Form 8.5 (EPT/NON-RI) - Anglo American plc

Barclays PLC
13 May 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

10 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,261,953

0.43%

18,843,561

1.54%

(2) Cash-settled derivatives:

18,967,803

1.55%

5,036,895

0.41%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

24,229,756

1.98%

23,880,456

1.95%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

USD 0.54945 ordinary

Purchase

1390842

27.9950  GBP

27.6150  GBP

USD 0.54945 ordinary

Sale

1826639

27.9950  GBP

27.6150  GBP

USD 0.54945 ordinary

Purchase

4509

32.3874  EUR

32.3874  EUR

USD 0.54945 ordinary

Sale

2099

32.3761  EUR

32.3761  EUR

ADR

Purchase

3613

17.3668  USD

17.3433  USD

ADR

Sale

3613

17.3668  USD

17.3433  USD

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

USD 0.54945 ordinary

SWAP

Closing Short

64,684

27.8568  GBP

USD 0.54945 ordinary

SWAP

Closing Short

105,488

27.8238  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

48

27.8550  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

50

27.9476  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

134

27.8905  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

204

27.8200  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

214

641.1736  ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

221

27.7537  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

302

640.6721  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

339

27.8402  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

339

27.7881  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

513

27.7661  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

513

27.9100  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

531

27.8661  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

894

27.8290  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,427

641.0000  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

1,774

640.3359  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

1,932

642.9232  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

2,037

27.7352  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,262

27.8287  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,580

641.2816  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

2,738

27.7887  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,760

640.6403  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

3,990

640.8952  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

5,436

27.8313  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,710

27.8604  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

6,322

27.7641  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

6,619

27.7897  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6,780

641.3832  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

7,752

27.8129  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

9,213

27.7740  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

9,901

642.1244  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

12,893

27.8214  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

13,432

27.8050  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

16,462

27.8161  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

17,255

27.7958  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

17,967

27.8074  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

20,398

27.7325  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

25,603

642.4465  ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

68,551

27.7998  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

88,414

27.7350  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

147

643.2264  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

178

641.9745  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

179

642.1433  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

214

641.1736  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

336

27.7359  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

441

641.6916  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

961

641.5500  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

961

641.5500  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

988

641.6897  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

1,774

640.1598  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

2,099

32.3725  EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

3,894

27.7350  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

3,990

640.6389  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

4,629

27.7491  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

11,761

641.1874  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

13,862

641.5992  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

33,329

27.7522  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

56,655

642.1681  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

17

27.8152  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

302

640.6721  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

403

27.7995  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

787

27.8641  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

866

27.6000  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

914

27.8134  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

960

27.7595  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

965

27.8016  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,427

641.0000  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

1,932

642.9232  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

2,580

641.2816  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

3,109

27.8049  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,760

640.6403  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

4,361

27.8214  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

6,780

641.3832  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

7,612

27.7935  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

8,660

641.1509  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

9,901

642.1244  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

12,695

27.8178  GBP

USD 0.54945 ordinary

CFD

Increasing Long

21,911

27.8496  GBP

USD 0.54945 ordinary

CFD

Increasing Long

24,873

27.7350  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

24,935

27.7330  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

25,603

642.4465  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

39,945

27.7903  GBP

USD 0.54945 ordinary

CFD

Increasing Long

40,472

27.8489  GBP

USD 0.54945 ordinary

CFD

Increasing Long

49,800

27.7370  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

58,620

27.8437  GBP

USD 0.54945 ordinary

CFD

Increasing Long

261,476

27.8440  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

3

27.8033  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

147

643.2264  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

178

641.9745  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

179

642.1433  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

441

641.6916  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

961

641.5500  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

961

641.5500  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

988

641.6897  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

4,509

32.3910  EUR

USD 0.54945 ordinary

CFD

Increasing Short

8,660

641.3272  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

11,761

641.3798  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

12,973

27.7368  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

13,862

641.5992  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

56,655

642.3607  ZAR

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

13 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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