Form 8.3 - Ultra Electronics Holdings plc

RNS Number : 4132G

Barclays PLC

29 March 2022

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ULTRA ELECTRONICS HOLDINGS PLC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

28 March 2022

(f)

In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

2.				POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:			5p ordinary
			Interests		Short Positions
			Number	(%)	Number	(%)
(1)	Relevant securities owned
	and/or controlled:		1,746,931	2.45%	17,969	0.03%
(2)	Cash-settled derivatives:
			4,000	0.01%	1,376,884	1.93%
(3)	Stock-settled derivatives (including options)
	and agreements to purchase/sell:		0	0.00%	0	0.00%
	TOTAL:		1,750,931	2.45%	1,394,853	1.95%

(b)	Rights to subscribe for new securities (including directors and other executive
	options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:

3.				DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
5p ordinary		Purchase		55		33.3362 GBP
5p ordinary		Purchase		95		33.2966 GBP
5p ordinary		Purchase		237		33.2789 GBP
5p ordinary		Purchase		278		33.3469 GBP
5p ordinary		Purchase		1,408		33.4157 GBP
5p ordinary		Purchase		10,608		33.3489 GBP
5p ordinary		Sale		8		33.3200 GBP
5p ordinary		Sale		50		33.2793 GBP
5p ordinary		Sale		71		33.4000 GBP
5p ordinary		Sale		96		33.2978 GBP
5p ordinary		Sale		250		33.3155 GBP
5p ordinary		Sale		313		33.3000 GBP
5p ordinary		Sale		379		33.3633 GBP
5p ordinary		Sale		385		33.2873 GBP
5p ordinary		Sale		472		33.2922 GBP
5p ordinary		Sale		503		33.3800 GBP
5p ordinary		Sale		505		33.2960 GBP
5p ordinary		Sale		604		33.2907 GBP
5p ordinary		Sale		741		33.2799 GBP
5p ordinary		Sale		829		33.2963 GBP
5p ordinary		Sale		1,414		33.3051 GBP
5p ordinary		Sale		2,737		33.2908 GBP
5p ordinary		Sale		6,839		33.3736 GBP
5p ordinary		Sale		9,625		33.3016 GBP

(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
5p ordinary		SWAP		Long		50	33.2793 GBP
5p ordinary		SWAP		Long		71	33.3983 GBP
5p ordinary		CFD		Long		96	33.2978 GBP
5p ordinary		SWAP		Long		1,053	33.3173 GBP
5p ordinary		SWAP		Long		1,687	33.3016 GBP
5p ordinary		SWAP		Long		1,941	33.3332 GBP
5p ordinary		CFD		Long		9,812	33.2845 GBP
5p ordinary		SWAP		Short		55	33.3362 GBP
5p ordinary		SWAP		Short		200	33.3600 GBP
5p ordinary		SWAP		Short		652	33.3044 GBP
5p ordinary		SWAP		Short		1,208	33.4249 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii)  the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				29 Mar 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END

 

 

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