Form 8.5 (EPT/NON-RI) - Anglo American plc

Barclays PLC
26 April 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

25 Apr 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

7,491,744

0.61%

22,269,926

1.82%

(2) Cash-settled derivatives:

21,555,503

1.76%

6,551,741

0.53%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

29,047,247

2.37%

28,821,667

2.35%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

USD 0.54945 ordinary

Purchase

4136973

25.7650  GBP

24.2968  GBP

USD 0.54945 ordinary

Purchase

83837

29.0779  EUR

29.0779  EUR

USD 0.54945 ordinary

Sale

13344

29.3296  EUR

29.3296  EUR

USD 0.54945 ordinary

Sale

3825484

25.7650  GBP

24.3025  GBP

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

USD 0.54945 ordinary

SWAP

Opening Long

6

25.5333  GBP

USD 0.54945 ordinary

SWAP

Opening Long

31

25.7300  GBP

USD 0.54945 ordinary

CFD

Opening Long

93

24.8892  GBP

USD 0.54945 ordinary

SWAP

Opening Long

116

25.7150  GBP

USD 0.54945 ordinary

SWAP

Opening Long

138

605.0665  ZAR

USD 0.54945 ordinary

SWAP

Opening Long

138

605.0665  ZAR

USD 0.54945 ordinary

SWAP

Opening Long

147

25.2297  GBP

USD 0.54945 ordinary

SWAP

Opening Long

244

591.4284  ZAR

USD 0.54945 ordinary

SWAP

Opening Long

244

591.4284  ZAR

USD 0.54945 ordinary

CFD

Opening Long

271

24.8972  GBP

USD 0.54945 ordinary

SWAP

Opening Long

292

25.5061  GBP

USD 0.54945 ordinary

SWAP

Opening Long

370

24.9244  GBP

USD 0.54945 ordinary

SWAP

Opening Long

378

24.6350  GBP

USD 0.54945 ordinary

SWAP

Opening Long

401

25.0601  GBP

USD 0.54945 ordinary

SWAP

Opening Long

435

25.3454  GBP

USD 0.54945 ordinary

CFD

Opening Long

475

24.5049  GBP

USD 0.54945 ordinary

SWAP

Opening Long

690

24.7661  GBP

USD 0.54945 ordinary

SWAP

Opening Long

814

25.0124  GBP

USD 0.54945 ordinary

SWAP

Opening Long

818

594.3300  ZAR

USD 0.54945 ordinary

CFD

Opening Long

836

24.9284  GBP

USD 0.54945 ordinary

SWAP

Opening Long

975

24.8885  GBP

USD 0.54945 ordinary

SWAP

Opening Long

1,103

600.0000  ZAR

USD 0.54945 ordinary

SWAP

Opening Long

1,170

24.8924  GBP

USD 0.54945 ordinary

SWAP

Opening Long

1,387

25.0040  GBP

USD 0.54945 ordinary

SWAP

Opening Long

1,659

24.8661  GBP

USD 0.54945 ordinary

SWAP

Opening Long

1,911

25.1790  GBP

USD 0.54945 ordinary

CFD

Opening Long

1,949

24.9821  GBP

USD 0.54945 ordinary

SWAP

Opening Long

2,000

586.7660  ZAR

USD 0.54945 ordinary

SWAP

Opening Long

2,373

24.8367  GBP

USD 0.54945 ordinary

SWAP

Opening Long

3,470

24.9277  GBP

USD 0.54945 ordinary

CFD

Opening Long

3,880

25.4400  GBP

USD 0.54945 ordinary

SWAP

Opening Long

4,018

25.0153  GBP

USD 0.54945 ordinary

SWAP

Opening Long

4,500

25.0050  GBP

USD 0.54945 ordinary

SWAP

Opening Long

4,570

24.9803  GBP

USD 0.54945 ordinary

CFD

Opening Long

4,633

25.1627  GBP

USD 0.54945 ordinary

SWAP

Opening Long

4,638

24.9610  GBP

USD 0.54945 ordinary

SWAP

Opening Long

4,803

25.3198  GBP

USD 0.54945 ordinary

SWAP

Opening Long

6,469

25.7079  GBP

USD 0.54945 ordinary

SWAP

Opening Long

6,901

24.8984  GBP

USD 0.54945 ordinary

SWAP

Opening Long

7,000

25.4146  GBP

USD 0.54945 ordinary

SWAP

Opening Long

7,023

25.0115  GBP

USD 0.54945 ordinary

SWAP

Opening Long

7,363

598.9866  ZAR

USD 0.54945 ordinary

CFD

Opening Long

7,559

24.7574  GBP

USD 0.54945 ordinary

SWAP

Opening Long

7,800

24.8147  GBP

USD 0.54945 ordinary

SWAP

Opening Long

7,847

24.9094  GBP

USD 0.54945 ordinary

SWAP

Opening Long

7,850

25.6025  GBP

USD 0.54945 ordinary

SWAP

Opening Long

8,755

24.8704  GBP

USD 0.54945 ordinary

CFD

Opening Long

9,296

24.6484  GBP

USD 0.54945 ordinary

SWAP

Opening Long

9,500

25.1905  GBP

USD 0.54945 ordinary

SWAP

Opening Long

10,075

600.4809  ZAR

USD 0.54945 ordinary

SWAP

Opening Long

10,075

600.4809  ZAR

USD 0.54945 ordinary

SWAP

Opening Long

10,397

24.8629  GBP

USD 0.54945 ordinary

SWAP

Opening Long

10,581

25.0124  GBP

USD 0.54945 ordinary

SWAP

Opening Long

10,771

24.9031  GBP

USD 0.54945 ordinary

SWAP

Opening Long

11,866

24.8724  GBP

USD 0.54945 ordinary

SWAP

Opening Long

12,154

24.9060  GBP

USD 0.54945 ordinary

SWAP

Opening Long

12,700

24.3044  GBP

USD 0.54945 ordinary

SWAP

Opening Long

13,207

24.8120  GBP

USD 0.54945 ordinary

CFD

Opening Long

14,001

24.7575  GBP

USD 0.54945 ordinary

CFD

Opening Long

15,000

24.5122  GBP

USD 0.54945 ordinary

SWAP

Opening Long

15,905

593.7408  ZAR

USD 0.54945 ordinary

SWAP

Opening Long

15,905

593.7408  ZAR

USD 0.54945 ordinary

CFD

Opening Long

15,998

25.4219  GBP

USD 0.54945 ordinary

SWAP

Opening Long

17,162

25.0172  GBP

USD 0.54945 ordinary

SWAP

Opening Long

18,170

24.7897  GBP

USD 0.54945 ordinary

CFD

Opening Long

21,658

25.2937  GBP

USD 0.54945 ordinary

SWAP

Opening Long

21,807

25.1910  GBP

USD 0.54945 ordinary

SWAP

Opening Long

22,025

595.6192  ZAR

USD 0.54945 ordinary

SWAP

Opening Long

22,025

595.6192  ZAR

USD 0.54945 ordinary

SWAP

Opening Long

25,774

25.0026  GBP

USD 0.54945 ordinary

SWAP

Opening Long

29,830

593.6884  ZAR

USD 0.54945 ordinary

SWAP

Opening Long

29,830

593.6884  ZAR

USD 0.54945 ordinary

CFD

Opening Long

30,000

24.7686  GBP

USD 0.54945 ordinary

SWAP

Opening Long

32,325

24.7807  GBP

USD 0.54945 ordinary

CFD

Opening Long

35,735

24.9520  GBP

USD 0.54945 ordinary

CFD

Opening Long

35,745

24.9829  GBP

USD 0.54945 ordinary

SWAP

Opening Long

39,253

25.0293  GBP

USD 0.54945 ordinary

SWAP

Opening Long

46,094

25.3670  GBP

USD 0.54945 ordinary

CFD

Opening Long

49,061

25.1663  GBP

USD 0.54945 ordinary

SWAP

Opening Long

49,267

594.1989  ZAR

USD 0.54945 ordinary

SWAP

Opening Long

49,267

594.1989  ZAR

USD 0.54945 ordinary

CFD

Opening Long

50,000

24.6951  GBP

USD 0.54945 ordinary

CFD

Opening Long

56,954

25.3672  GBP

USD 0.54945 ordinary

SWAP

Opening Long

62,949

24.3500  GBP

USD 0.54945 ordinary

SWAP

Opening Long

65,137

24.9681  GBP

USD 0.54945 ordinary

CFD

Opening Long

71,345

25.6000  GBP

USD 0.54945 ordinary

SWAP

Opening Long

79,292

611.0000  ZAR

USD 0.54945 ordinary

SWAP

Opening Long

79,292

611.0000  ZAR

USD 0.54945 ordinary

SWAP

Opening Long

84,989

604.7665  ZAR

USD 0.54945 ordinary

SWAP

Opening Long

88,643

25.1751  GBP

USD 0.54945 ordinary

SWAP

Opening Long

96,593

24.9133  GBP

USD 0.54945 ordinary

SWAP

Opening Long

106,454

595.5257  ZAR

USD 0.54945 ordinary

SWAP

Opening Long

106,454

595.5257  ZAR

USD 0.54945 ordinary

SWAP

Opening Long

139,236

25.5000  GBP

USD 0.54945 ordinary

SWAP

Opening Long

200,347

24.9207  GBP

USD 0.54945 ordinary

CFD

Opening Long

267,082

25.4828  GBP

USD 0.54945 ordinary

CFD

Opening Long

300,914

25.3105  GBP

USD 0.54945 ordinary

CFD

Opening Long

316,491

24.9534  GBP

USD 0.54945 ordinary

CFD

Opening Long

375,678

25.6000  GBP

USD 0.54945 ordinary

CFD

Opening Long

387,687

24.9514  GBP

USD 0.54945 ordinary

CFD

Opening Long

414,591

24.9792  GBP

USD 0.54945 ordinary

SWAP

Opening Short

6

25.0402  GBP

USD 0.54945 ordinary

SWAP

Opening Short

54

25.0005  GBP

USD 0.54945 ordinary

SWAP

Opening Short

118

25.2015  GBP

USD 0.54945 ordinary

SWAP

Opening Short

161

25.3023  GBP

USD 0.54945 ordinary

SWAP

Opening Short

169

25.2644  GBP

USD 0.54945 ordinary

SWAP

Opening Short

243

601.9630  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

243

601.9630  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

275

591.2002  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

275

591.0860  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

275

591.0860  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

275

591.2002  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

369

24.7368  GBP

USD 0.54945 ordinary

SWAP

Opening Short

432

585.3162  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

432

585.3162  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

487

25.1210  GBP

USD 0.54945 ordinary

SWAP

Opening Short

737

25.1893  GBP

USD 0.54945 ordinary

SWAP

Opening Short

793

25.1970  GBP

USD 0.54945 ordinary

CFD

Opening Short

818

594.5677  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

868

24.9027  GBP

USD 0.54945 ordinary

SWAP

Opening Short

911

25.2549  GBP

USD 0.54945 ordinary

SWAP

Opening Short

920

25.1271  GBP

USD 0.54945 ordinary

SWAP

Opening Short

960

24.8681  GBP

USD 0.54945 ordinary

SWAP

Opening Short

1,000

25.5389  GBP

USD 0.54945 ordinary

SWAP

Opening Short

1,043

24.8483  GBP

USD 0.54945 ordinary

SWAP

Opening Short

1,093

24.9924  GBP

USD 0.54945 ordinary

CFD

Opening Short

1,103

599.8349  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

1,191

25.2096  GBP

USD 0.54945 ordinary

SWAP

Opening Short

1,287

25.3139  GBP

USD 0.54945 ordinary

SWAP

Opening Short

1,457

24.8242  GBP

USD 0.54945 ordinary

SWAP

Opening Short

1,519

25.0753  GBP

USD 0.54945 ordinary

SWAP

Opening Short

2,000

586.7660  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

3,105

25.1312  GBP

USD 0.54945 ordinary

SWAP

Opening Short

4,194

25.0369  GBP

USD 0.54945 ordinary

SWAP

Opening Short

4,788

25.6038  GBP

USD 0.54945 ordinary

SWAP

Opening Short

5,301

24.8839  GBP

USD 0.54945 ordinary

SWAP

Opening Short

6,338

25.0794  GBP

USD 0.54945 ordinary

CFD

Opening Short

7,363

598.8698  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

8,163

596.8413  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

8,163

596.8413  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

9,089

25.0503  GBP

USD 0.54945 ordinary

SWAP

Opening Short

9,306

24.9497  GBP

USD 0.54945 ordinary

SWAP

Opening Short

9,926

24.3524  GBP

USD 0.54945 ordinary

SWAP

Opening Short

12,014

24.9282  GBP

USD 0.54945 ordinary

CFD

Opening Short

13,344

29.3296  EUR

USD 0.54945 ordinary

SWAP

Opening Short

13,722

25.0064  GBP

USD 0.54945 ordinary

SWAP

Opening Short

14,365

24.8991  GBP

USD 0.54945 ordinary

SWAP

Opening Short

19,155

597.2521  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

19,155

597.2521  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

21,922

25.2722  GBP

USD 0.54945 ordinary

SWAP

Opening Short

26,771

25.3302  GBP

USD 0.54945 ordinary

CFD

Opening Short

30,000

28.9100  EUR

USD 0.54945 ordinary

SWAP

Opening Short

30,153

596.3979  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

30,153

596.3979  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

48,086

24.9496  GBP

USD 0.54945 ordinary

SWAP

Opening Short

51,304

593.8448  ZAR

USD 0.54945 ordinary

CFD

Opening Short

51,304

593.8448  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

52,800

25.6042  GBP

USD 0.54945 ordinary

SWAP

Opening Short

57,434

24.8806  GBP

USD 0.54945 ordinary

CFD

Opening Short

58,238

594.8992  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

58,238

595.0777  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

63,364

25.0069  GBP

USD 0.54945 ordinary

CFD

Opening Short

83,837

29.0779  EUR

USD 0.54945 ordinary

CFD

Opening Short

84,989

604.9328  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

143,309

24.8957  GBP

USD 0.54945 ordinary

SWAP

Opening Short

148,593

25.6148  GBP

USD 0.54945 ordinary

SWAP

Opening Short

216,356

25.4570  GBP

USD 0.54945 ordinary

SWAP

Opening Short

327,800

597.7243  ZAR

USD 0.54945 ordinary

CFD

Opening Short

327,800

597.7243  ZAR

USD 0.54945 ordinary

CFD

Opening Short

477,474

600.4695  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

477,474

600.2894  ZAR

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

26 Apr 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

 

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