FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
ULTRA ELECTRONICS HOLDINGS PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
06 July 2022 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
NO |
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disclosures in respect of any other party to the offer? |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
5p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
3,429,557 |
4.78% |
65,216 |
0.09% |
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(2) |
Cash-settled derivatives: |
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4,000 |
0.01% |
3,330,289 |
4.64% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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TOTAL: |
3,433,557 |
4.78% |
3,395,505 |
4.73% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
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(a) |
Purchases and sales |
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Class of relevant |
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Purchase/sale |
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Number of |
Price per unit |
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security |
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securities |
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5p ordinary |
Purchase |
22 |
34.6200 GBP |
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5p ordinary |
Purchase |
33 |
34.5854 GBP |
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5p ordinary |
Purchase |
87 |
34.1600 GBP |
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5p ordinary |
Purchase |
160 |
34.6700 GBP |
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5p ordinary |
Purchase |
168 |
34.2133 GBP |
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5p ordinary |
Purchase |
178 |
34.1800 GBP |
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5p ordinary |
Purchase |
235 |
34.1400 GBP |
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5p ordinary |
Purchase |
261 |
34.2000 GBP |
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5p ordinary |
Purchase |
306 |
34.3800 GBP |
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5p ordinary |
Purchase |
310 |
34.3000 GBP |
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5p ordinary |
Purchase |
356 |
34.1000 GBP |
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5p ordinary |
Purchase |
396 |
34.0800 GBP |
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5p ordinary |
Purchase |
630 |
34.0041 GBP |
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5p ordinary |
Purchase |
960 |
34.0000 GBP |
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5p ordinary |
Purchase |
1,152 |
34.3637 GBP |
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5p ordinary |
Purchase |
1,200 |
34.6661 GBP |
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5p ordinary |
Purchase |
1,264 |
34.0395 GBP |
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5p ordinary |
Purchase |
1,351 |
33.9804 GBP |
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5p ordinary |
Purchase |
1,471 |
34.3200 GBP |
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5p ordinary |
Purchase |
1,602 |
34.4230 GBP |
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5p ordinary |
Purchase |
1,943 |
34.6400 GBP |
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5p ordinary |
Purchase |
3,011 |
34.2494 GBP |
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5p ordinary |
Purchase |
3,671 |
34.3944 GBP |
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5p ordinary |
Purchase |
4,142 |
34.1507 GBP |
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5p ordinary |
Purchase |
4,176 |
34.3404 GBP |
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5p ordinary |
Purchase |
4,720 |
34.5770 GBP |
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5p ordinary |
Purchase |
8,640 |
34.1423 GBP |
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5p ordinary |
Purchase |
9,124 |
34.1916 GBP |
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5p ordinary |
Purchase |
10,000 |
34.3154 GBP |
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5p ordinary |
Purchase |
11,154 |
34.1982 GBP |
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5p ordinary |
Purchase |
18,337 |
34.1794 GBP |
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5p ordinary |
Purchase |
21,056 |
34.1449 GBP |
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5p ordinary |
Purchase |
25,298 |
34.1635 GBP |
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5p ordinary |
Purchase |
45,331 |
34.4702 GBP |
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5p ordinary |
Purchase |
218,350 |
34.2448 GBP |
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5p ordinary |
Sale |
39 |
34.1200 GBP |
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5p ordinary |
Sale |
119 |
34.0900 GBP |
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5p ordinary |
Sale |
150 |
34.1400 GBP |
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5p ordinary |
Sale |
157 |
34.5411 GBP |
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5p ordinary |
Sale |
178 |
34.1800 GBP |
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5p ordinary |
Sale |
188 |
34.4927 GBP |
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5p ordinary |
Sale |
227 |
34.6022 GBP |
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5p ordinary |
Sale |
302 |
34.2600 GBP |
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5p ordinary |
Sale |
306 |
34.3800 GBP |
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5p ordinary |
Sale |
309 |
34.0000 GBP |
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5p ordinary |
Sale |
310 |
34.3000 GBP |
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5p ordinary |
Sale |
341 |
34.2000 GBP |
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5p ordinary |
Sale |
346 |
34.4555 GBP |
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5p ordinary |
Sale |
356 |
34.1000 GBP |
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5p ordinary |
Sale |
404 |
34.4764 GBP |
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5p ordinary |
Sale |
476 |
34.0800 GBP |
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5p ordinary |
Sale |
505 |
34.1546 GBP |
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5p ordinary |
Sale |
544 |
34.5048 GBP |
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5p ordinary |
Sale |
800 |
34.1597 GBP |
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5p ordinary |
Sale |
1,438 |
34.4506 GBP |
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5p ordinary |
Sale |
1,471 |
34.3200 GBP |
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5p ordinary |
Sale |
2,385 |
34.1600 GBP |
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5p ordinary |
Sale |
2,555 |
34.6200 GBP |
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5p ordinary |
Sale |
3,700 |
33.9843 GBP |
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5p ordinary |
Sale |
6,140 |
34.1492 GBP |
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5p ordinary |
Sale |
7,544 |
34.3628 GBP |
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5p ordinary |
Sale |
49,425 |
34.1941 GBP |
(b) |
Cash-settled derivative transactions |
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Class of |
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Product |
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Nature of dealing |
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Number of |
Price per |
relevant |
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description |
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reference |
unit |
security |
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securities |
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5p ordinary |
SWAP |
Long |
176 |
34.4144 GBP |
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5p ordinary |
SWAP |
Long |
644 |
34.1063 GBP |
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5p ordinary |
SWAP |
Long |
800 |
34.1597 GBP |
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5p ordinary |
SWAP |
Long |
904 |
34.2668 GBP |
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5p ordinary |
SWAP |
Long |
8,626 |
34.4157 GBP |
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5p ordinary |
SWAP |
Short |
1,200 |
34.6661 GBP |
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5p ordinary |
CFD |
Short |
1,577 |
34.6766 GBP |
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5p ordinary |
SWAP |
Short |
10,000 |
33.8027 GBP |
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5p ordinary |
SWAP |
Short |
10,000 |
33.9003 GBP |
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5p ordinary |
SWAP |
Short |
10,000 |
33.9995 GBP |
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5p ordinary |
SWAP |
Short |
10,000 |
34.1005 GBP |
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5p ordinary |
SWAP |
Short |
10,000 |
34.1693 GBP |
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5p ordinary |
SWAP |
Short |
10,000 |
34.1879 GBP |
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5p ordinary |
SWAP |
Short |
10,000 |
34.3027 GBP |
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5p ordinary |
SWAP |
Short |
10,000 |
34.3154 GBP |
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5p ordinary |
SWAP |
Short |
10,000 |
34.3627 GBP |
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5p ordinary |
SWAP |
Short |
10,000 |
34.3906 GBP |
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5p ordinary |
SWAP |
Short |
10,000 |
34.4016 GBP |
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5p ordinary |
SWAP |
Short |
10,000 |
34.4228 GBP |
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5p ordinary |
SWAP |
Short |
10,000 |
34.4628 GBP |
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5p ordinary |
SWAP |
Short |
13,211 |
34.4929 GBP |
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5p ordinary |
SWAP |
Short |
13,948 |
34.5532 GBP |
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5p ordinary |
SWAP |
Short |
20,000 |
34.1627 GBP |
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5p ordinary |
SWAP |
Short |
20,000 |
34.2027 GBP |
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5p ordinary |
SWAP |
Short |
20,000 |
34.5628 GBP |
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5p ordinary |
SWAP |
Short |
24,879 |
34.6028 GBP |
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5p ordinary |
SWAP |
Short |
27,697 |
34.3849 GBP |
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5p ordinary |
SWAP |
Short |
30,000 |
34.0027 GBP |
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5p ordinary |
SWAP |
Short |
30,000 |
34.1027 GBP |
(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
of |
description |
purchasing, |
of |
price |
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date |
money |
relevant |
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selling, |
securities |
per unit |
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paid/ |
security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
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Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
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Nature of Dealings |
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Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the person making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
7 Jul 2022 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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