Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC

Barclays PLC
03 May 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

 BHP GROUP LTD

(d)

Date position held/dealing undertaken:

02 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

7,544,702

0.62%

18,449,042

1.51%

(2) Cash-settled derivatives:

17,189,924

1.40%

6,025,477

0.49%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

24,734,626

2.02%

24,474,519

2.00%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

USD 0.54945 ordinary

Purchase

3477602

26.6152  GBP

25.9800  GBP

USD 0.54945 ordinary

Sale

2075637

26.6150  GBP

25.9800  GBP

ADR

Sale

17819

16.5468  USD

16.4700  USD

ADR

Purchase

17819

16.5468  USD

16.4700  USD

USD 0.54945 ordinary

Purchase

13794

30.6271  EUR

30.6271  EUR

USD 0.54945 ordinary

Sale

2700

30.6730  EUR

30.6730  EUR

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

USD 0.54945 ordinary

CFD

Closing Long

372

26.5214  GBP

USD 0.54945 ordinary

CFD

Closing Long

936

26.3700  GBP

USD 0.54945 ordinary

CFD

Closing Long

2,907

26.6150  GBP

USD 0.54945 ordinary

CFD

Closing Long

3,219

26.1229  GBP

USD 0.54945 ordinary

CFD

Closing Long

45,202

26.3340  GBP

USD 0.54945 ordinary

CFD

Closing Long

96,240

26.3646  GBP

USD 0.54945 ordinary

CFD

Closing Long

832,827

26.2314  GBP

USD 0.54945 ordinary

SWAP

Closing Short

575

612.8034  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

10

606.4500  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

31

607.4664  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

121

616.6530  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

191

25.9974  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

230

26.0471  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

437

26.3807  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

454

614.9974  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

543

614.6882  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

548

26.5843  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

844

26.2013  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

891

26.4450  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,318

26.2408  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,366

26.3408  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,792

26.3404  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,349

26.2396  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,723

615.8400  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

4,701

616.1397  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

4,710

616.1400  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

4,918

606.6154  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

8,038

26.1742  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

8,313

26.0308  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

8,815

26.1108  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

12,679

605.0519  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

19,044

26.5212  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

28,404

26.0874  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

31,049

610.3036  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

36,115

608.9152  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

41,803

608.1159  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

66,000

26.3962  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

66,491

26.2500  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

94,865

26.6152  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

131,277

26.1444  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

95

26.4323  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

149

26.2175  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

163

26.2801  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

238

26.2209  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

250

26.2840  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

276

26.4457  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

423

26.4415  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

454

614.9974  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

528

26.2567  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

528

26.3682  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

704

26.2667  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

890

26.2240  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,056

26.1935  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,102

26.2616  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,344

26.1994  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,360

26.2243  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,449

26.0779  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,500

25.9974  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,541

616.1400  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

1,541

616.1400  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,631

26.2628  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,787

26.4344  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,826

612.7949  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,921

26.2826  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,939

26.1940  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

2,265

26.0786  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

2,700

30.6696  EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

3,194

613.9696  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

3,330

607.4009  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

3,344

26.4459  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

3,477

26.2400  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

4,425

608.9032  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

5,667

26.2874  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

6,061

26.2010  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

9,034

26.1738  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

9,388

26.2561  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

10,449

26.0629  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

11,110

611.7572  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

12,679

604.8855  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

14,331

26.2214  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

15,867

26.0897  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

20,000

30.4550  EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

42,933

26.6139  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

50,104

26.5902  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

79,289

610.3652  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

81,808

26.4631  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

120,588

612.7457  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

127,122

26.6131  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

9

26.1461  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

9

26.0500  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

10

606.4500  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

31

607.4664  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

121

616.6530  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

275

26.0966  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

296

613.2420  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

314

26.1992  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

478

605.0000  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

543

614.6882  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

876

26.1956  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,249

26.2645  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

2,083

26.2801  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,343

26.6148  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,723

615.8400  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

4,701

616.1397  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

4,710

616.1400  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

4,918

606.6154  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

10,221

26.4451  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

13,333

26.4820  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

26,069

26.3041  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

31,049

610.3036  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

36,115

608.9152  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

37,231

26.4586  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

41,803

608.1159  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

62,917

26.6131  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

117,504

26.2717  GBP

USD 0.54945 ordinary

CFD

Increasing Short

296

613.3616  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

478

605.1663  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

575

612.8034  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

1,541

616.1400  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

1,541

616.1400  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

1,826

612.7949  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

3,194

613.9696  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

3,330

607.4009  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

4,425

608.9032  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

11,110

611.7572  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

13,794

30.6305  EUR

USD 0.54945 ordinary

SWAP

Increasing Short

21,933

26.2308  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

79,289

610.5484  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

120,588

612.9295  ZAR

USD 0.54945 ordinary

CFD

Opening Short

3

26.6166  GBP

USD 0.54945 ordinary

CFD

Opening Short

1,271

25.9942  GBP

USD 0.54945 ordinary

CFD

Opening Short

2,057

26.2771  GBP

USD 0.54945 ordinary

CFD

Opening Short

9,791

26.4034  GBP

USD 0.54945 ordinary

CFD

Opening Short

33,827

26.2786  GBP

USD 0.54945 ordinary

CFD

Opening Short

40,000

26.0544  GBP

USD 0.54945 ordinary

CFD

Opening Short

55,173

26.2843  GBP

USD 0.54945 ordinary

CFD

Opening Short

2,500,000

26.4450  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

03 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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