4 ordinary shares |
Purchase |
2,354 |
118.6287 EUR |
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EUR 4 ordinary shares |
Purchase |
2,708 |
118.8953 EUR |
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EUR 4 ordinary shares |
Purchase |
3,466 |
119.1699 EUR |
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EUR 4 ordinary shares |
Purchase |
4,145 |
118.4323 EUR |
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EUR 4 ordinary shares |
Purchase |
4,148 |
118.5949 EUR |
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EUR 4 ordinary shares |
Purchase |
4,533 |
119.1850 EUR |
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EUR 4 ordinary shares |
Purchase |
17,440 |
120.3156 EUR |
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EUR 4 ordinary shares |
Purchase |
25,022 |
120.4784 EUR |
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EUR 4 ordinary shares |
Purchase |
30,116 |
119.8135 EUR |
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EUR 4 ordinary shares |
Purchase |
50,549 |
120.4800 EUR |
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EUR 4 ordinary shares |
Sale |
1 |
119.3000 EUR |
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EUR 4 ordinary shares |
Sale |
1 |
118.2800 EUR |
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EUR 4 ordinary shares |
Sale |
10 |
118.2600 EUR |
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EUR 4 ordinary shares |
Sale |
10 |
118.6600 EUR |
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EUR 4 ordinary shares |
Sale |
11 |
118.4229 EUR |
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EUR 4 ordinary shares |
Sale |
14 |
118.3614 EUR |
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EUR 4 ordinary shares |
Sale |
25 |
118.9700 EUR |
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EUR 4 ordinary shares |
Sale |
27 |
120.6400 EUR |
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EUR 4 ordinary shares |
Sale |
37 |
119.2000 EUR |
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EUR 4 ordinary shares |
Sale |
38 |
118.3744 EUR |
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EUR 4 ordinary shares |
Sale |
39 |
118.5800 EUR |
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EUR 4 ordinary shares |
Sale |
39 |
118.3000 EUR |
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EUR 4 ordinary shares |
Sale |
51 |
118.4200 EUR |
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EUR 4 ordinary shares |
Sale |
58 |
118.4600 EUR |
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EUR 4 ordinary shares |
Sale |
63 |
119.2906 EUR |
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EUR 4 ordinary shares |
Sale |
65 |
119.4633 EUR |
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EUR 4 ordinary shares |
Sale |
66 |
119.9520 EUR |
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EUR 4 ordinary shares |
Sale |
68 |
118.5171 EUR |
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EUR 4 ordinary shares |
Sale |
101 |
118.9790 EUR |
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EUR 4 ordinary shares |
Sale |
117 |
119.9200 EUR |
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EUR 4 ordinary shares |
Sale |
143 |
118.4925 EUR |
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EUR 4 ordinary shares |
Sale |
162 |
118.4688 EUR |
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EUR 4 ordinary shares |
Sale |
166 |
118.5260 EUR |
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EUR 4 ordinary shares |
Sale |
169 |
119.0844 EUR |
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EUR 4 ordinary shares |
Sale |
185 |
119.4918 EUR |
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EUR 4 ordinary shares |
Sale |
204 |
119.2783 EUR |
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EUR 4 ordinary shares |
Sale |
230 |
119.1200 EUR |
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EUR 4 ordinary shares |
Sale |
292 |
118.5717 EUR |
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EUR 4 ordinary shares |
Sale |
333 |
118.5451 EUR |
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EUR 4 ordinary shares |
Sale |
344 |
118.4766 EUR |
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EUR 4 ordinary shares |
Sale |
351 |
118.9442 EUR |
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EUR 4 ordinary shares |
Sale |
394 |
118.4994 EUR |
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EUR 4 ordinary shares |
Sale |
484 |
118.7165 EUR |
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EUR 4 ordinary shares |
Sale |
1,010 |
118.6100 EUR |
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EUR 4 ordinary shares |
Sale |
1,137 |
118.8834 EUR |
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EUR 4 ordinary shares |
Sale |
1,213 |
119.8073 EUR |
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EUR 4 ordinary shares |
Sale |
1,214 |
120.6561 EUR |
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EUR 4 ordinary shares |
Sale |
1,349 |
118.5184 EUR |
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EUR 4 ordinary shares |
Sale |
1,557 |
117.8400 EUR |
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EUR 4 ordinary shares |
Sale |
1,733 |
119.1699 EUR |
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EUR 4 ordinary shares |
Sale |
3,007 |
120.1031 EUR |
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EUR 4 ordinary shares |
Sale |
6,560 |
118.2861 EUR |
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EUR 4 ordinary shares |
Sale |
8,614 |
119.7693 EUR |
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EUR 4 ordinary shares |
Sale |
15,139 |
120.4896 EUR |
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EUR 4 ordinary shares |
Sale |
20,172 |
119.4925 EUR |
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EUR 4 ordinary shares |
Sale |
29,323 |
120.4310 EUR |
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EUR 4 ordinary shares |
Sale |
49,772 |
120.4800 EUR |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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EUR 4 ordinary shares |
CFD |
Long |
20 |
120.1045 EUR |
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EUR 4 ordinary shares |
SWAP |
Long |
25 |
119.0448 EUR |
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EUR 4 ordinary shares |
SWAP |
Long |
63 |
119.2906 EUR |
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EUR 4 ordinary shares |
SWAP |
Long |
68 |
118.5172 EUR |
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EUR 4 ordinary shares |
SWAP |
Long |
235 |
119.8828 EUR |
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EUR 4 ordinary shares |
SWAP |
Long |
347 |
119.3897 EUR |
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EUR 4 ordinary shares |
CFD |
Long |
403 |
118.8911 EUR |
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EUR 4 ordinary shares |
CFD |
Long |
562 |
118.4400 EUR |
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EUR 4 ordinary shares |
CFD |
Long |
634 |
119.0800 EUR |
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EUR 4 ordinary shares |
CFD |
Long |
1,452 |
120.4697 EUR |
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EUR 4 ordinary shares |
CFD |
Long |
1,557 |
117.8400 EUR |
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EUR 4 ordinary shares |
SWAP |
Long |
1,792 |
119.9021 EUR |
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EUR 4 ordinary shares |
SWAP |
Long |
2,428 |
120.1036 EUR |
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EUR 4 ordinary shares |
CFD |
Long |
5,383 |
120.0813 EUR |
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EUR 4 ordinary shares |
SWAP |
Long |
20,172 |
119.4925 EUR |
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EUR 4 ordinary shares |
SWAP |
Long |
22,625 |
120.4800 EUR |
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EUR 4 ordinary shares |
CFD |
Long |
24,695 |
120.4800 EUR |
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EUR 4 ordinary shares |
SWAP |
Short |
84 |
119.2200 EUR |
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EUR 4 ordinary shares |
SWAP |
Short |
100 |
118.8600 EUR |
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EUR 4 ordinary shares |
SWAP |
Short |
107 |
119.8676 EUR |
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EUR 4 ordinary shares |
SWAP |
Short |
240 |
120.2878 EUR |
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EUR 4 ordinary shares |
CFD |
Short |
562 |
118.4400 EUR |
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EUR 4 ordinary shares |
SWAP |
Short |
570 |
118.5424 EUR |
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EUR 4 ordinary shares |
CFD |
Short |
625 |
120.4902 EUR |
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EUR 4 ordinary shares |
CFD |
Short |
634 |
119.0800 EUR |
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EUR 4 ordinary shares |
SWAP |
Short |
1,512 |
119.2984 EUR |
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EUR 4 ordinary shares |
CFD |
Short |
1,733 |
119.1699 EUR |
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EUR 4 ordinary shares |
SWAP |
Short |
1,936 |
118.2165 EUR |
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EUR 4 ordinary shares |
CFD |
Short |
10,493 |
118.7729 EUR |
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EUR 4 ordinary shares |
SWAP |
Short |
22,625 |
120.4800 EUR |
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EUR 4 ordinary shares |
CFD |
Short |
23,486 |
120.4800 EUR |
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EUR 4 ordinary shares |
SWAP |
Short |
30,116 |
119.8135 EUR |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
8 Sep 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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SUPPLEMENTAL FORM 8 (OPEN POSITIONS) |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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are being disclosed: |
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Name of offeror/offeree in relation to whose |
SCHNEIDER ELECTRIC SE |
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relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class |
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Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
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of |
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description |
purchasing, |
of |
price |
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date |
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relevant |
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selling, |
securities |
per unit |
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security |
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varying etc |
to which |
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option |
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relates |
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EUR 4 ordinary shares |
Call Options |
Written |
-4,569,897 |
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European |
4 Jan 2023 |
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EUR 4 ordinary shares |
Call Options |
Written |
-4,443,170 |
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European |
28 Dec 2022 |
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EUR 4 ordinary shares |
Call Options |
Written |
-2,225,679 |
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European |
27 Dec 2022 |
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EUR 4 ordinary shares |
Call Options |
Written |
-275,490 |
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European |
24 Apr 2024 |
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EUR 4 ordinary shares |
Call Options |
Written |
-225,903 |
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European |
14 Feb 2023 |
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EUR 4 ordinary shares |
Call Options |
Written |
-216,637 |
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European |
11 Oct 2023 |
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EUR 4 ordinary shares |
Call Options |
Written |
-189,281 |
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European |
15 Feb 2023 |
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EUR 4 ordinary shares |
Call Options |
Written |
-30,000 |
140.0000 |
American |
15 Dec 2023 |
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EUR 4 ordinary shares |
Futures |
Selling |
-120 |
164.7962 |
Z |
16 Dec 2022 |
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EUR 4 ordinary shares |
Put Options |
Purchased |
-30,000 |
120.0000 |
American |
17 Mar 2023 |
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EUR 4 ordinary shares |
Put Options |
Purchased |
-30,000 |
120.0000 |
American |
16 Dec 2022 |
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EUR 4 ordinary shares |
Put Options |
Written |
30,000 |
140.0000 |
American |
15 Dec 2023 |
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3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully |
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understood: |
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