FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
SCHNEIDER ELECTRIC SE |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
09 September 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
AVEVA GROUP PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
EUR 4 ordinary shares |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
2,295,866 |
0.41% |
6,948,982 |
1.24% |
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(2) |
Cash-settled derivatives: |
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2,081,372 |
0.37% |
1,989,241 |
0.36% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
30,000 |
0.01% |
12,236,057 |
2.19% |
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TOTAL: |
4,407,238 |
0.79% |
21,174,280 |
3.79% |
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Class of relevant security: |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
142,387 |
0.03% |
0 |
0.00% |
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(2) |
Cash-settled derivatives: |
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0 |
0.00% |
0 |
0.00% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
142,387 |
0.03% |
0 |
0.00% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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ADR |
Purchase |
139 |
25.3300 USD |
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ADR |
Purchase |
5,422 |
25.2081 USD |
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ADR |
Purchase |
7,841 |
25.3246 USD |
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ADR |
Purchase |
18,552 |
25.3900 USD |
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ADR |
Sale |
139 |
25.3300 USD |
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ADR |
Sale |
2,711 |
25.2081 USD |
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ADR |
Sale |
3,341 |
25.3165 USD |
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ADR |
Sale |
4,500 |
25.3306 USD |
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ADR |
Sale |
18,552 |
25.3900 USD |
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EUR 4 ordinary shares |
Purchase |
8 |
121.7873 EUR |
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EUR 4 ordinary shares |
Purchase |
29 |
125.1400 EUR |
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EUR 4 ordinary shares |
Purchase |
42 |
125.2300 EUR |
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EUR 4 ordinary shares |
Purchase |
42 |
125.2262 EUR |
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EUR 4 ordinary shares |
Purchase |
43 |
125.7300 EUR |
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EUR 4 ordinary shares |
Purchase |
44 |
125.8400 EUR |
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EUR 4 ordinary shares |
Purchase |
45 |
125.6200 EUR |
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EUR 4 ordinary shares |
Purchase |
46 |
123.6600 EUR |
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EUR 4 ordinary shares |
Purchase |
54 |
121.6800 EUR |
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EUR 4 ordinary shares |
Purchase |
63 |
121.7000 EUR |
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EUR 4 ordinary shares |
Purchase |
77 |
124.0319 EUR |
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EUR 4 ordinary shares |
Purchase |
91 |
125.6600 EUR |
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EUR 4 ordinary shares |
Purchase |
100 |
125.6800 EUR |
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EUR 4 ordinary shares |
Purchase |
118 |
126.1600 EUR |
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EUR 4 ordinary shares |
Purchase |
139 |
126.3857 EUR |
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EUR 4 ordinary shares |
Purchase |
152 |
125.9947 EUR |
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EUR 4 ordinary shares |
Purchase |
158 |
125.1994 EUR |
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EUR 4 ordinary shares |
Purchase |
159 |
124.6742 EUR |
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EUR 4 ordinary shares |
Purchase |
185 |
126.4101 EUR |
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EUR 4 ordinary shares |
Purchase |
215 |
126.1522 EUR |
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EUR 4 ordinary shares |
Purchase |
255 |
124.7499 EUR |
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EUR 4 ordinary shares |
Purchase |
259 |
125.5900 EUR |
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EUR 4 ordinary shares |
Purchase |
275 |
125.6148 EUR |
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EUR 4 ordinary shares |
Purchase |
300 |
125.7564 EUR |
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EUR 4 ordinary shares |
Purchase |
300 |
125.8866 EUR |
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EUR 4 ordinary shares |
Purchase |
359 |
126.3087 EUR |
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EUR 4 ordinary shares |
Purchase |
424 |
124.5869 EUR |
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EUR 4 ordinary shares |
Purchase |
477 |
125.9821 EUR |
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EUR 4 ordinary shares |
Purchase |
479 |
125.9574 EUR |
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EUR 4 ordinary shares |
Purchase |
500 |
125.7400 EUR |
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EUR 4 ordinary shares |
Purchase |
510 |
126.0811 EUR |
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EUR 4 ordinary shares |
Purchase |
645 |
125.7646 EUR |
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EUR 4 ordinary shares |
Purchase |
658 |
125.1722 EUR |
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EUR 4 ordinary shares |
Purchase |
937 |
126.2223 EUR |
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EUR 4 ordinary shares |
Purchase |
1,196 |
125.5044 EUR |
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EUR 4 ordinary shares |
Purchase |
1,313 |
126.0031 EUR |
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EUR 4 ordinary shares |
Purchase |
1,475 |
123.9099 EUR |
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EUR 4 ordinary shares |
Purchase |
1,824 |
125.6091 EUR |
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EUR 4 ordinary shares |
Purchase |
1,909 |
125.8744 EUR |
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EUR 4 ordinary shares |
Purchase |
2,161 |
125.5257 EUR |
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EUR 4 ordinary shares |
Purchase |
3,326 |
125.2583 EUR |
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EUR 4 ordinary shares |
Purchase |
3,437 |
125.7600 EUR |
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EUR 4 ordinary shares |
Purchase |
4,025 |
123.4213 EUR |
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EUR 4 ordinary shares |
Purchase |
4,733 |
125.8110 EUR |
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EUR 4 ordinary shares |
Purchase |
5,434 |
125.1413 EUR |
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EUR 4 ordinary shares |
Purchase |
6,254 |
126.1180 EUR |
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EUR 4 ordinary shares |
Purchase |
6,475 |
125.8319 EUR |
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EUR 4 ordinary shares |
Purchase |
7,080 |
125.6612 EUR |
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EUR 4 ordinary shares |
Purchase |
7,972 |
125.9798 EUR |
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EUR 4 ordinary shares |
Purchase |
8,022 |
125.4126 EUR |
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EUR 4 ordinary shares |
Purchase |
10,000 |
125.9257 EUR |
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EUR 4 ordinary shares |
Purchase |
11,300 |
124.7523 EUR |
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EUR 4 ordinary shares |
Purchase |
13,065 |
126.0600 EUR |
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EUR 4 ordinary shares |
Purchase |
27,319 |
125.9236 EUR |
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EUR 4 ordinary shares |
Purchase |
40,671 |
126.0503 EUR |
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EUR 4 ordinary shares |
Purchase |
53,259 |
126.0243 EUR |
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EUR 4 ordinary shares |
Sale |
13 |
125.6400 EUR |
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EUR 4 ordinary shares |
Sale |
14 |
125.5386 EUR |
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EUR 4 ordinary shares |
Sale |
27 |
121.6800 EUR |
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EUR 4 ordinary shares |
Sale |
32 |
126.5800 EUR |
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EUR 4 ordinary shares |
Sale |
42 |
125.2300 EUR |
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EUR 4 ordinary shares |
Sale |
43 |
125.7300 EUR |
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EUR 4 ordinary shares |
Sale |
43 |
125.6000 EUR |
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EUR 4 ordinary shares |
Sale |
44 |
125.8400 EUR |
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EUR 4 ordinary shares |
Sale |
44 |
125.6600 EUR |
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EUR 4 ordinary shares |
Sale |
45 |
125.6237 EUR |
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EUR 4 ordinary shares |
Sale |
47 |
124.9191 EUR |
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EUR 4 ordinary shares |
Sale |
72 |
125.4506 EUR |
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EUR 4 ordinary shares |
Sale |
130 |
125.4142 EUR |
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EUR 4 ordinary shares |
Sale |
136 |
125.6323 EUR |
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EUR 4 ordinary shares |
Sale |
174 |
124.1169 EUR |
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EUR 4 ordinary shares |
Sale |
195 |
125.3149 EUR |
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EUR 4 ordinary shares |
Sale |
199 |
125.9156 EUR |
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EUR 4 ordinary shares |
Sale |
203 |
125.6200 EUR |
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EUR 4 ordinary shares |
Sale |
203 |
125.7218 EUR |
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EUR 4 ordinary shares |
Sale |
232 |
124.2800 EUR |
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EUR 4 ordinary shares |
Sale |
302 |
123.8100 EUR |
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EUR 4 ordinary shares |
Sale |
338 |
125.1805 EUR |
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EUR 4 ordinary shares |
Sale |
344 |
125.4499 EUR |
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EUR 4 ordinary shares |
Sale |
373 |
125.3716 EUR |
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EUR 4 ordinary shares |
Sale |
393 |
125.4839 EUR |
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EUR 4 ordinary shares |
Sale |
394 |
124.1123 EUR |
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EUR 4 ordinary shares |
Sale |
500 |
125.7400 EUR |
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EUR 4 ordinary shares |
Sale |
591 |
124.2353 EUR |
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EUR 4 ordinary shares |
Sale |
848 |
124.5869 EUR |
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EUR 4 ordinary shares |
Sale |
1,068 |
125.5670 EUR |
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EUR 4 ordinary shares |
Sale |
1,192 |
125.5835 EUR |
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EUR 4 ordinary shares |
Sale |
2,871 |
125.5150 EUR |
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EUR 4 ordinary shares |
Sale |
3,547 |
125.6266 EUR |
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EUR 4 ordinary shares |
Sale |
3,558 |
125.7592 EUR |
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EUR 4 ordinary shares |
Sale |
4,220 |
125.7021 EUR |
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EUR 4 ordinary shares |
Sale |
5,650 |
124.7523 EUR |
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EUR 4 ordinary shares |
Sale |
5,830 |
126.2327 EUR |
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EUR 4 ordinary shares |
Sale |
5,854 |
126.0600 EUR |
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EUR 4 ordinary shares |
Sale |
6,689 |
123.5338 EUR |
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EUR 4 ordinary shares |
Sale |
11,446 |
125.4565 EUR |
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EUR 4 ordinary shares |
Sale |
12,576 |
125.5399 EUR |
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EUR 4 ordinary shares |
Sale |
13,572 |
125.2573 EUR |
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EUR 4 ordinary shares |
Sale |
13,977 |
125.5915 EUR |
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EUR 4 ordinary shares |
Sale |
16,905 |
125.3048 EUR |
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EUR 4 ordinary shares |
Sale |
24,499 |
125.4811 EUR |
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EUR 4 ordinary shares |
Sale |
38,297 |
123.1600 EUR |
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EUR 4 ordinary shares |
Sale |
55,912 |
126.0349 EUR |
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EUR 4 ordinary shares |
Sale |
84,446 |
125.9850 EUR |
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EUR 4 ordinary shares |
Sale |
120,839 |
125.4486 EUR |
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EUR 4 ordinary shares |
Sale |
152,298 |
123.0117 EUR |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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EUR 4 ordinary shares |
SWAP |
Long |
70 |
125.9045 EUR |
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EUR 4 ordinary shares |
SWAP |
Long |
174 |
124.1168 EUR |
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EUR 4 ordinary shares |
SWAP |
Long |
203 |
125.7219 EUR |
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EUR 4 ordinary shares |
CFD |
Long |
424 |
124.5869 EUR |
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EUR 4 ordinary shares |
CFD |
Long |
439 |
126.0492 EUR |
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EUR 4 ordinary shares |
CFD |
Long |
562 |
125.5998 EUR |
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EUR 4 ordinary shares |
CFD |
Long |
3,182 |
124.3651 EUR |
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EUR 4 ordinary shares |
CFD |
Long |
3,355 |
125.2572 EUR |
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EUR 4 ordinary shares |
SWAP |
Long |
9,831 |
125.5171 EUR |
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EUR 4 ordinary shares |
SWAP |
Long |
10,149 |
125.6707 EUR |
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EUR 4 ordinary shares |
CFD |
Long |
10,273 |
126.0600 EUR |
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EUR 4 ordinary shares |
CFD |
Long |
50,163 |
125.5212 EUR |
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EUR 4 ordinary shares |
SWAP |
Long |
120,839 |
125.4486 EUR |
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EUR 4 ordinary shares |
CFD |
Short |
27 |
121.6800 EUR |
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EUR 4 ordinary shares |
CFD |
Short |
63 |
121.7000 EUR |
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EUR 4 ordinary shares |
SWAP |
Short |
317 |
124.9360 EUR |
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EUR 4 ordinary shares |
CFD |
Short |
5,650 |
124.7523 EUR |
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EUR 4 ordinary shares |
CFD |
Short |
7,008 |
126.0600 EUR |
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EUR 4 ordinary shares |
SWAP |
Short |
27,319 |
125.9236 EUR |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
12 Sep 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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SUPPLEMENTAL FORM 8 (OPEN POSITIONS) |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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are being disclosed: |
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Name of offeror/offeree in relation to whose |
SCHNEIDER ELECTRIC SE |
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relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class |
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Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
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of |
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description |
purchasing, |
of |
price |
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date |
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relevant |
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selling, |
securities |
per unit |
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security |
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varying etc |
to which |
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option |
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relates |
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EUR 4 ordinary shares |
Call Options |
Written |
-4,569,897 |
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European |
4 Jan 2023 |
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EUR 4 ordinary shares |
Call Options |
Written |
-4,443,170 |
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European |
28 Dec 2022 |
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EUR 4 ordinary shares |
Call Options |
Written |
-2,225,679 |
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European |
27 Dec 2022 |
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EUR 4 ordinary shares |
Call Options |
Written |
-275,490 |
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European |
24 Apr 2024 |
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EUR 4 ordinary shares |
Call Options |
Written |
-225,903 |
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European |
14 Feb 2023 |
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EUR 4 ordinary shares |
Call Options |
Written |
-216,637 |
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European |
11 Oct 2023 |
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EUR 4 ordinary shares |
Call Options |
Written |
-189,281 |
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European |
15 Feb 2023 |
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EUR 4 ordinary shares |
Call Options |
Written |
-30,000 |
140.0000 |
American |
15 Dec 2023 |
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EUR 4 ordinary shares |
Futures |
Selling |
-120 |
164.7962 |
Z |
16 Dec 2022 |
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EUR 4 ordinary shares |
Put Options |
Purchased |
-30,000 |
120.0000 |
American |
17 Mar 2023 |
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EUR 4 ordinary shares |
Put Options |
Purchased |
-30,000 |
120.0000 |
American |
16 Dec 2022 |
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EUR 4 ordinary shares |
Put Options |
Written |
30,000 |
140.0000 |
American |
15 Dec 2023 |
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3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully |
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understood: |
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