FORM 8.3 |
Amendment to Sale |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
ULTRA ELECTRONICS HOLDINGS PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
07 July 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
5p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
3,850,079 |
5.36% |
91,478 |
0.13% |
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(2) |
Cash-settled derivatives: |
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4,000 |
0.01% |
3,055,598 |
4.26% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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3,854,079 |
5.37% |
3,147,076 |
4.38% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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5p ordinary |
Purchase |
100 |
34.9202 GBP |
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5p ordinary |
Purchase |
105 |
34.9100 GBP |
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5p ordinary |
Purchase |
232 |
34.8965 GBP |
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5p ordinary |
Purchase |
2,348 |
34.9200 GBP |
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5p ordinary |
Purchase |
4,157 |
34.9052 GBP |
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5p ordinary |
Purchase |
4,285 |
34.9061 GBP |
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5p ordinary |
Purchase |
5,274 |
34.8976 GBP |
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5p ordinary |
Purchase |
6,285 |
34.9025 GBP |
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5p ordinary |
Purchase |
7,658 |
34.8995 GBP |
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5p ordinary |
Purchase |
8,056 |
34.9081 GBP |
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5p ordinary |
Purchase |
8,407 |
34.9039 GBP |
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5p ordinary |
Purchase |
10,119 |
34.9056 GBP |
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5p ordinary |
Purchase |
25,950 |
34.8918 GBP |
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5p ordinary |
Purchase |
26,374 |
34.9071 GBP |
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5p ordinary |
Purchase |
51,349 |
34.8944 GBP |
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5p ordinary |
Purchase |
135,198 |
34.8991 GBP |
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5p ordinary |
Purchase |
192,724 |
34.9000 GBP |
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5p ordinary |
Sale |
117 |
34.8637 GBP |
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5p ordinary |
Sale |
200 |
34.8997 GBP |
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5p ordinary |
Sale |
267 |
34.8868 GBP |
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5p ordinary |
Sale |
327 |
34.8800 GBP |
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5p ordinary |
Sale |
544 |
34.9061 GBP |
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5p ordinary |
Sale |
580 |
34.9138 GBP |
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5p ordinary |
Sale |
606 |
34.8968 GBP |
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5p ordinary |
Sale |
1,195 |
34.8920 GBP |
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5p ordinary |
Sale |
1,430 |
34.8808 GBP |
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5p ordinary |
Sale |
1,824 |
34.9104 GBP |
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5p ordinary |
Sale |
2,262 |
34.8982 GBP |
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5p ordinary |
Sale |
2,619 |
34.9000 GBP |
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5p ordinary |
Sale |
2,701 |
34.8725 GBP |
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5p ordinary |
Sale |
2,779 |
34.8810 GBP |
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5p ordinary |
Sale |
2,954 |
34.8913 GBP |
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5p ordinary |
Sale |
51,336 |
34.9200 GBP |
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5p ordinary |
Sale |
100,000 |
0.3490 GBP |
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5p ordinary |
Sale |
200,000 |
34.9144 GBP |
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NB: The below transactions which were previously disclosed have been cancelled |
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Class of relevant |
Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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5p ordinary |
Purchase |
12,975 |
34.8918 GBP |
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5p ordinary |
Sale |
100,000 |
0.3490 GBP |
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5p ordinary |
Sale |
200,000 |
34.9144 GBP |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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5p ordinary |
CFD |
Long |
18 |
34.9166 GBP |
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5p ordinary |
SWAP |
Long |
131 |
34.9032 GBP |
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5p ordinary |
SWAP |
Long |
184 |
34.8863 GBP |
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5p ordinary |
SWAP |
Long |
200 |
34.8997 GBP |
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5p ordinary |
SWAP |
Long |
1,177 |
34.8800 GBP |
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5p ordinary |
SWAP |
Long |
4,354 |
34.8879 GBP |
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5p ordinary |
CFD |
Short |
18 |
34.9033 GBP |
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5p ordinary |
SWAP |
Short |
100 |
34.9202 GBP |
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5p ordinary |
SWAP |
Short |
775 |
34.9075 GBP |
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5p ordinary |
CFD |
Short |
1,336 |
34.9200 GBP |
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5p ordinary |
SWAP |
Short |
5,586 |
34.9093 GBP |
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5p ordinary |
SWAP |
Short |
17,669 |
34.9125 GBP |
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5p ordinary |
CFD |
Short |
28,509 |
34.9016 GBP |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
12 Jul 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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