Form 8.3 - Ultra Electronics Holdings plc

RNS Number : 4904F

Barclays PLC

21 March 2022

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ULTRA ELECTRONICS HOLDINGS PLC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

18 March 2022

(f)

In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:			5p ordinary
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		1,515,580	2.12%	19,856	0.03%
(2)	Cash-settled derivatives:
			4,000	0.01%	1,127,703	1.58%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		1,519,580	2.13%	1,147,559	1.61%

(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:

3.				DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
5p ordinary		Purchase		4		31.4800 GBP
5p ordinary		Purchase		25		31.2400 GBP
5p ordinary		Purchase		87		31.5200 GBP
5p ordinary		Purchase		94		31.2544 GBP
5p ordinary		Purchase		104		31.6000 GBP
5p ordinary		Purchase		180		31.5652 GBP
5p ordinary		Purchase		294		31.2291 GBP
5p ordinary		Purchase		319		31.5276 GBP
5p ordinary		Purchase		321		31.2267 GBP
5p ordinary		Purchase		517		31.2254 GBP
5p ordinary		Purchase		576		31.4781 GBP
5p ordinary		Purchase		811		31.2315 GBP
5p ordinary		Purchase		3,526		31.1000 GBP
5p ordinary		Purchase		4,756		31.2264 GBP
5p ordinary		Purchase		110,763		31.1230 GBP
5p ordinary		Sale		701		31.4318 GBP
5p ordinary		Sale		1,518		31.3899 GBP
5p ordinary		Sale		1,549		31.4798 GBP
5p ordinary		Sale		1,561		31.1000 GBP
5p ordinary		Sale		6,780		31.2334 GBP
5p ordinary		Sale		8,542		31.4552 GBP

(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
5p ordinary		SWAP		Long		176	31.1000 GBP
5p ordinary		SWAP		Long		1,613	31.4931 GBP
5p ordinary		SWAP		Long		2,926	31.5400 GBP
5p ordinary		SWAP		Long		7,595	31.4125 GBP
5p ordinary		SWAP		Short		17	31.4311 GBP
5p ordinary		CFD		Short		180	31.5652 GBP
5p ordinary		SWAP		Short		351	31.5603 GBP
5p ordinary		CFD		Short		484	31.5296 GBP
5p ordinary		SWAP		Short		576	31.4781 GBP
5p ordinary		SWAP		Short		18,817	31.1310 GBP
5p ordinary		SWAP		Short		44,553	31.1000 GBP
5p ordinary		SWAP		Short		46,144	31.1395 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii)  the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				21 Mar 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END

 

 

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