Form 8.5 (EPT/NON-RI)ANGLO AMERICAN PLC

Barclays PLC
21 May 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

20 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,399,551

0.44%

20,915,657

1.71%

(2) Cash-settled derivatives:

20,889,536

1.70%

5,108,428

0.42%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

26,289,087

2.15%

26,024,085

2.12%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

USD 0.54945 ordinary

Purchase

719647

27.1188  GBP

26.3300  GBP

ADR

Sale

112515

17.2238  USD

16.9844  USD

USD 0.54945 ordinary

Sale

4954027

27.0600  GBP

26.3300  GBP

ADR

Purchase

162515

17.2238  USD

16.9844  USD

USD 0.54945 ordinary

Sale

6583

31.0921  EUR

31.0921  EUR

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

USD 0.54945 ordinary

SWAP

Closing Short

465

26.5402  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

87

621.6900  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

166

26.9750  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

191

26.6663  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

200

26.9051  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

310

621.6900  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

641

26.6888  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

650

26.7629  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,667

26.7634  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

1,715

26.8000  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

2,602

26.6994  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

5,382

27.0350  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,414

621.6884  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

5,458

26.7601  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6,978

614.1146  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

7,124

616.3451  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

7,649

615.3245  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

11,257

26.6064  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

11,304

26.7637  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

12,771

26.5055  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

13,885

26.8308  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

14,370

26.8085  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

15,461

622.4834  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

17,863

26.6282  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

19,242

26.8000  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

20,244

26.7525  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

22,508

26.8000  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

25,000

26.6856  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

28,063

622.0075  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

32,121

26.5933  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

32,282

614.7054  ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

97,074

26.7832  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

119,924

26.7841  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

168

619.9566  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

206

621.0601  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

207

621.0329  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

733

26.7997  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,264

26.7573  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,500

623.0023  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,821

26.7412  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

6,045

618.2216  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

6,369

26.7393  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

6,583

31.0886  EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

8,655

26.7548  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

12,122

26.8439  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

12,818

26.8253  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

19,046

26.7683  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

19,240

26.8792  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

32,282

614.5364  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

34,110

618.4592  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

83,497

621.3983  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

143,010

619.3962  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

87

621.6900  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

123

26.4769  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

310

621.6900  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

378

26.7373  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

551

611.5213  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

1,179

26.9350  GBP

USD 0.54945 ordinary

CFD

Increasing Long

5,382

27.0350  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

5,414

621.6884  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

6,270

26.7336  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

6,978

614.1146  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

7,124

616.3451  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

7,649

615.3245  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

9,500

26.5444  GBP

USD 0.54945 ordinary

CFD

Increasing Long

9,741

26.8000  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

11,146

621.7296  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

11,241

26.6587  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

12,100

26.8692  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

12,390

26.8829  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

13,370

26.8015  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

15,461

622.4834  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

28,063

622.0075  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

39,138

26.8070  GBP

USD 0.54945 ordinary

CFD

Increasing Long

50,536

26.8424  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

65,560

26.8478  GBP

USD 0.54945 ordinary

CFD

Increasing Long

323,696

26.7739  GBP

USD 0.54945 ordinary

CFD

Increasing Long

4,000,000

26.4800  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

168

619.9566  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

206

621.0601  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

207

621.0329  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

415

26.5379  GBP

USD 0.54945 ordinary

CFD

Increasing Short

551

611.7659  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

649

26.7251  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1,500

623.0023  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

1,584

27.0262  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

1,702

26.8002  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

2,126

26.5040  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

6,045

618.2216  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

8,596

26.6721  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

10,595

26.6701  GBP

USD 0.54945 ordinary

CFD

Increasing Short

11,146

621.9006  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

19,379

26.5918  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

34,110

618.4592  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

83,497

621.5847  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

143,010

619.5821  ZAR

USD 0.54945 ordinary

SWAP

Opening Long

85

26.5162  GBP

USD 0.54945 ordinary

SWAP

Opening Long

97

26.5945  GBP

USD 0.54945 ordinary

SWAP

Opening Long

150

26.8222  GBP

USD 0.54945 ordinary

SWAP

Opening Long

12,489

26.7345  GBP

USD 0.54945 ordinary

SWAP

Opening Long

12,781

26.8218  GBP

USD 0.54945 ordinary

SWAP

Opening Long

24,328

26.5476  GBP

USD 0.54945 ordinary

SWAP

Opening Long

29,735

26.8110  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

21 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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