Form 8.3 - Ultra Electronics Holdings plc

RNS Number : 8084K

Barclays PLC

09 May 2022

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR

MORE

Rule 8.3 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Full name of discloser:

Barclays PLC.

(b)

Owner or controller of interest and short

positions disclosed, if different from 1(a):

(c)

Name of offeror/offeree in relation to whose

ULTRA ELECTRONICS HOLDINGS PLC

relevant securities this form relates:

(d)

If an exempt fund manager connected with an

offeror/offeree, state this and specify identity of

offeror/offeree:

(e)

Date position held/dealing undertaken:

06 May 2022

(f)

In addition to the company in 1(c) above, is the discloser making

NO

disclosures in respect of any other party to the offer?

2.

POSITIONS OF THE PERSON MAKING THE DISCLOSURE

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

5p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

1,715,771

2.39%

21,869

0.03%

(2)

Cash-settled derivatives:

2,000

0.00%

1,359,162

1.89%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

1,717,771

2.39%

1,381,031

1.93%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.				DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a)	Purchases and sales
Class of relevant		Purchase/sale		Number of	Price per unit
security				securities
5p ordinary		Purchase		111	32.3286 GBP
5p ordinary		Purchase		232	32.2918 GBP
5p ordinary		Purchase		260	32.2885 GBP
5p ordinary		Purchase		549	32.2460 GBP
5p ordinary		Purchase		2,190	32.3072 GBP
5p ordinary		Purchase		9,713	32.2000 GBP
5p ordinary		Sale		3	32.3333 GBP
5p ordinary		Sale		29	32.2475 GBP
5p ordinary		Sale		38	32.3205 GBP
5p ordinary		Sale		66	32.2900 GBP
5p ordinary		Sale		141	32.2800 GBP
5p ordinary		Sale		145	32.2170 GBP
5p ordinary		Sale		201	32.2348 GBP
5p ordinary		Sale		227	32.2867 GBP
5p ordinary		Sale		291	32.2600 GBP
5p ordinary		Sale		356	32.2200 GBP
5p ordinary		Sale		391	32.3400 GBP
5p ordinary		Sale		470	32.2223 GBP
5p ordinary		Sale		802	32.2400 GBP
5p ordinary		Sale		1,000	32.2159 GBP
5p ordinary		Sale		1,993	32.2733 GBP
5p ordinary		Sale		3,271	32.2969 GBP

(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
5p ordinary		SWAP		Long		1	32.2800 GBP
5p ordinary		SWAP		Long		1	32.3600 GBP
5p ordinary		SWAP		Long		2	32.3200 GBP
5p ordinary		SWAP		Long		4	32.3300 GBP
5p ordinary		SWAP		Long		106	32.3021 GBP
5p ordinary		SWAP		Long		292	32.3397 GBP
5p ordinary		SWAP		Long		632	32.3400 GBP
5p ordinary		SWAP		Long		1,000	32.2159 GBP
5p ordinary		SWAP		Long		1,993	32.2733 GBP
5p ordinary		SWAP		Long		3,012	32.2787 GBP
5p ordinary		SWAP		Short		523	32.3695 GBP
5p ordinary		SWAP		Short		1,080	32.2920 GBP
5p ordinary		SWAP		Short		1,190	32.2885 GBP
5p ordinary		SWAP		Short		9,713	32.2026 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the person making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the person making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii)  the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				9 May 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END

 

 

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