Form 8.5 (EPT/NON-RI) - Anglo American plc

Barclays PLC
24 May 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

23 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

10,116,287

0.83%

18,549,447

1.51%

(2) Cash-settled derivatives:

18,795,529

1.53%

5,908,915

0.48%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

28,911,816

2.36%

24,458,362

2.00%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

USD 0.54945 ordinary

Purchase

23

31.7532  EUR

31.4733  EUR

USD 0.54945 ordinary

Sale

59

31.7564  EUR

31.4764  EUR

USD 0.54945 ordinary

Purchase

1219456

27.1064  GBP

26.4361  GBP

USD 0.54945 ordinary

Sale

1440401

27.1300  GBP

26.4361  GBP

ADR

Purchase

29829

17.0089  USD

16.9900  USD

ADR

Sale

29829

17.0089  USD

16.9900  USD

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

USD 0.54945 ordinary

SWAP

Decreasing Long

8

26.9902  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

14

26.9552  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

53

630.0000  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

59

27.0302  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

68

26.9640  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

103

26.9550  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

306

26.9592  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

538

26.9335  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

565

26.9365  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

647

27.0146  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

693

26.8811  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,377

26.9331  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

2,115

26.4550  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,628

26.9832  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

3,445

27.0276  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

3,469

27.0050  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,934

631.4548  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

3,960

26.9546  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

4,455

27.0304  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6,955

26.9777  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

7,402

27.0704  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

7,799

26.9178  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

10,000

26.6129  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

10,615

27.0039  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

10,748

26.4733  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

11,269

627.2700  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

12,698

26.9388  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

12,698

26.5626  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

15,488

27.0747  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

15,741

628.3255  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

17,931

26.7286  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

20,635

627.6874  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

39,833

630.9297  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

48,742

630.6376  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

56,386

26.5036  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

58,901

27.0164  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

92,354

26.9357  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

161,805

26.8614  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

163,138

26.4550  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

36

31.5566  EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

112

628.5479  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

206

629.5213  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

352

628.7038  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

1,297

26.6616  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,500

628.8192  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

2,000

26.6646  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

4,530

26.7739  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

6,158

630.4867  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

12,700

629.6657  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

14,707

630.4211  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

20,635

627.5147  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

236,418

629.2435  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

53

630.0000  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

86

27.0668  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

98

26.4535  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

99

27.0560  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

130

26.6750  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

192

27.1300  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

247

26.6548  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

303

26.8864  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

422

27.0170  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

531

631.0513  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

736

26.8748  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

816

27.0500  GBP

USD 0.54945 ordinary

CFD

Increasing Long

1,094

26.8634  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,336

26.9522  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,594

26.9043  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

2,237

631.0366  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

3,888

633.4800  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

3,934

631.4548  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

4,526

26.9108  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

4,560

26.9896  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

4,919

26.9619  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

5,167

26.4548  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

6,363

26.5470  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

6,428

26.5713  GBP

USD 0.54945 ordinary

CFD

Increasing Long

6,556

26.9050  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

8,850

26.7927  GBP

USD 0.54945 ordinary

CFD

Increasing Long

9,521

26.4550  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

11,269

627.2700  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

11,486

26.8278  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

13,526

26.9794  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

15,741

628.3255  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

19,165

26.8969  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

31,364

26.8123  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

39,833

630.9297  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

48,742

630.6376  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

58,294

26.9752  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

60,299

26.9781  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

159,042

26.8573  GBP

USD 0.54945 ordinary

CFD

Increasing Long

567,120

27.0058  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

112

628.5479  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

206

629.5213  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

352

628.7038  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

531

631.0513  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

1,500

628.8192  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

2,237

631.2101  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

3,888

633.7334  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

5,262

27.0062  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

6,158

630.4867  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

10,000

26.7883  GBP

USD 0.54945 ordinary

CFD

Increasing Short

12,700

629.8546  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

14,707

630.4211  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

17,633

26.8850  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

236,418

629.4323  ZAR

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

24 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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