Form 8.3 - Ultra Electronics Holdings plc

RNS Number : 3259L

Barclays PLC

12 May 2022

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ULTRA ELECTRONICS HOLDINGS PLC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

11 May 2022

(f)

In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

5p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,754,167

2.45%

25,524

0.04%

(2)

Cash-settled derivatives:

5,000

0.01%

1,398,133

1.95%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

1,759,167

2.45%

1,423,657

1.98%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.				DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of	Price per unit
security				securities
5p ordinary		Purchase		17	32.0035 GBP
5p ordinary		Purchase		55	32.0329 GBP
5p ordinary		Purchase		97	32.0200 GBP
5p ordinary		Purchase		2,650	31.9994 GBP
5p ordinary		Purchase		6,213	32.0244 GBP
5p ordinary		Purchase		8,695	32.0167 GBP
5p ordinary		Purchase		9,193	32.0000 GBP
5p ordinary		Purchase		17,175	32.0519 GBP
5p ordinary		Sale		24	32.0400 GBP
5p ordinary		Sale		138	32.0226 GBP
5p ordinary		Sale		332	31.9980 GBP
5p ordinary		Sale		400	32.0008 GBP
5p ordinary		Sale		908	32.0231 GBP
5p ordinary		Sale		1,582	32.0108 GBP
5p ordinary		Sale		9,390	32.0200 GBP

(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
5p ordinary		SWAP		Long		96	32.0186 GBP
5p ordinary		SWAP		Long		908	32.0231 GBP
5p ordinary		SWAP		Long		946	32.0184 GBP
5p ordinary		SWAP		Long		1,506	32.0016 GBP
5p ordinary		SWAP		Short		17	32.0294 GBP
5p ordinary		SWAP		Short		55	32.0329 GBP
5p ordinary		SWAP		Short		925	32.0165 GBP
5p ordinary		SWAP		Short		2,437	32.0323 GBP
5p ordinary		SWAP		Short		2,875	32.0200 GBP
5p ordinary		SWAP		Short		8,994	32.1026 GBP
5p ordinary		SWAP		Short		10,000	32.0017 GBP
5p ordinary		SWAP		Short		10,000	32.0026 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii)  the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				12 May 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END

 

 

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