Form 8.3 - Ultra Electronics Holdings plc

RNS Number : 4899Q

Barclays PLC

28 June 2022

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ULTRA ELECTRONICS HOLDINGS PLC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

27 June 2022

(f)

In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

5p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

2,364,598

3.29%

30,035

0.04%

(2)

Cash-settled derivatives:

3,000

0.00%

2,299,832

3.20%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

2,367,598

3.30%

2,329,867

3.25%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.				DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
5p ordinary		Purchase		41		34.5500 GBP
5p ordinary		Purchase		223		34.5312 GBP
5p ordinary		Purchase		261		34.5248 GBP
5p ordinary		Purchase		282		34.5300 GBP
5p ordinary		Purchase		646		34.5344 GBP
5p ordinary		Purchase		1,004		34.5197 GBP
5p ordinary		Purchase		1,100		34.5602 GBP
5p ordinary		Purchase		1,126		34.5244 GBP
5p ordinary		Purchase		1,310		34.5800 GBP
5p ordinary		Purchase		2,390		34.5400 GBP
5p ordinary		Purchase		2,655		34.5386 GBP
5p ordinary		Purchase		2,695		34.5384 GBP
5p ordinary		Purchase		2,785		34.5391 GBP
5p ordinary		Purchase		2,879		34.5000 GBP
5p ordinary		Purchase		3,195		34.5383 GBP
5p ordinary		Purchase		5,554		34.5200 GBP
5p ordinary		Purchase		12,126		34.5589 GBP
5p ordinary		Purchase		43,698		34.5260 GBP
5p ordinary		Sale		51		34.5600 GBP
5p ordinary		Sale		72		34.5500 GBP
5p ordinary		Sale		352		34.5800 GBP
5p ordinary		Sale		484		34.5400 GBP
5p ordinary		Sale		544		34.5185 GBP
5p ordinary		Sale		900		34.5397 GBP
5p ordinary		Sale		935		34.5300 GBP
5p ordinary		Sale		1,246		34.5389 GBP
5p ordinary		Sale		1,836		34.5325 GBP
5p ordinary		Sale		1,843		34.5521 GBP
5p ordinary		Sale		2,239		34.5368 GBP
5p ordinary		Sale		2,407		34.5257 GBP
5p ordinary		Sale		2,702		34.5367 GBP
5p ordinary		Sale		3,208		34.5000 GBP
5p ordinary		Sale		3,715		34.5376 GBP
5p ordinary		Sale		3,928		34.5299 GBP
5p ordinary		Sale		5,263		34.5200 GBP
5p ordinary		Sale		5,598		34.5402 GBP
5p ordinary		Sale		7,579		34.5362 GBP
5p ordinary		Sale		20,677		34.5624 GBP

(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
5p ordinary		SWAP		Long		205	34.5558 GBP
5p ordinary		CFD		Long		261	34.5800 GBP
5p ordinary		SWAP		Long		559	34.5800 GBP
5p ordinary		SWAP		Long		900	34.5397 GBP
5p ordinary		SWAP		Long		1,284	34.5400 GBP
5p ordinary		SWAP		Short		179	34.5200 GBP
5p ordinary		SWAP		Short		200	34.5400 GBP
5p ordinary		SWAP		Short		230	34.5372 GBP
5p ordinary		SWAP		Short		244	34.5800 GBP
5p ordinary		CFD		Short		261	34.5247 GBP
5p ordinary		SWAP		Short		278	34.5330 GBP
5p ordinary		SWAP		Short		770	34.5550 GBP
5p ordinary		SWAP		Short		1,100	34.5602 GBP
5p ordinary		CFD		Short		1,203	34.5445 GBP
5p ordinary		SWAP		Short		4,896	34.5799 GBP
5p ordinary		SWAP		Short		9,437	34.5412 GBP
5p ordinary		SWAP		Short		10,000	34.5028 GBP
5p ordinary		SWAP		Short		10,000	34.5227 GBP
5p ordinary		SWAP		Short		10,000	34.5228 GBP
5p ordinary		SWAP		Short		10,000	34.5416 GBP
5p ordinary		SWAP		Short		10,000	34.5423 GBP
5p ordinary		SWAP		Short		10,000	34.5428 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii)  the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				28 Jun 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END

 

 

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