Form 8.5 (EPT/NON-RI) ANGLO AMERICAN PLC

Barclays PLC
20 May 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

17 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,466,167

0.45%

16,741,177

1.37%

(2) Cash-settled derivatives:

16,714,437

1.36%

5,180,503

0.42%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

22,180,604

1.81%

21,921,680

1.79%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

USD 0.54945 ordinary

Purchase

3309140

27.0014  GBP

26.1000  GBP

USD 0.54945 ordinary

Purchase

125

31.1400  EUR

31.0518  EUR

USD 0.54945 ordinary

Sale

1235702

27.0100  GBP

26.0960  GBP

USD 0.54945 ordinary

Sale

602

31.2933  EUR

31.0550  EUR

ADR

Sale

21412

16.9809  USD

16.9763  USD

ADR

Purchase

21412

16.9809  USD

16.9763  USD

 








(b)

Cash-settled derivative transactions

Class of  relevant  security

Product  description

Nature of dealing

Number of  reference  securities

Price per  unit

USD 0.54945 ordinary

SWAP

Closing Long

123

31.1400  EUR

USD 0.54945 ordinary

SWAP

Closing Short

105

603.0594  ZAR

USD 0.54945 ordinary

SWAP

Closing Short

221

603.0606  ZAR

USD 0.54945 ordinary

SWAP

Closing Short

237

603.0637  ZAR

USD 0.54945 ordinary

SWAP

Closing Short

267

606.1000  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

2

601.5500  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

32

606.3656  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

365

26.8300  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

664

26.2508  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

709

26.3849  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

833

26.4708  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

1,857

26.6355  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,140

26.4704  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

4,036

617.3951  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

4,400

26.6073  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

5,660

26.6007  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,661

26.3041  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6,218

26.4357  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

10,195

612.9860  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

10,555

26.1000  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

11,401

612.6145  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

13,042

26.4330  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

13,874

609.5876  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

14,547

616.0627  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

15,677

26.4963  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

19,640

26.6313  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

20,704

620.7000  ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

23,579

26.7750  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

30,866

26.3207  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

32,812

608.6138  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

34,594

611.1199  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

36,340

26.4863  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

37,770

26.5337  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

53,047

26.2997  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

83,381

26.2944  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

97,876

26.3718  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

2,500,000

26.1000  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

4

612.9160  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

32

606.3656  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

53

26.3270  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

70

26.6162  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

122

26.7732  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

456

26.7873  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

506

26.8089  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

600

31.2898  EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

649

26.1944  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

781

26.6065  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,300

608.7724  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,432

26.4360  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,467

26.3238  GBP

swUSD 0.54945 ordinary

SWAP

Decreasing Short

3,306

26.0960  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

3,407

26.3915  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

4,036

617.2253  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

4,983

26.8017  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

5,238

620.1902  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

6,150

26.7747  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

20,519

616.5218  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

28,769

26.5775  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

153,879

604.8188  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

2

601.5500  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

151

26.7664  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

272

615.1427  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

328

26.4889  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

463

26.6734  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

487

26.3037  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

4,067

613.7990  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

6,894

26.6654  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

7,337

26.8177  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

7,419

26.8653  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

8,500

26.7859  GBP

USD 0.54945 ordinary

CFD

Increasing Long

9,799

26.6810  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

10,195

612.9860  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

10,974

26.6802  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

11,401

612.6145  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

13,221

620.0610  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

13,874

609.5876  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

14,294

26.8054  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

14,547

616.0627  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

16,100

26.6460  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

17,700

26.7845  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

20,704

620.7000  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

21,500

26.7859  GBP

USD 0.54945 ordinary

CFD

Increasing Long

29,455

26.8473  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

32,812

608.6138  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

34,594

611.1199  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

34,734

620.6316  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

47,353

26.7750  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

70,789

26.7390  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

77,869

26.6818  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

150,159

26.5613  GBP

USD 0.54945 ordinary

CFD

Increasing Long

401,080

26.6098  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

4

612.9160  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

105

603.0594  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

221

603.0606  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

237

603.0637  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

267

606.1000  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

272

615.2626  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

415

26.1243  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

751

26.7780  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1,300

608.7724  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

1,773

26.1445  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

2,038

26.6977  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

2,147

26.8089  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

2,164

26.9015  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

2,895

26.6118  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

3,857

26.6400  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

4,054

26.3455  GBP

USD 0.54945 ordinary

CFD

Increasing Short

4,067

614.0445  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

4,442

26.5269  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

4,669

26.9087  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

5,000

26.6065  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

5,238

620.1902  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

5,395

26.3495  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

7,525

26.7752  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

8,800

26.8023  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

13,221

620.0610  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

20,519

616.7068  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

21,624

26.4430  GBP

USD 0.54945 ordinary

CFD

Increasing Short

34,734

620.8023  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

153,879

605.0003  ZAR

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

20 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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