Form 8.5 (EPT/NON-RI) - Anglo American plc

Barclays PLC
23 May 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

22 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

5,981,137

0.49%

18,291,274

1.49%

(2) Cash-settled derivatives:

18,169,537

1.48%

5,897,862

0.48%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

24,150,674

1.97%

24,189,136

1.97%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

USD 0.54945 ordinary

Purchase

1538332

27.3350  GBP

25.7550  GBP

USD 0.54945 ordinary

Sale

3946998

27.3350  GBP

25.7550  GBP

USD 0.54945 ordinary

Purchase

3052

31.4162  EUR

31.3883  EUR

USD 0.54945 ordinary

Sale

1281

31.4000  EUR

30.4588  EUR

ADR

Purchase

38506

17.1041  USD

17.1002  USD

ADR

Sale

38506

17.1041  USD

17.1002  USD

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

USD 0.54945 ordinary

SWAP

Decreasing Long

52

622.3580  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

104

26.6200  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

123

26.8650  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

152

26.8092  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

182

26.5473  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

208

26.3428  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

210

26.7785  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

263

26.6250  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

278

26.0218  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

338

26.9044  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

437

26.9850  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

702

26.6853  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

717

26.3939  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,044

26.6494  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,866

26.3697  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,687

26.6562  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,946

26.3360  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,011

26.6724  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,370

27.1372  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,487

26.3168  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6,368

26.6645  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

7,257

26.8216  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

7,405

26.2181  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

8,998

26.9852  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

9,440

609.6928  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

9,514

26.2741  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

10,864

622.1551  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

11,632

27.0627  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

14,128

619.8289  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

14,229

26.9054  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

19,254

26.6994  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

20,187

26.3346  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

20,788

606.5494  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

23,228

610.0891  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

32,313

620.3807  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

34,966

618.3271  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

42,936

620.5573  ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

63,345

26.4265  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

65,581

617.9500  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

72,481

26.6988  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

74,038

26.3410  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

77,773

26.4009  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

124,265

26.4898  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

208

617.9586  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

275

617.9619  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

328

624.2479  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

331

611.2598  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

553

26.7227  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,072

615.1784  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

1,235

30.4554  EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,372

26.7997  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

2,000

622.7330  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

7,536

618.2926  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

10,864

621.9062  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

14,500

26.5076  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

34,966

618.1570  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

129,001

611.6407  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

603,592

618.4424  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

52

622.3580  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

84

26.6357  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

97

26.6852  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

107

26.7275  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

167

26.8804  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

312

26.6170  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

360

26.8066  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

457

26.7471  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

492

26.8113  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

673

25.9814  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

719

26.6091  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,671

26.6361  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

2,495

616.9274  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

3,709

26.8022  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,711

26.9847  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,871

26.8158  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,932

603.5022  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

3,949

27.0354  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,955

26.8671  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

5,102

26.6247  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

5,700

25.9086  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

5,721

26.3607  GBP

USD 0.54945 ordinary

CFD

Increasing Long

6,944

26.9850  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

8,231

26.8705  GBP

USD 0.54945 ordinary

CFD

Increasing Long

8,411

26.9825  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

8,780

25.9930  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

9,440

609.6928  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

11,936

26.7461  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

11,936

618.2590  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

12,507

26.6329  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

14,128

619.8289  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

20,788

606.5494  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

23,228

610.0891  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

25,733

26.9656  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

27,031

26.8901  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

29,027

26.7832  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

30,300

26.7067  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

32,313

620.3807  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

42,936

620.5573  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

47,601

26.8097  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

55,576

26.7968  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

60,322

619.4048  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

65,581

617.9500  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

88,917

26.9021  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

95,994

27.0652  GBP

USD 0.54945 ordinary

CFD

Increasing Long

252,018

26.6963  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

345,133

26.9850  GBP

USD 0.54945 ordinary

CFD

Increasing Long

381,235

26.7198  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

613,061

26.6687  GBP

USD 0.54945 ordinary

CFD

Increasing Long

939,185

26.7820  GBP

USD 0.54945 ordinary

CFD

Increasing Short

43

31.4934  EUR

USD 0.54945 ordinary

SWAP

Increasing Short

208

617.9586  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

275

617.9619  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

328

624.2479  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

331

611.2598  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

1,072

615.1784  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

2,000

622.7330  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

2,495

616.9274  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

2,963

31.4197  EUR

USD 0.54945 ordinary

CFD

Increasing Short

3,932

603.7436  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

7,536

618.2926  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

11,936

618.2590  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

16,500

26.5317  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

26,049

26.9849  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

26,689

26.4318  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

26,728

26.4450  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

28,824

26.6364  GBP

USD 0.54945 ordinary

CFD

Increasing Short

60,322

619.5751  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

129,001

611.8242  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

325,000

617.9500  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

603,592

618.6279  ZAR

USD 0.54945 ordinary

SWAP

Opening Long

29,890

26.8878  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

23 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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