FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
ANGLO AMERICAN PLC |
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(c) |
Name of the party to the offer with which exempt |
BHP GROUP LTD |
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(d) |
Date position held/dealing undertaken: |
25 Apr 2024 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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|
to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
USD 0.54945 ordinary |
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|
Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
||||
(1) Relevant securities owned and/or controlled: |
7,491,744 |
0.61% |
22,269,926 |
1.82% |
|||
(2) Cash-settled derivatives: |
21,555,503 |
1.76% |
6,551,741 |
0.53% |
|||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
|||
|
29,047,247 |
2.37% |
28,821,667 |
2.35% |
|||
|
|
|
|
|
|
|
|
(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
|
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Details, including nature of the rights |
|
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
|
|
|
|
|
|
Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
|||
USD 0.54945 ordinary |
Purchase |
4136973 |
25.7650 GBP |
24.2968 GBP |
|||
USD 0.54945 ordinary |
Purchase |
83837 |
29.0779 EUR |
29.0779 EUR |
|||
USD 0.54945 ordinary |
Sale |
13344 |
29.3296 EUR |
29.3296 EUR |
|||
USD 0.54945 ordinary |
Sale |
3825484 |
25.7650 GBP |
24.3025 GBP |
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|
|
|
|
|
|
|
|
(b) |
Cash-settled derivative transactions |
||||||
Class of |
Product description |
Nature of dealing |
Number of |
Price per |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
6 |
25.5333 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
31 |
25.7300 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
93 |
24.8892 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
116 |
25.7150 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
138 |
605.0665 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
138 |
605.0665 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
147 |
25.2297 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
244 |
591.4284 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
244 |
591.4284 ZAR |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
271 |
24.8972 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
292 |
25.5061 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
370 |
24.9244 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
378 |
24.6350 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
401 |
25.0601 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
435 |
25.3454 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
475 |
24.5049 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
690 |
24.7661 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
814 |
25.0124 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
818 |
594.3300 ZAR |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
836 |
24.9284 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
975 |
24.8885 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
1,103 |
600.0000 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
1,170 |
24.8924 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
1,387 |
25.0040 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
1,659 |
24.8661 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
1,911 |
25.1790 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
1,949 |
24.9821 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
2,000 |
586.7660 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
2,373 |
24.8367 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
3,470 |
24.9277 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
3,880 |
25.4400 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
4,018 |
25.0153 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
4,500 |
25.0050 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
4,570 |
24.9803 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
4,633 |
25.1627 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
4,638 |
24.9610 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
4,803 |
25.3198 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
6,469 |
25.7079 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
6,901 |
24.8984 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
7,000 |
25.4146 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
7,023 |
25.0115 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
7,363 |
598.9866 ZAR |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
7,559 |
24.7574 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
7,800 |
24.8147 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
7,847 |
24.9094 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
7,850 |
25.6025 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
8,755 |
24.8704 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
9,296 |
24.6484 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
9,500 |
25.1905 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
10,075 |
600.4809 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
10,075 |
600.4809 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
10,397 |
24.8629 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
10,581 |
25.0124 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
10,771 |
24.9031 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
11,866 |
24.8724 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
12,154 |
24.9060 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
12,700 |
24.3044 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
13,207 |
24.8120 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
14,001 |
24.7575 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
15,000 |
24.5122 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
15,905 |
593.7408 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
15,905 |
593.7408 ZAR |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
15,998 |
25.4219 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
17,162 |
25.0172 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
18,170 |
24.7897 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
21,658 |
25.2937 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
21,807 |
25.1910 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
22,025 |
595.6192 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
22,025 |
595.6192 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
25,774 |
25.0026 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
29,830 |
593.6884 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
29,830 |
593.6884 ZAR |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
30,000 |
24.7686 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
32,325 |
24.7807 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
35,735 |
24.9520 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
35,745 |
24.9829 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
39,253 |
25.0293 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
46,094 |
25.3670 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
49,061 |
25.1663 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
49,267 |
594.1989 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
49,267 |
594.1989 ZAR |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
50,000 |
24.6951 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
56,954 |
25.3672 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
62,949 |
24.3500 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
65,137 |
24.9681 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
71,345 |
25.6000 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
79,292 |
611.0000 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
79,292 |
611.0000 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
84,989 |
604.7665 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
88,643 |
25.1751 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
96,593 |
24.9133 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
106,454 |
595.5257 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
106,454 |
595.5257 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
139,236 |
25.5000 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Long |
200,347 |
24.9207 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
267,082 |
25.4828 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
300,914 |
25.3105 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
316,491 |
24.9534 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
375,678 |
25.6000 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
387,687 |
24.9514 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Long |
414,591 |
24.9792 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
6 |
25.0402 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
54 |
25.0005 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
118 |
25.2015 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
161 |
25.3023 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
169 |
25.2644 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
243 |
601.9630 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
243 |
601.9630 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
275 |
591.2002 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
275 |
591.0860 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
275 |
591.0860 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
275 |
591.2002 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
369 |
24.7368 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
432 |
585.3162 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
432 |
585.3162 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
487 |
25.1210 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
737 |
25.1893 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
793 |
25.1970 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Short |
818 |
594.5677 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
868 |
24.9027 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
911 |
25.2549 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
920 |
25.1271 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
960 |
24.8681 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
1,000 |
25.5389 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
1,043 |
24.8483 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
1,093 |
24.9924 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Short |
1,103 |
599.8349 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
1,191 |
25.2096 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
1,287 |
25.3139 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
1,457 |
24.8242 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
1,519 |
25.0753 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
2,000 |
586.7660 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
3,105 |
25.1312 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
4,194 |
25.0369 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
4,788 |
25.6038 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
5,301 |
24.8839 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
6,338 |
25.0794 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Short |
7,363 |
598.8698 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
8,163 |
596.8413 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
8,163 |
596.8413 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
9,089 |
25.0503 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
9,306 |
24.9497 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
9,926 |
24.3524 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
12,014 |
24.9282 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Short |
13,344 |
29.3296 EUR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
13,722 |
25.0064 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
14,365 |
24.8991 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
19,155 |
597.2521 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
19,155 |
597.2521 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
21,922 |
25.2722 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
26,771 |
25.3302 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Short |
30,000 |
28.9100 EUR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
30,153 |
596.3979 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
30,153 |
596.3979 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
48,086 |
24.9496 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
51,304 |
593.8448 ZAR |
|||
USD 0.54945 ordinary |
CFD |
Opening Short |
51,304 |
593.8448 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
52,800 |
25.6042 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
57,434 |
24.8806 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Short |
58,238 |
594.8992 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
58,238 |
595.0777 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
63,364 |
25.0069 GBP |
|||
USD 0.54945 ordinary |
CFD |
Opening Short |
83,837 |
29.0779 EUR |
|||
USD 0.54945 ordinary |
CFD |
Opening Short |
84,989 |
604.9328 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
143,309 |
24.8957 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
148,593 |
25.6148 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
216,356 |
25.4570 GBP |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
327,800 |
597.7243 ZAR |
|||
USD 0.54945 ordinary |
CFD |
Opening Short |
327,800 |
597.7243 ZAR |
|||
USD 0.54945 ordinary |
CFD |
Opening Short |
477,474 |
600.4695 ZAR |
|||
USD 0.54945 ordinary |
SWAP |
Opening Short |
477,474 |
600.2894 ZAR |
|||
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions (including options) |
||||||
(i) |
Writing, selling, purchasing or varying |
||||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for new securities) |
||||||
Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
||||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
||||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or derivatives |
||||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
NONE |
|||||||
(c) |
Attachments |
||||||
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
Date of disclosure: |
26 Apr 2024 |
||||||
Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |