Form 8.5 (EPT/NON-RI) - Anglo American plc

Barclays PLC
01 May 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

30 Apr 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

6,455,412

0.53%

18,743,141

1.53%

(2) Cash-settled derivatives:

18,624,529

1.52%

5,958,233

0.49%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

25,079,941

2.05%

24,701,374

2.02%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

USD 0.54945 ordinary

Purchase

2258912

27.8150  GBP

26.2500  GBP

USD 0.54945 ordinary

Sale

2434468

27.8150  GBP

26.1900  GBP

USD 0.54945 ordinary

Purchase

5896

31.4244  EUR

31.4244  EUR

USD 0.54945 ordinary

Sale

2751

31.1793  EUR

31.1793  EUR

ADR

Purchase

24611

16.5366  USD

16.4640  USD

ADR

Sale

24611

16.5366  USD

16.4640  USD

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

USD 0.54945 ordinary

CFD

Closing Short

40

26.9152  GBP

USD 0.54945 ordinary

CFD

Closing Short

100

27.4725  GBP

USD 0.54945 ordinary

CFD

Closing Short

674

27.0504  GBP

USD 0.54945 ordinary

CFD

Closing Short

5,000

26.4456  GBP

USD 0.54945 ordinary

CFD

Closing Short

8,882

26.2986  GBP

USD 0.54945 ordinary

CFD

Closing Short

10,129

26.8284  GBP

USD 0.54945 ordinary

CFD

Closing Short

25,809

26.5981  GBP

USD 0.54945 ordinary

CFD

Closing Short

38,494

26.5422  GBP

USD 0.54945 ordinary

CFD

Closing Short

49,116

27.1719  GBP

USD 0.54945 ordinary

CFD

Closing Short

56,338

26.3400  GBP

USD 0.54945 ordinary

CFD

Closing Short

68,665

27.5296  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2

627.1600  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

18

627.2000  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

115

639.1800  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

163

26.8050  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

207

630.7382  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

227

26.7025  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

297

616.9300  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

486

26.7032  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

642

26.9729  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

748

26.6603  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

878

643.1856  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

1,666

26.8429  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,979

642.6986  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

3,786

616.6915  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

4,193

26.8435  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

7,059

26.6062  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

7,311

26.6491  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

7,931

26.6995  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

10,600

27.2707  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

13,400

26.4839  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

14,036

625.1992  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

15,398

26.6058  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

16,177

26.8686  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

18,323

26.6623  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

20,106

26.4694  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

24,590

634.9625  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

25,739

618.0641  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

30,000

26.6822  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

36,132

627.2238  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

49,500

622.8850  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

51,336

26.3401  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

65,678

26.4436  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

65,742

26.9852  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

76,132

26.6304  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

85,647

26.3400  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

113,900

617.0000  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

143,983

26.7917  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

170,688

26.3852  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

188,566

26.5796  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

303,392

26.3519  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1

26.8290  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

14

619.4057  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

45

26.6550  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

46

26.3385  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

297

616.7603  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,432

624.3439  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,582

624.3455  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

1,979

642.4415  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

2,465

26.4770  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

2,751

31.1758  EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

3,734

26.4410  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

3,786

616.6915  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

4,406

26.3407  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

5,942

26.4551  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

14,169

626.4332  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

33,827

626.7315  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

48,868

624.7712  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

49,500

622.8850  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

70,495

26.3992  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

80,373

626.8390  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

131,363

26.3381  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

2

627.1600  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

18

627.2000  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

39

26.4791  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

115

639.1800  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

162

26.4382  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

207

630.7382  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

263

26.6360  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

287

26.5842  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

365

26.9580  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

379

26.4578  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

667

26.4718  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

768

26.4635  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

878

643.1856  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

1,129

26.9065  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,378

26.6997  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,444

26.6885  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

7,629

645.8083  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

7,964

26.4547  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

8,705

26.5418  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

10,776

26.6239  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

12,392

26.2934  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

12,749

26.7818  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

14,036

625.1992  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

22,274

26.3381  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

24,590

634.9625  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

25,739

618.0641  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

31,091

624.2979  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

36,132

627.2238  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

64,226

27.1402  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

113,900

617.0000  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

14

619.4057  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

29

26.3400  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1,432

624.3439  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

1,582

624.3455  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

3,596

26.3430  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

4,793

26.6136  GBP

USD 0.54945 ordinary

CFD

Increasing Short

5,896

31.4278  EUR

USD 0.54945 ordinary

CFD

Increasing Short

7,629

645.9342  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

14,169

626.4332  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

31,091

624.4696  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

33,827

626.9196  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

48,868

624.7712  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

80,373

627.0271  ZAR

USD 0.54945 ordinary

CFD

Opening Long

100

27.1126  GBP

USD 0.54945 ordinary

CFD

Opening Long

500

26.9088  GBP

USD 0.54945 ordinary

CFD

Opening Long

663

26.6979  GBP

USD 0.54945 ordinary

CFD

Opening Long

18,283

26.3617  GBP

USD 0.54945 ordinary

CFD

Opening Long

20,865

26.3400  GBP

USD 0.54945 ordinary

CFD

Opening Long

31,884

26.7186  GBP

USD 0.54945 ordinary

CFD

Opening Long

39,032

26.9409  GBP

USD 0.54945 ordinary

CFD

Opening Long

65,590

26.6356  GBP

USD 0.54945 ordinary

CFD

Opening Long

1,192,634

26.8233  GBP

USD 0.54945 ordinary

SWAP

Opening Short

19,349

26.9122  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

01 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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