Form 8.3 - Ultra Electronics Holdings plc

RNS Number : 4878L

Barclays PLC

13 May 2022

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ULTRA ELECTRONICS HOLDINGS PLC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

12 May 2022

(f)

In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

5p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,760,079

2.45%

25,587

0.04%

(2)

Cash-settled derivatives:

5,000

0.01%

1,403,959

1.96%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

1,765,079

2.46%

1,429,546

1.99%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.				DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of	Price per unit
security				securities
5p ordinary		Purchase		85	31.6800 GBP
5p ordinary		Purchase		152	31.7000 GBP
5p ordinary		Purchase		877	31.8473 GBP
5p ordinary		Purchase		15,896	31.8258 GBP
5p ordinary		Sale		24	31.9000 GBP
5p ordinary		Sale		95	31.6915 GBP
5p ordinary		Sale		105	31.7000 GBP
5p ordinary		Sale		119	31.8436 GBP
5p ordinary		Sale		121	31.7039 GBP
5p ordinary		Sale		137	31.8800 GBP
5p ordinary		Sale		450	31.8380 GBP
5p ordinary		Sale		615	31.7306 GBP
5p ordinary		Sale		9,495	31.7485 GBP

(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
5p ordinary		CFD		Long		26	31.9573 GBP
5p ordinary		SWAP		Long		126	31.7315 GBP
5p ordinary		SWAP		Long		615	31.7306 GBP
5p ordinary		SWAP		Long		971	31.7917 GBP
5p ordinary		SWAP		Long		3,641	31.8030 GBP
5p ordinary		SWAP		Long		5,532	31.7159 GBP
5p ordinary		CFD		Short		26	31.6826 GBP
5p ordinary		SWAP		Short		59	31.6800 GBP
5p ordinary		SWAP		Short		877	31.8472 GBP
5p ordinary		SWAP		Short		5,775	31.7025 GBP
5p ordinary		SWAP		Short		10,000	31.9026 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii)  the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				13 May 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END

 

 

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