Form 8.3 - Ultra Electronics Holdings plc

RNS Number : 4959K

Barclays PLC

05 May 2022

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ULTRA ELECTRONICS HOLDINGS PLC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

04 May 2022

(f)

In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

5p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,740,052

2.43%

19,556

0.03%

(2)

Cash-settled derivatives:

0

0.00%

1,383,276

1.93%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

1,740,052

2.43%

1,402,832

1.96%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.				DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of	Price per unit
security				securities
5p ordinary		Purchase		15	32.4566 GBP
5p ordinary		Purchase		50	32.4400 GBP
5p ordinary		Purchase		111	32.2200 GBP
5p ordinary		Purchase		123	32.2159 GBP
5p ordinary		Purchase		201	32.3683 GBP
5p ordinary		Purchase		271	32.5408 GBP
5p ordinary		Purchase		294	32.4567 GBP
5p ordinary		Purchase		2,521	32.4600 GBP
5p ordinary		Purchase		5,044	32.3344 GBP
5p ordinary		Purchase		5,159	32.3571 GBP
5p ordinary		Purchase		5,738	32.3457 GBP
5p ordinary		Purchase		7,396	32.6162 GBP
5p ordinary		Purchase		8,661	32.3498 GBP
5p ordinary		Purchase		10,000	32.5162 GBP
5p ordinary		Purchase		11,274	32.3301 GBP
5p ordinary		Purchase		17,216	32.3277 GBP
5p ordinary		Sale		17	32.4300 GBP
5p ordinary		Sale		94	32.2400 GBP
5p ordinary		Sale		109	32.4836 GBP
5p ordinary		Sale		147	32.2200 GBP
5p ordinary		Sale		309	32.4600 GBP
5p ordinary		Sale		395	32.2504 GBP
5p ordinary		Sale		441	32.3788 GBP
5p ordinary		Sale		494	32.3561 GBP
5p ordinary		Sale		676	32.4401 GBP
5p ordinary		Sale		1,831	32.3956 GBP
5p ordinary		Sale		2,609	32.3189 GBP
5p ordinary		Sale		3,503	32.3329 GBP
5p ordinary		Sale		3,919	32.3037 GBP
5p ordinary		Sale		6,322	32.3749 GBP
5p ordinary		Sale		10,423	32.1703 GBP
5p ordinary		Sale		10,871	32.3875 GBP

(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
5p ordinary		SWAP		Long		143	32.3523 GBP
5p ordinary		SWAP		Long		395	32.2504 GBP
5p ordinary		SWAP		Long		1,681	32.5273 GBP
5p ordinary		SWAP		Long		7,310	32.3006 GBP
5p ordinary		SWAP		Long		9,823	32.3921 GBP
5p ordinary		SWAP		Short		49	32.3718 GBP
5p ordinary		SWAP		Short		271	32.5408 GBP
5p ordinary		SWAP		Short		5,160	32.3577 GBP
5p ordinary		SWAP		Short		7,396	32.6163 GBP
5p ordinary		SWAP		Short		8,909	32.2026 GBP
5p ordinary		SWAP		Short		10,000	32.3015 GBP
5p ordinary		SWAP		Short		10,000	32.4026 GBP
5p ordinary		SWAP		Short		10,000	32.4426 GBP
5p ordinary		SWAP		Short		10,000	32.5163 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii)  the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				5 May 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END

 

 

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