Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC

Barclays PLC
17 May 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

 BHP GROUP LTD

(d)

Date position held/dealing undertaken:

16 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,367,815

0.44%

18,748,187

1.53%

(2) Cash-settled derivatives:

18,724,487

1.53%

5,076,743

0.41%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

24,092,302

1.97%

23,824,930

1.94%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

USD 0.54945 ordinary

Purchase

1249648

26.3800  GBP

26.0200  GBP

USD 0.54945 ordinary

Purchase

22

30.6000  EUR

30.4400  EUR

USD 0.54945 ordinary

Sale

134

30.5376  EUR

30.5376  EUR

USD 0.54945 ordinary

Sale

1366186

26.3400  GBP

26.0200  GBP

ADR

Sale

3751

16.6900  USD

16.6019  USD

ADR

Purchase

3751

16.6900  USD

16.6019  USD

 








(b)

Cash-settled derivative transactions

Class of  relevant  security

Product  description

Nature of dealing

Number of  reference  securities

Price per  unit

USD 0.54945 ordinary

SWAP

Closing Long

689

26.2566  GBP

USD 0.54945 ordinary

SWAP

Closing Long

823

26.2619  GBP

USD 0.54945 ordinary

SWAP

Closing Long

4,596

26.1816  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

87

26.2724  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

100

26.2650  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

218

604.4176  ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

294

26.2340  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

325

26.2552  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

366

26.2544  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

438

26.1900  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

1,239

26.2900  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

1,768

26.2604  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,035

604.2957  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

2,737

604.3052  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

2,749

26.2104  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,260

26.2991  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

4,937

26.2647  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

9,058

26.2200  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

9,336

26.2401  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

9,458

26.2512  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

9,732

604.8520  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

10,923

606.4437  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

14,876

26.2289  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

23,756

26.2292  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

35,436

26.2334  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

36,395

604.4300  ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

42,058

26.2119  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

49,708

604.7548  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

66,184

604.6753  ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

75,554

26.1998  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

78,550

26.2351  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

104,976

26.2900  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

7

605.2112  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

379

26.2702  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

914

604.9816  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,165

26.2815  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,928

604.9819  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

2,050

604.9852  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

2,737

604.3052  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

7,338

26.2797  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

9,732

604.6857  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

18,540

26.2592  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

114,172

605.4781  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

118

26.2450  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

130

26.2800  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

209

26.2995  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

218

604.4176  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

401

26.2274  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

599

26.2894  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

854

26.2017  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,416

26.3800  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,870

606.4403  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

2,035

604.2957  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

2,109

26.1913  GBP

USD 0.54945 ordinary

CFD

Increasing Long

3,658

26.2470  GBP

USD 0.54945 ordinary

CFD

Increasing Long

3,792

26.2917  GBP

USD 0.54945 ordinary

CFD

Increasing Long

9,058

26.2200  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

10,019

26.2507  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

10,923

606.4437  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

11,344

26.2900  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

18,791

26.2522  GBP

USD 0.54945 ordinary

CFD

Increasing Long

35,559

26.2507  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

36,395

604.4300  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

42,779

26.2897  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

43,700

26.2111  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

49,708

604.7548  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

50,800

26.2383  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

66,184

604.6753  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

87,576

26.2350  GBP

USD 0.54945 ordinary

CFD

Increasing Long

137,743

26.2612  GBP

USD 0.54945 ordinary

CFD

Increasing Long

163,139

26.2333  GBP

USD 0.54945 ordinary

CFD

Increasing Short

11

30.6036  EUR

USD 0.54945 ordinary

SWAP

Increasing Short

18

26.2492  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

51

26.2170  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

74

26.3042  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

627

26.2547  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

672

26.2591  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1,538

26.2780  GBP

USD 0.54945 ordinary

CFD

Increasing Short

1,870

606.6829  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

10,271

26.2866  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

30,251

26.2141  GBP

USD 0.54945 ordinary

CFD

Increasing Short

172,359

605.0540  ZAR

USD 0.54945 ordinary

SWAP

Opening Long

11

30.4400  EUR

USD 0.54945 ordinary

SWAP

Opening Long

134

30.5376  EUR

USD 0.54945 ordinary

SWAP

Opening Short

7

605.2112  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

775

26.2901  GBP

USD 0.54945 ordinary

SWAP

Opening Short

914

604.9816  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

1,928

604.9819  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

2,050

604.9852  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

2,623

26.1681  GBP

USD 0.54945 ordinary

SWAP

Opening Short

3,075

26.2506  GBP

USD 0.54945 ordinary

SWAP

Opening Short

4,880

26.2235  GBP

USD 0.54945 ordinary

SWAP

Opening Short

10,623

26.2326  GBP

USD 0.54945 ordinary

SWAP

Opening Short

13,132

26.2552  GBP

USD 0.54945 ordinary

SWAP

Opening Short

46,827

26.2640  GBP

USD 0.54945 ordinary

SWAP

Opening Short

114,172

605.6598  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

172,359

604.8726  ZAR

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

17 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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