Form 8.5 (EPT/NON-RI) - Anglo American plc

Barclays PLC
02 May 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

01 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

6,277,399

0.51%

18,594,719

1.52%

(2) Cash-settled derivatives:

18,482,061

1.51%

5,789,766

0.47%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

24,759,460

2.02%

24,384,485

1.99%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

USD 0.54945 ordinary

Purchase

592598

26.8250  GBP

26.2098  GBP

USD 0.54945 ordinary

Sale

621941

26.8900  GBP

26.2125  GBP

ADR

Sale

4909

16.4600  USD

16.4241  USD

ADR

Purchase

4909

16.4600  USD

16.4241  USD

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

USD 0.54945 ordinary

SWAP

Decreasing Long

100

26.7669  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

122

26.3683  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

190

26.7253  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

228

26.3654  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

287

26.8178  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

295

26.7452  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

354

26.7972  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

416

26.3586  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

970

26.5713  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

994

26.3436  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,003

26.3280  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,472

26.3596  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,480

26.5712  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,693

26.3487  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

3,000

26.6885  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,023

26.3547  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,369

26.6094  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

7,171

26.6464  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

9,911

26.5846  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

10,475

26.4972  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

10,733

26.3450  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

16,103

26.5865  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

21,157

26.5727  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

27,591

26.5296  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

39,025

26.3451  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

48,297

26.4910  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

57,030

26.4712  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

77,109

26.3450  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

47

26.3709  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

54

26.5410  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

58

26.3435  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

500

26.3754  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

75,252

26.3464  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

92,618

26.4376  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

63

26.1774  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

129

26.7597  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

296

26.3956  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

525

26.5572  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

533

26.5628  GBP

USD 0.54945 ordinary

CFD

Increasing Long

878

26.3499  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

954

26.6822  GBP

USD 0.54945 ordinary

CFD

Increasing Long

1,147

26.3420  GBP

USD 0.54945 ordinary

CFD

Increasing Long

2,283

26.3333  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,197

26.4988  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,401

26.6666  GBP

USD 0.54945 ordinary

CFD

Increasing Long

3,622

26.8900  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

4,008

26.3126  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

4,668

26.3346  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

7,329

26.6312  GBP

USD 0.54945 ordinary

CFD

Increasing Long

8,802

26.3538  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

9,480

26.4376  GBP

USD 0.54945 ordinary

CFD

Increasing Long

12,116

26.5775  GBP

USD 0.54945 ordinary

CFD

Increasing Long

16,584

26.3450  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

17,066

26.7108  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

28,031

26.5496  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

36,878

26.3735  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

43,140

26.5220  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

62

26.3450  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

02 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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