Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC

Barclays PLC
16 May 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

15 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,300,949

0.43%

18,566,765

1.52%

(2) Cash-settled derivatives:

18,515,338

1.51%

3,812,712

0.31%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

23,816,287

1.94%

22,379,477

1.83%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

USD 0.54945 ordinary

Purchase

1398609

26.4750  GBP

25.9225  GBP

USD 0.54945 ordinary

Sale

1922977

26.4750  GBP

25.9225  GBP

USD 0.54945 ordinary

Sale

800

30.5200  EUR

30.5200  EUR

USD 0.54945 ordinary

Purchase

1175

30.6463  EUR

30.6463  EUR

ADR

Sale

18479

16.5455  USD

16.5286  USD

ADR

Purchase

18479

16.5416  USD

16.5386  USD

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

USD 0.54945 ordinary

SWAP

Closing Long

88

25.9450  GBP

USD 0.54945 ordinary

SWAP

Closing Long

3,508

25.9436  GBP

USD 0.54945 ordinary

SWAP

Closing Long

5,983

26.2500  GBP

USD 0.54945 ordinary

SWAP

Closing Long

6,175

25.9419  GBP

USD 0.54945 ordinary

SWAP

Closing Long

7,376

26.2513  GBP

USD 0.54945 ordinary

SWAP

Closing Long

31,098

26.0888  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2

605.6450  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

11

30.7100  EUR

USD 0.54945 ordinary

SWAP

Decreasing Long

35

26.0500  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

53

26.2147  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

91

605.3034  ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

120

26.1123  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

181

603.7461  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

311

26.1712  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

543

605.0766  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

642

26.3939  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

651

26.1912  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

686

26.3326  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

885

26.2447  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,392

26.3908  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,529

609.4494  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

2,259

26.2446  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,395

604.9060  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

3,999

26.2501  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

5,597

26.2536  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

5,622

26.2664  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

6,004

26.2500  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6,399

26.1113  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

7,230

26.1948  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

12,562

610.1747  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

12,770

26.1840  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

13,401

26.1214  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

15,689

26.2500  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

17,232

26.1784  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

20,845

26.2872  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

21,207

26.1752  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

28,032

26.1726  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

29,426

604.7315  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

31,411

26.2649  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

36,929

26.1775  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

47,753

26.2841  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

50,741

26.4165  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

51,156

26.2886  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

61,387

26.3900  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

70,118

606.8000  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

91,665

608.0850  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

102,273

607.9052  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

136,738

26.2179  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

141,979

26.2411  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

2

605.6450  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

800

30.5166  EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

2,067

26.1950  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

2,926

606.8000  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

3,395

604.7396  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

7,059

606.8957  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

151,647

608.0197  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

91

605.3034  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

102

26.4800  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

181

603.7461  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

181

26.2579  GBP

USD 0.54945 ordinary

CFD

Increasing Long

185

26.1484  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

213

26.1773  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

247

26.2068  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

255

26.2476  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

278

26.2498  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

543

605.0766  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

681

26.3570  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

708

26.2064  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

908

26.3794  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

923

26.2632  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,438

25.9970  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,529

609.4494  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

3,657

603.7806  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

3,915

25.9781  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

6,078

26.3876  GBP

USD 0.54945 ordinary

CFD

Increasing Long

6,198

25.9742  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

7,199

26.3862  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

7,439

26.2049  GBP

USD 0.54945 ordinary

CFD

Increasing Long

8,000

26.1935  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

8,926

26.3844  GBP

USD 0.54945 ordinary

CFD

Increasing Long

11,441

26.2540  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

12,562

610.1747  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

25,016

26.1850  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

29,426

604.7315  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

30,701

26.2428  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

35,784

26.0573  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

41,642

26.1837  GBP

USD 0.54945 ordinary

CFD

Increasing Long

43,187

26.1172  GBP

USD 0.54945 ordinary

CFD

Increasing Long

46,230

26.2590  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

46,993

26.3808  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

66,858

26.2352  GBP

USD 0.54945 ordinary

CFD

Increasing Long

87,703

26.2834  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

91,665

608.0850  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

91,741

606.8000  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

102,273

607.9052  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

931,539

26.2062  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

57

607.7429  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

286

26.2358  GBP

USD 0.54945 ordinary

CFD

Increasing Short

1,164

30.6491  EUR

USD 0.54945 ordinary

CFD

Increasing Short

2,926

606.8000  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

3,657

604.0222  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

20,535

26.3151  GBP

USD 0.54945 ordinary

CFD

Increasing Short

21,623

606.9668  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

50,277

26.2170  GBP

USD 0.54945 ordinary

CFD

Increasing Short

86,611

608.0556  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

3,362

25.9500  GBP

USD 0.54945 ordinary

SWAP

Opening Short

7,206

26.2135  GBP

USD 0.54945 ordinary

SWAP

Opening Short

8,409

26.1300  GBP

USD 0.54945 ordinary

SWAP

Opening Short

19,085

26.2071  GBP

USD 0.54945 ordinary

SWAP

Opening Short

21,259

26.3863  GBP

USD 0.54945 ordinary

SWAP

Opening Short

27,687

26.4039  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

16 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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