FORM 8.3 |
|||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
|||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
|||||||
MORE |
|||||||
Rule 8.3 of the Takeover Code (the "Code") |
|||||||
1. |
KEY INFORMATION |
||||||
(a) |
Full name of discloser: |
|
Barclays PLC. |
||||
(b) |
Owner or controller of interest and short |
|
|||||
|
positions disclosed, if different from 1(a): |
||||||
(c) |
Name of offeror/offeree in relation to whose |
SCHNEIDER ELECTRIC SE |
|||||
|
relevant securities this form relates: |
||||||
(d) |
If an exempt fund manager connected with an |
|
|||||
|
offeror/offeree, state this and specify identity of |
||||||
|
offeror/offeree: |
||||||
(e) |
Date position held/dealing undertaken: |
15 Sep 2022 |
|||||
(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
|
|
|||
|
disclosures in respect of any other party to the offer? |
AVEVA GROUP PLC |
|
||||
2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
|
|||||
|
to which the disclosure relates following the dealing(if any) |
|
|||||
Class of relevant security: |
EUR 4 ordinary shares |
||||||
|
Interests |
Short Positions |
|||||
|
Number |
(%) |
Number |
(%) |
|||
(1) |
Relevant securities owned |
|
|
|
|
||
|
and/or controlled: |
|
|
2,291,297 |
0.41% |
7,244,869 |
1.30% |
(2) |
Cash-settled derivatives: |
|
|
|
|
||
|
and/or controlled: |
|
|
2,337,731 |
0.42% |
2,004,605 |
0.36% |
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
||
|
and agreements to purchase/sell: |
|
|
30,000 |
0.01% |
12,236,057 |
2.19% |
|
|
|
|
|
|
|
|
|
TOTAL: |
|
|
4,659,028 |
0.83% |
21,485,531 |
3.84% |
Class of relevant security: |
EUR 4 ordinary shares |
||||||
|
Interests |
Short Positions |
|||||
|
Number |
(%) |
Number |
(%) |
|||
(1) |
Relevant securities owned |
|
|
|
|
||
|
and/or controlled: |
|
|
860 |
0.00% |
0 |
0.00% |
(2) |
Cash-settled derivatives: |
|
|
|
|
||
|
and/or controlled: |
|
|
0 |
0.00% |
0 |
0.00% |
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
||
|
and agreements to purchase/sell: |
|
|
0 |
0.00% |
0 |
0.00% |
|
|
|
|
|
|
|
|
|
TOTAL: |
|
|
860 |
0.00% |
0 |
0.00% |
Class of relevant security: |
|
||||||
|
Interests |
Short Positions |
|||||
|
Number |
(%) |
Number |
(%) |
|||
(1) |
Relevant securities owned |
|
|
|
|
||
|
and/or controlled: |
|
|
142,387 |
0.03% |
0 |
0.00% |
(2) |
Cash-settled derivatives: |
|
|
|
|
||
|
and/or controlled: |
|
|
0 |
0.00% |
0 |
0.00% |
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
||
|
and agreements to purchase/sell: |
|
|
0 |
0.00% |
0 |
0.00% |
|
|
|
|
|
|
|
|
|
TOTAL: |
|
|
142,387 |
0.03% |
0 |
0.00% |
(b) |
Rights to subscribe for new securities (including directors and other executive |
|
|||||
|
options) |
|
|
|
|
|
|
Class of relevant security in relation to |
|
|
|
|
|||
which subscription right exists |
|
|
|
|
|||
Details, including nature of the rights |
|
|
|
|
|||
concerned and relevant percentages: |
|
|
|
|
|||
3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
||||||
(a) |
Purchases and sales |
|
|
|
|
|
|
Class of relevant |
Purchase/sale |
Number of |
Price per unit |
||||
security |
|
securities |
|
||||
EUR 4 ordinary shares |
Purchase |
2 |
126.3173 EUR |
||||
EUR 4 ordinary shares |
Purchase |
2 |
125.7400 EUR |
||||
EUR 4 ordinary shares |
Purchase |
8 |
126.3000 EUR |
||||
EUR 4 ordinary shares |
Purchase |
20 |
126.0200 EUR |
||||
EUR 4 ordinary shares |
Purchase |
31 |
126.2032 EUR |
||||
EUR 4 ordinary shares |
Purchase |
39 |
125.4256 EUR |
||||
EUR 4 ordinary shares |
Purchase |
51 |
124.6090 EUR |
||||
EUR 4 ordinary shares |
Purchase |
56 |
125.0351 EUR |
||||
EUR 4 ordinary shares |
Purchase |
60 |
125.3000 EUR |
||||
EUR 4 ordinary shares |
Purchase |
72 |
126.2055 EUR |
||||
EUR 4 ordinary shares |
Purchase |
76 |
125.4000 EUR |
||||
EUR 4 ordinary shares |
Purchase |
105 |
126.0600 EUR |
||||
EUR 4 ordinary shares |
Purchase |
116 |
125.8320 EUR |
||||
EUR 4 ordinary shares |
Purchase |
135 |
125.5927 EUR |
||||
EUR 4 ordinary shares |
Purchase |
150 |
125.7365 EUR |
||||
EUR 4 ordinary shares |
Purchase |
179 |
124.7049 EUR |
||||
EUR 4 ordinary shares |
Purchase |
207 |
125.5200 EUR |
||||
EUR 4 ordinary shares |
Purchase |
262 |
125.0007 EUR |
||||
EUR 4 ordinary shares |
Purchase |
308 |
125.7136 EUR |
||||
EUR 4 ordinary shares |
Purchase |
308 |
125.9200 EUR |
||||
EUR 4 ordinary shares |
Purchase |
321 |
124.6707 EUR |
||||
EUR 4 ordinary shares |
Purchase |
392 |
125.7404 EUR |
||||
EUR 4 ordinary shares |
Purchase |
405 |
125.2680 EUR |
||||
EUR 4 ordinary shares |
Purchase |
536 |
125.4662 EUR |
||||
EUR 4 ordinary shares |
Purchase |
624 |
125.6491 EUR |
||||
EUR 4 ordinary shares |
Purchase |
713 |
125.3608 EUR |
||||
EUR 4 ordinary shares |
Purchase |
728 |
125.4381 EUR |
||||
EUR 4 ordinary shares |
Purchase |
846 |
125.7270 EUR |
||||
EUR 4 ordinary shares |
Purchase |
887 |
125.6513 EUR |
||||
EUR 4 ordinary shares |
Purchase |
1,052 |
125.6333 EUR |
||||
EUR 4 ordinary shares |
Purchase |
2,171 |
125.3823 EUR |
||||
EUR 4 ordinary shares |
Purchase |
3,310 |
126.0310 EUR |
||||
EUR 4 ordinary shares |
Purchase |
3,335 |
125.8187 EUR |
||||
ADR |
Purchase |
3,900 |
24.8346 USD |
||||
EUR 4 ordinary shares |
Purchase |
4,004 |
125.6124 EUR |
||||
EUR 4 ordinary shares |
Purchase |
7,000 |
126.0704 EUR |
||||
EUR 4 ordinary shares |
Purchase |
8,248 |
125.3289 EUR |
||||
EUR 4 ordinary shares |
Purchase |
10,604 |
125.2330 EUR |
||||
EUR 4 ordinary shares |
Purchase |
21,176 |
124.8559 EUR |
||||
EUR 4 ordinary shares |
Purchase |
28,056 |
124.6800 EUR |
||||
EUR 4 ordinary shares |
Sale |
1 |
126.2200 EUR |
||||
EUR 4 ordinary shares |
Sale |
6 |
126.1140 EUR |
||||
EUR 4 ordinary shares |
Sale |
6 |
126.1000 EUR |
||||
EUR 4 ordinary shares |
Sale |
6 |
126.0000 EUR |
||||
EUR 4 ordinary shares |
Sale |
16 |
125.4900 EUR |
||||
EUR 4 ordinary shares |
Sale |
19 |
126.3000 EUR |
||||
EUR 4 ordinary shares |
Sale |
24 |
124.6524 EUR |
||||
EUR 4 ordinary shares |
Sale |
42 |
126.0300 EUR |
||||
EUR 4 ordinary shares |
Sale |
45 |
126.1400 EUR |
||||
EUR 4 ordinary shares |
Sale |
46 |
126.1800 EUR |
||||
EUR 4 ordinary shares |
Sale |
46 |
125.8200 EUR |
||||
EUR 4 ordinary shares |
Sale |
51 |
125.8000 EUR |
||||
EUR 4 ordinary shares |
Sale |
55 |
125.8681 EUR |
||||
EUR 4 ordinary shares |
Sale |
59 |
124.4400 EUR |
||||
EUR 4 ordinary shares |
Sale |
59 |
124.2800 EUR |
||||
EUR 4 ordinary shares |
Sale |
79 |
125.9000 EUR |
||||
EUR 4 ordinary shares |
Sale |
80 |
126.1385 EUR |
||||
EUR 4 ordinary shares |
Sale |
102 |
126.3600 EUR |
||||
EUR 4 ordinary shares |
Sale |
102 |
124.9498 EUR |
||||
EUR 4 ordinary shares |
Sale |
105 |
126.0600 EUR |
||||
EUR 4 ordinary shares |
Sale |
126 |
124.9411 EUR |
||||
EUR 4 ordinary shares |
Sale |
127 |
125.2150 EUR |
||||
EUR 4 ordinary shares |
Sale |
185 |
125.7019 EUR |
||||
EUR 4 ordinary shares |
Sale |
214 |
125.3793 EUR |
||||
EUR 4 ordinary shares |
Sale |
230 |
125.2115 EUR |
||||
EUR 4 ordinary shares |
Sale |
248 |
126.2100 EUR |
||||
EUR 4 ordinary shares |
Sale |
265 |
124.6740 EUR |
||||
EUR 4 ordinary shares |
Sale |
273 |
125.0257 EUR |
||||
EUR 4 ordinary shares |
Sale |
275 |
125.4946 EUR |
||||
EUR 4 ordinary shares |
Sale |
389 |
126.2399 EUR |
||||
EUR 4 ordinary shares |
Sale |
392 |
125.7404 EUR |
||||
EUR 4 ordinary shares |
Sale |
399 |
125.7257 EUR |
||||
EUR 4 ordinary shares |
Sale |
423 |
125.7270 EUR |
||||
EUR 4 ordinary shares |
Sale |
559 |
126.0018 EUR |
||||
EUR 4 ordinary shares |
Sale |
569 |
124.9548 EUR |
||||
EUR 4 ordinary shares |
Sale |
1,039 |
125.5340 EUR |
||||
EUR 4 ordinary shares |
Sale |
1,248 |
125.6491 EUR |
||||
EUR 4 ordinary shares |
Sale |
1,267 |
126.1221 EUR |
||||
EUR 4 ordinary shares |
Sale |
1,454 |
126.1429 EUR |
||||
EUR 4 ordinary shares |
Sale |
1,532 |
126.0455 EUR |
||||
EUR 4 ordinary shares |
Sale |
1,747 |
126.0686 EUR |
||||
EUR 4 ordinary shares |
Sale |
1,995 |
125.3378 EUR |
||||
EUR 4 ordinary shares |
Sale |
2,156 |
125.9703 EUR |
||||
EUR 4 ordinary shares |
Sale |
2,502 |
125.8314 EUR |
||||
EUR 4 ordinary shares |
Sale |
3,148 |
125.5543 EUR |
||||
EUR 4 ordinary shares |
Sale |
3,346 |
125.3589 EUR |
||||
ADR |
Sale |
3,900 |
24.8346 USD |
||||
EUR 4 ordinary shares |
Sale |
6,468 |
125.8105 EUR |
||||
EUR 4 ordinary shares |
Sale |
7,500 |
125.8209 EUR |
||||
EUR 4 ordinary shares |
Sale |
9,000 |
125.2122 EUR |
||||
EUR 4 ordinary shares |
Sale |
9,813 |
124.7329 EUR |
||||
EUR 4 ordinary shares |
Sale |
20,749 |
124.6800 EUR |
||||
EUR 4 ordinary shares |
Sale |
49,258 |
125.1183 EUR |
||||
|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
|
|||||
Class of |
Product |
Nature of dealing |
Number of |
Price per |
|||
relevant |
description |
|
reference |
unit |
|||
security |
|
|
securities |
|
|||
EUR 4 ordinary shares |
SWAP |
Long |
4 |
125.5811 EUR |
|||
EUR 4 ordinary shares |
SWAP |
Long |
6 |
126.1133 EUR |
|||
EUR 4 ordinary shares |
SWAP |
Long |
26 |
125.2150 EUR |
|||
EUR 4 ordinary shares |
SWAP |
Long |
27 |
126.1198 EUR |
|||
EUR 4 ordinary shares |
SWAP |
Long |
51 |
125.8000 EUR |
|||
EUR 4 ordinary shares |
SWAP |
Long |
87 |
125.6623 EUR |
|||
EUR 4 ordinary shares |
SWAP |
Long |
101 |
125.2149 EUR |
|||
EUR 4 ordinary shares |
SWAP |
Long |
185 |
125.7019 EUR |
|||
EUR 4 ordinary shares |
SWAP |
Long |
224 |
124.8215 EUR |
|||
EUR 4 ordinary shares |
CFD |
Long |
624 |
125.6491 EUR |
|||
EUR 4 ordinary shares |
CFD |
Long |
1,196 |
124.6650 EUR |
|||
EUR 4 ordinary shares |
CFD |
Long |
2,502 |
125.8314 EUR |
|||
EUR 4 ordinary shares |
SWAP |
Long |
6,780 |
125.8074 EUR |
|||
EUR 4 ordinary shares |
CFD |
Long |
20,328 |
124.6800 EUR |
|||
EUR 4 ordinary shares |
SWAP |
Long |
49,258 |
125.1183 EUR |
|||
EUR 4 ordinary shares |
CFD |
Short |
76 |
125.4000 EUR |
|||
EUR 4 ordinary shares |
SWAP |
Short |
179 |
124.7049 EUR |
|||
EUR 4 ordinary shares |
CFD |
Short |
392 |
125.7404 EUR |
|||
EUR 4 ordinary shares |
CFD |
Short |
423 |
125.7270 EUR |
|||
EUR 4 ordinary shares |
CFD |
Short |
519 |
125.4106 EUR |
|||
EUR 4 ordinary shares |
CFD |
Short |
804 |
124.6788 EUR |
|||
EUR 4 ordinary shares |
SWAP |
Short |
1,036 |
125.5200 EUR |
|||
EUR 4 ordinary shares |
CFD |
Short |
1,233 |
125.4872 EUR |
|||
EUR 4 ordinary shares |
SWAP |
Short |
21,176 |
124.8559 EUR |
|||
EUR 4 ordinary shares |
CFD |
Short |
27,635 |
124.6800 EUR |
|||
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
|
|||||
(i) |
Writing, selling, purchasing or varying |
|
|||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
money |
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
option |
|
|
|
per unit |
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
security |
|
|
securities |
unit |
|||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
|
|||||
Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
||||
security |
|
|
applicable) |
||||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
|
|||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|
|
|||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|
|
|||||
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
|
||||||
to the offer or any person acting in concert with a party to the offer: |
|
|
|
||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
|
|||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|
|
|||||
the person making the disclosure and any other person relating to: |
|
|
|||||
(i) the voting rights of any relevant securities under any option; or |
|
|
|
||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|
|
|||||
any derivative is referenced: |
|
|
|
|
|
|
|
NONE |
|||||||
(c) |
Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? |
YES |
||||||
Date of disclosure: |
16 Sep 2022 |
||||||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
|||||||
PURCHASE OR SELL ETC. |
|||||||
Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
|||||||
1. |
KEY INFORMATION |
||||||
Identity of the person whose positions/dealings |
Barclays PLC. |
||||||
are being disclosed: |
|||||||
Name of offeror/offeree in relation to whose |
SCHNEIDER ELECTRIC SE |
||||||
relevant securities this from relates: |
|||||||
|
|
|
|
|
|
|
|
2. |
OPTIONS AND DERIVATIVES |
||||||
Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
|
EUR 4 ordinary shares |
Put Options |
Purchased |
-30,000 |
120.0000 |
American |
17 Mar 2023 |
|
EUR 4 ordinary shares |
Put Options |
Purchased |
-30,000 |
120.0000 |
American |
16 Dec 2022 |
|
EUR 4 ordinary shares |
Futures |
Selling |
-120 |
164.7962 |
Z |
16 Dec 2022 |
|
EUR 4 ordinary shares |
Call Options |
Written |
-4,569,897 |
|
European |
04 Jan 2023 |
|
EUR 4 ordinary shares |
Call Options |
Written |
-4,443,170 |
|
European |
28 Dec 2022 |
|
EUR 4 ordinary shares |
Call Options |
Written |
-2,225,679 |
|
European |
27 Dec 2022 |
|
EUR 4 ordinary shares |
Call Options |
Written |
-275,490 |
|
European |
24 Apr 2024 |
|
EUR 4 ordinary shares |
Call Options |
Written |
-225,903 |
|
European |
14 Feb 2023 |
|
EUR 4 ordinary shares |
Call Options |
Written |
-216,637 |
|
European |
11 Oct 2023 |
|
EUR 4 ordinary shares |
Call Options |
Written |
-189,281 |
|
European |
15 Feb 2023 |
|
EUR 4 ordinary shares |
Call Options |
Written |
-30,000 |
140.0000 |
American |
15 Dec 2023 |
|
EUR 4 ordinary shares |
Put Options |
Written |
30,000 |
140.0000 |
American |
15 Dec 2023 |
|
|
|
|
|
|
|
|
|
3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
||||||
Full details should be given so that the nature of the interest or position can be fully understood: |
|||||||
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|