Form 8.5 (EPT/NON-RI) - Anglo American plc

Barclays PLC
07 May 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

03 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,558,888

0.45%

18,902,115

1.54%

(2) Cash-settled derivatives:

18,021,999

1.47%

5,226,512

0.43%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

23,580,887

1.92%

24,128,627

1.97%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

USD 0.54945 ordinary

Sale

17183

640.0000  ZAR

621.1924  ZAR

USD 0.54945 ordinary

Purchase

1024499

27.7150  GBP

26.4750  GBP

USD 0.54945 ordinary

Sale

3440032

27.7150  GBP

26.4750  GBP

USD 0.54945 ordinary

Purchase

1227

31.9980  EUR

31.9980  EUR

USD 0.54945 ordinary

Sale

6809

31.5041  EUR

31.5041  EUR

ADR

Purchase

43917

17.0400  USD

16.8200  USD

ADR

Sale

43917

17.0400  USD

16.8200  USD

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

USD 0.54945 ordinary

CFD

Closing Short

706

27.2079  GBP

USD 0.54945 ordinary

CFD

Closing Short

11,037

26.9350  GBP

USD 0.54945 ordinary

CFD

Closing Short

12,547

27.4807  GBP

USD 0.54945 ordinary

CFD

Closing Short

26,154

27.1833  GBP

USD 0.54945 ordinary

CFD

Closing Short

29,630

27.4708  GBP

USD 0.54945 ordinary

CFD

Closing Short

83,104

27.0999  GBP

USD 0.54945 ordinary

CFD

Closing Short

118,426

26.9984  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

110

27.5713  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

118

27.7050  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

150

638.0007  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

488

27.4534  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,343

27.5000  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,481

27.3493  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,107

27.1034  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,570

27.3802  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,769

27.4317  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,090

27.4289  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,559

26.5876  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,701

27.3496  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,663

27.4318  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

10,596

627.9567  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

11,822

26.7739  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

11,981

26.6465  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

15,425

27.0669  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

19,747

626.0276  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

20,800

636.3836  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

20,896

621.8400  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

22,678

26.9394  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

27,815

27.1002  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

52,870

26.9478  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

66,000

27.2465  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

122,370

26.9695  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1

27.5300  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

43

27.4656  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

112

27.1235  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

224

642.2547  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

265

633.6603  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

275

639.7110  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

275

639.7467  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

800

634.8253  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,136

27.0800  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

1,456

621.8400  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,456

621.8400  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,657

631.7305  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,945

27.3085  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

2,000

638.3467  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

2,148

26.8252  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

6,809

31.5007  EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

7,715

26.9332  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

8,256

634.1945  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

9,685

27.4658  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

15,901

634.9449  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

17,357

640.0000  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

27,815

631.1699  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

31,757

639.6511  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

36,500

635.0185  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

79,151

27.5016  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

119,119

26.7469  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

174,800

627.7155  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

5

27.5860  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

10

638.8600  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

13

27.5603  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

17

638.9747  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

103

27.2078  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

145

27.3673  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

712

27.4515  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,774

642.3800  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

2,060

27.4148  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,109

27.3956  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,682

638.9373  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

5,238

27.4008  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

6,374

26.7833  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

11,435

26.9347  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

13,769

26.6980  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

15,322

639.3088  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

17,712

639.0246  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

21,289

27.4358  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

23,350

27.3229  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

35,173

27.4852  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

68,932

27.2337  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

88,884

27.4393  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

134,600

27.2545  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

265

633.6603  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

275

639.7110  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

275

639.7467  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

667

26.6241  GBP

USD 0.54945 ordinary

CFD

Increasing Short

1,227

32.0015  EUR

USD 0.54945 ordinary

CFD

Increasing Short

1,456

621.8400  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

1,456

621.8400  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

1,657

631.7305  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

2,000

638.3467  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

5,885

638.7264  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

8,256

634.1945  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

15,144

626.1400  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

15,337

26.9649  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

15,901

634.9449  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

17,357

640.0640  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

31,757

639.8430  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

36,500

635.0185  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

174,800

627.9038  ZAR

USD 0.54945 ordinary

CFD

Opening Long

179

27.3375  GBP

USD 0.54945 ordinary

CFD

Opening Long

339

27.2723  GBP

USD 0.54945 ordinary

SWAP

Opening Long

3,640

26.7602  GBP

USD 0.54945 ordinary

CFD

Opening Long

6,988

26.9645  GBP

USD 0.54945 ordinary

SWAP

Opening Long

11,370

26.7445  GBP

USD 0.54945 ordinary

SWAP

Opening Long

12,000

26.8783  GBP

USD 0.54945 ordinary

SWAP

Opening Long

13,080

26.8120  GBP

USD 0.54945 ordinary

SWAP

Opening Long

13,597

26.9370  GBP

USD 0.54945 ordinary

CFD

Opening Long

16,151

26.9566  GBP

USD 0.54945 ordinary

CFD

Opening Long

17,357

26.7961  GBP

USD 0.54945 ordinary

CFD

Opening Long

19,874

26.9350  GBP

USD 0.54945 ordinary

CFD

Opening Long

20,797

27.1925  GBP

USD 0.54945 ordinary

CFD

Opening Long

21,574

27.4179  GBP

USD 0.54945 ordinary

CFD

Opening Long

22,073

27.0005  GBP

USD 0.54945 ordinary

SWAP

Opening Long

23,750

26.8625  GBP

USD 0.54945 ordinary

CFD

Opening Long

31,254

27.2758  GBP

USD 0.54945 ordinary

SWAP

Opening Long

57,897

27.1496  GBP

USD 0.54945 ordinary

SWAP

Opening Long

72,003

26.9331  GBP

USD 0.54945 ordinary

CFD

Opening Long

418,573

27.4627  GBP

USD 0.54945 ordinary

CFD

Opening Long

1,680,000

27.5000  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

07 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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