FORM 8.3 |
|
|
|
|
|
|
|
|||||||||||||||||||
|
||||||||||||||||||||||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
||||||||||||||||||||||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
||||||||||||||||||||||||||
MORE |
||||||||||||||||||||||||||
Rule 8.3 of the Takeover Code (the "Code") |
||||||||||||||||||||||||||
1. |
KEY INFORMATION |
|
||||||||||||||||||||||||
(a) |
Full name of discloser: |
|
|
Barclays PLC. |
|
|||||||||||||||||||||
|
|
|
|
|
|
|||||||||||||||||||||
(b) |
Owner or controller of interest and short |
|
|
|||||||||||||||||||||||
|
positions disclosed, if different from 1(a): |
|
||||||||||||||||||||||||
(c) |
Name of offeror/offeree in relation to whose |
STAGECOACH GROUP PLC |
|
|||||||||||||||||||||||
|
relevant securities this form relates: |
|
||||||||||||||||||||||||
(d) |
If an exempt fund manager connected with an |
|
|
|||||||||||||||||||||||
|
offeror/offeree, state this and specify identity of |
|
||||||||||||||||||||||||
|
offeror/offeree: |
|
|
|
||||||||||||||||||||||
(e) |
Date position held/dealing undertaken: |
18 May 2022 |
|
|||||||||||||||||||||||
(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
|
|
|
|||||||||||||||||||||
|
disclosures in respect of any other party to the offer? |
NATIONAL EXPRESS GROUP PLC |
|
|||||||||||||||||||||||
2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
|
||||||||||||||||||||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
|
||||||||||||||||||||||||
|
to which the disclosure relates following the dealing (if any) |
|
|
|||||||||||||||||||||||
Class of relevant security: |
125/228p ordinary |
|
|
|
||||||||||||||||||||||
|
Interests |
Short Positions |
|
|||||||||||||||||||||||
|
Number |
(%) |
Number |
(%) |
|
|||||||||||||||||||||
(1) |
Relevant securities owned |
|
|
|
|
|
||||||||||||||||||||
|
and/or controlled: |
11,859,874 |
2.15% |
1,644,798 |
0.30% |
|
||||||||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||||||||
(2) |
Cash-settled derivatives: |
|
|
|
|
|
||||||||||||||||||||
|
|
|
1,638,944 |
0.30% |
11,793,940 |
2.14% |
|
|||||||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||||||||
(3) |
Stock-settled derivatives (including options) |
|
|
|
|
|
||||||||||||||||||||
|
and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
|
||||||||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||||||||
|
|
|
|
|
|
|
||||||||||||||||||||
|
TOTAL: |
|
13,498,818 |
2.45% |
13,438,738 |
2.44% |
|
|||||||||||||||||||
|
|
|
|
|
|
|
|
|||||||||||||||||||
(b) |
Rights to subscribe for new securities (including directors and other executive |
|
||||||||||||||||||||||||
|
options) |
|
|
|
|
|
|
|
||||||||||||||||||
Class of relevant security in relation to |
|
|
||||||||||||||||||||||||
which subscription right exists |
|
|
||||||||||||||||||||||||
Details, including nature of the rights |
|
|
||||||||||||||||||||||||
concerned and relevant percentages: |
|
|||||||||||||||||||||||||
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
|||||
(a) |
Purchases and sales |
|
|
|
||
Class of relevant |
|
Purchase/sale |
|
Number of |
Price per unit |
|
security |
|
|
|
securities |
|
|
125/228p ordinary |
Purchase |
2,059 |
1.0409 GBP |
|||
125/228p ordinary |
Purchase |
2,471 |
1.0420 GBP |
|||
125/228p ordinary |
Purchase |
2,640 |
1.0440 GBP |
|||
125/228p ordinary |
Purchase |
2,754 |
1.0430 GBP |
|||
125/228p ordinary |
Purchase |
4,494 |
1.0435 GBP |
|||
125/228p ordinary |
Purchase |
5,873 |
1.0450 GBP |
|||
125/228p ordinary |
Purchase |
6,906 |
1.0438 GBP |
|||
125/228p ordinary |
Sale |
24,485 |
1.0439 GBP |
|||
125/228p ordinary |
Sale |
35,564 |
1.0410 GBP |
(b) |
Cash-settled derivative transactions |
|
|||||
Class of |
|
Product |
|
Nature of dealing |
|
Number of |
Price per |
relevant |
|
description |
|
|
|
reference |
unit |
security |
|
|
|
|
|
securities |
|
125/228p ordinary |
SWAP |
Long |
10,747 |
1.0439 GBP |
|||
125/228p ordinary |
CFD |
Long |
22,367 |
1.0409 GBP |
|||
125/228p ordinary |
SWAP |
Short |
19 |
1.0430 GBP |
|||
125/228p ordinary |
SWAP |
Short |
280 |
1.0432 GBP |
|||
125/228p ordinary |
CFD |
Short |
5,405 |
1.0430 GBP |
|||
125/228p ordinary |
SWAP |
Short |
5,696 |
1.0443 GBP |
(c) |
Stock-settled derivative transactions (including options) |
||||||
(i) |
Writing, selling, purchasing or varying |
||||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
|
date |
money |
relevant |
|
selling, |
securities |
per unit |
|
|
paid/ |
security |
|
varying etc |
to which |
|
|
|
received |
|
|
|
option |
|
|
|
per unit |
|
|
|
relates |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
||
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
security |
|
|
|
securities |
unit |
||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
||||||
Class of relevant |
Nature of Dealings |
|
Details |
Price per unit (if |
|
||
security |
|
|
|
applicable) |
|
||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
||||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
formal or informal, relating to relevant securities which may be an inducement to deal |
|||||||
or refrain from dealing entered into by the person making the disclosure and any party |
|||||||
to the offer or any person acting in concert with a party to the offer: |
|||||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
||||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
the person making the disclosure and any other person relating to: |
|||||||
(i) the voting rights of any relevant securities under any option; or |
|||||||
(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
|||||||
any derivative is referenced: |
|
|
|
||||
NONE |
|||||||
(c) |
Attachments |
|
|
|
|||
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
Date of disclosure: |
19 May 2022 |
|
|
|
|||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
|
|