Form 8.5 (EPT/NON-RI)ANGLO AMERICAN PLC

Barclays PLC
30 April 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

29 Apr 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

7,886,167

0.64%

19,995,266

1.63%

(2) Cash-settled derivatives:

18,563,630

1.52%

6,178,820

0.50%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

26,449,797

2.16%

26,174,086

2.14%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

USD 0.54945 ordinary

Purchase

1376548

27.5300  GBP

26.7900  GBP

USD 0.54945 ordinary

Sale

2123565

27.5300  GBP

26.7900  GBP

ADR

Purchase

51698

17.2800  USD

17.0582  USD

ADR

Sale

51698

17.2746  USD

17.0582  USD

USD 0.54945 ordinary

Purchase

7026

32.0017  EUR

32.0017  EUR

USD 0.54945 ordinary

Sale

1130

31.3600  EUR

31.3600  EUR

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

USD 0.54945 ordinary

SWAP

Closing Long

100

26.9900  GBP

USD 0.54945 ordinary

SWAP

Closing Long

1,032

26.9685  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

14

635.8900  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

30

27.0802  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

476

26.9120  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

531

27.1549  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

681

633.5020  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

940

633.5298  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

1,221

639.7294  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

1,567

27.5002  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,660

27.2033  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,018

27.0324  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

4,566

633.8034  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

4,640

27.1248  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,014

27.2929  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,107

27.0319  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6,004

27.1618  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6,039

630.9861  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

7,423

26.9624  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

7,768

26.9747  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

8,981

27.1357  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

9,595

629.7740  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

12,308

27.4170  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

19,554

27.2139  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

21,212

640.6600  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

22,167

638.1138  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

33,869

630.3783  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

53,046

27.1847  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

88,114

26.8701  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

14

629.7170  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

31

27.2354  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

42

26.9690  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

350

27.2297  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

500

27.0922  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

676

633.5509  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

904

27.3940  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

914

633.5411  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

1,130

31.3565  EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,975

27.2582  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

2,214

26.9674  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

2,448

26.8626  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

2,894

27.5000  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

2,981

27.3965  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

4,566

633.5499  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

6,448

27.0400  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

11,173

27.1282  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

13,727

640.6600  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

13,727

640.6600  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

22,167

637.9383  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

25,000

31.4250  EUR

USD 0.54945 ordinary

CFD

Decreasing Short

35,962

26.9027  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

46,724

27.0852  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

68,051

27.4980  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

80,565

631.3789  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

82,605

27.3907  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

106,678

27.5000  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

127,603

27.1937  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

140,544

636.7535  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

192,050

27.4659  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

303,205

26.9593  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

14

635.8900  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

41

27.0950  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

43

26.8747  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

204

26.8461  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

353

633.9375  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

396

27.1148  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

429

27.2411  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

681

633.5020  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

694

26.8179  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

940

633.5298  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

1,167

26.9184  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,221

639.7294  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

3,844

27.3502  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

4,314

26.8393  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

6,039

630.9861  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

9,263

640.6600  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

9,595

629.7740  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

11,949

640.6600  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

17,856

27.2054  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

21,825

27.4322  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

26,473

27.4989  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

33,869

630.3783  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

38,036

27.4980  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

40,000

640.9803  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

40,000

27.4807  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

52,541

27.3913  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

58,923

26.9422  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

14

629.7170  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

47

26.9379  GBP

USD 0.54945 ordinary

CFD

Increasing Short

83

26.8118  GBP

USD 0.54945 ordinary

CFD

Increasing Short

353

634.1118  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

676

633.5509  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

914

633.5411  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

1,165

27.0934  GBP

USD 0.54945 ordinary

CFD

Increasing Short

1,300

26.9391  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

2,866

27.0955  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

3,309

26.9062  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

3,567

27.4822  GBP

USD 0.54945 ordinary

CFD

Increasing Short

5,000

26.9971  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

5,624

26.8896  GBP

USD 0.54945 ordinary

CFD

Increasing Short

7,026

32.0053  EUR

USD 0.54945 ordinary

SWAP

Increasing Short

11,365

27.4797  GBP

USD 0.54945 ordinary

CFD

Increasing Short

11,734

26.8275  GBP

USD 0.54945 ordinary

CFD

Increasing Short

13,659

27.0911  GBP

USD 0.54945 ordinary

CFD

Increasing Short

13,727

640.6600  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

13,727

640.6600  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

19,319

27.3058  GBP

USD 0.54945 ordinary

CFD

Increasing Short

25,000

26.8704  GBP

USD 0.54945 ordinary

CFD

Increasing Short

32,939

26.9050  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

40,000

640.9803  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

41,857

26.9639  GBP

USD 0.54945 ordinary

CFD

Increasing Short

49,127

27.0500  GBP

USD 0.54945 ordinary

CFD

Increasing Short

59,014

26.9545  GBP

USD 0.54945 ordinary

CFD

Increasing Short

74,946

27.4985  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

80,565

631.5684  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

140,544

636.9445  ZAR

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

30 Apr 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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