Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC

Barclays PLC
15 May 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

14 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,152,121

0.42%

17,893,440

1.46%

(2) Cash-settled derivatives:

17,801,323

1.45%

4,857,200

0.40%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

22,953,444

1.87%

22,750,640

1.86%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

USD 0.54945 ordinary

Purchase

3401248

27.1750  GBP

25.9900  GBP

USD 0.54945 ordinary

Sale

4421299

27.1750  GBP

25.9900  GBP

USD 0.54945 ordinary

Purchase

2813

31.3841  EUR

31.3841  EUR

USD 0.54945 ordinary

Sale

8352

30.7149  EUR

30.7149  EUR

ADR

Sale

24820

16.4493  USD

16.4207  USD

ADR

Purchase

24820

16.4493  USD

16.4207  USD

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

USD 0.54945 ordinary

SWAP

Closing Short

5

26.1950  GBP

USD 0.54945 ordinary

SWAP

Closing Short

732

26.5912  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6

26.3200  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

352

26.9434  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

523

610.1778  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

589

26.5995  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

1,040

26.2970  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,162

26.4612  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,320

613.3089  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

1,688

621.9994  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

2,410

26.7305  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,969

26.4607  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,270

26.1984  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,100

26.4575  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,294

26.6928  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,573

26.7496  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6,000

26.2238  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6,700

26.4351  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

8,950

26.1374  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

12,123

26.3963  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

14,147

26.7327  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

15,150

607.0027  ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

17,282

26.1950  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

17,914

26.2778  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

20,866

615.9144  ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

29,246

26.6133  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

31,089

26.3069  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

32,428

26.1249  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

32,620

26.2247  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

34,189

26.3678  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

35,851

26.4346  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

41,690

26.3261  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

43,711

26.3375  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

53,394

26.2548  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

81,357

603.5000  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

83,479

26.1950  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

85,000

26.3581  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

130,870

26.2893  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

182,516

26.4585  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

183,041

26.4744  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

209,488

610.7845  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

260,495

26.3983  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

301,575

610.6215  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

591,001

26.3626  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

275

612.0100  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

275

611.6162  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

414

610.6349  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

1,688

621.7506  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

2,000

624.9609  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

3,806

616.4101  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

5,000

26.0975  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

8,320

610.6867  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

8,352

30.7116  EUR

USD 0.54945 ordinary

CFD

Decreasing Short

15,150

606.8357  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

23,342

606.4482  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

339,305

612.2203  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

449,157

609.6336  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

11

26.4254  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

24

26.7000  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

55

26.2050  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

67

26.7350  GBP

USD 0.54945 ordinary

CFD

Increasing Long

85

26.3481  GBP

USD 0.54945 ordinary

CFD

Increasing Long

176

26.1950  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

191

26.1936  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

339

27.0966  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

523

610.1778  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

537

26.3854  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

967

26.7275  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,320

613.3089  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

1,599

26.0607  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,955

26.9348  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

2,676

627.8075  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

3,424

26.7969  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

5,000

26.8911  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

6,380

26.6205  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

7,000

26.8512  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

7,254

26.1536  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

8,629

27.0677  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

9,199

604.1487  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

14,508

26.1886  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

15,700

26.9340  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

16,834

26.9371  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

20,866

615.9144  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

43,719

26.3865  GBP

USD 0.54945 ordinary

CFD

Increasing Long

46,267

26.4343  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

47,400

26.7181  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

53,300

26.2210  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

59,302

26.2199  GBP

USD 0.54945 ordinary

CFD

Increasing Long

68,272

27.1177  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

89,109

603.5000  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

146,451

26.4869  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

193,488

26.2866  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

195,111

26.1948  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

209,488

610.7845  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

301,575

610.6215  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

317,139

26.3890  GBP

USD 0.54945 ordinary

CFD

Increasing Long

1,711,204

26.3817  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

275

611.6162  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

275

612.0100  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

414

610.6349  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

2,000

624.9609  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

2,676

627.9299  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

2,813

31.3875  EUR

USD 0.54945 ordinary

SWAP

Increasing Short

3,806

616.4101  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

7,752

603.6659  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

8,320

610.6867  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

9,199

604.3904  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

23,342

606.4482  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

76,028

26.3698  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

339,305

612.4040  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

449,157

609.8165  ZAR

USD 0.54945 ordinary

SWAP

Opening Long

245

26.0970  GBP

USD 0.54945 ordinary

SWAP

Opening Long

1,317

26.5661  GBP

USD 0.54945 ordinary

SWAP

Opening Long

1,452

26.3427  GBP

USD 0.54945 ordinary

SWAP

Opening Long

1,771

26.1591  GBP

USD 0.54945 ordinary

SWAP

Opening Long

3,106

26.1606  GBP

USD 0.54945 ordinary

SWAP

Opening Long

15,615

26.5659  GBP

USD 0.54945 ordinary

SWAP

Opening Long

19,085

26.1720  GBP

USD 0.54945 ordinary

SWAP

Opening Long

41,652

26.1197  GBP

USD 0.54945 ordinary

SWAP

Opening Short

5,000

26.2389  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

15 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.
 
END
 
 
UK 100