Form 8.3 - Ultra Electronics Holdings plc

RNS Number : 2571G

Barclays PLC

28 March 2022

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ULTRA ELECTRONICS HOLDINGS PLC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

25 March 2022

(f)

In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:			5p ordinary
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		1,760,172	2.46%	18,070	0.03%
(2)	Cash-settled derivatives:
			4,000	0.01%	1,389,479	1.95%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		1,764,172	2.47%	1,407,549	1.97%

(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:

3.				DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
5p ordinary		Purchase		122		33.4200 GBP
5p ordinary		Purchase		135		33.3936 GBP
5p ordinary		Purchase		186		33.4269 GBP
5p ordinary		Purchase		326		33.4349 GBP
5p ordinary		Purchase		418		33.3949 GBP
5p ordinary		Purchase		422		33.4225 GBP
5p ordinary		Purchase		573		33.3752 GBP
5p ordinary		Purchase		705		33.4257 GBP
5p ordinary		Purchase		8,454		33.4001 GBP
5p ordinary		Sale		10		33.3860 GBP
5p ordinary		Sale		25		33.3200 GBP
5p ordinary		Sale		40		33.4094 GBP
5p ordinary		Sale		96		33.4306 GBP
5p ordinary		Sale		293		33.4800 GBP
5p ordinary		Sale		681		33.4133 GBP
5p ordinary		Sale		1,644		33.4000 GBP
5p ordinary		Sale		1,918		33.3591 GBP
5p ordinary		Sale		2,097		33.3850 GBP
5p ordinary		Sale		2,540		33.4212 GBP

(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
5p ordinary		SWAP		Long		25	33.3184 GBP
5p ordinary		CFD		Long		40	33.4095 GBP
5p ordinary		SWAP		Long		69	33.4600 GBP
5p ordinary		SWAP		Long		1,428	33.3929 GBP
5p ordinary		SWAP		Long		1,918	33.3591 GBP
5p ordinary		CFD		Long		4,220	33.4106 GBP
5p ordinary		SWAP		Short		89	33.2800 GBP
5p ordinary		SWAP		Short		135	33.3936 GBP
5p ordinary		SWAP		Short		179	33.4203 GBP
5p ordinary		SWAP		Short		205	33.4200 GBP
5p ordinary		SWAP		Short		246	33.4348 GBP
5p ordinary		SWAP		Short		352	33.4459 GBP
5p ordinary		SWAP		Short		555	33.4361 GBP
5p ordinary		SWAP		Short		3,092	33.4103 GBP
5p ordinary		SWAP		Short		3,240	33.3896 GBP
5p ordinary		SWAP		Short		3,303	33.4008 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii)  the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				28 Mar 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END

 

 

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