Form 8.5 (EPT/NON-RI)ANGLO AMERICAN PLC

Barclays PLC
28 May 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

 BHP GROUP LTD

(d)

Date position held/dealing undertaken:

24 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

10,244,979

0.84%

17,872,131

1.46%

(2) Cash-settled derivatives:

18,273,209

1.49%

5,903,918

0.48%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

28,518,188

2.33%

23,776,049

1.94%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

USD 0.54945 ordinary

Purchase

1027329

26.5150  GBP

26.1313  GBP

USD 0.54945 ordinary

Purchase

600

30.8666  EUR

30.8666  EUR

USD 0.54945 ordinary

Sale

510514

26.5150  GBP

26.1313  GBP

ADR

Sale

7949

16.7693  USD

16.7362  USD

ADR

Purchase

7949

16.7693  USD

16.7362  USD

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

USD 0.54945 ordinary

SWAP

Decreasing Long

62

26.3250  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

179

617.6099  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

181

26.1848  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

301

26.4059  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

308

619.2300  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

511

26.3463  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

548

619.1846  ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

643

26.2606  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

657

26.2565  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

719

26.3015  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

733

26.4522  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

900

26.4695  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,018

26.2282  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,061

26.1936  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

1,303

26.2528  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,319

26.3461  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,409

26.2980  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2,002

617.3847  ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

3,324

26.1500  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

3,701

26.4253  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

4,155

26.3637  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

4,207

26.3110  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,008

26.2593  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6,964

26.2846  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

8,054

618.8345  ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

8,226

26.2793  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

10,801

26.2681  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

11,745

26.1501  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

17,198

617.2075  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

19,350

26.2946  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

21,079

617.4709  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

26,821

617.1328  ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

26,904

26.2987  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

27,566

26.2881  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

29,921

615.7300  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

33,232

26.2915  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

34,039

26.3025  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

36,070

616.7788  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

62,729

26.1967  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

75,215

26.3172  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

80,085

26.3261  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

86,570

26.2608  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

94,584

26.1549  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

290,531

26.1500  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

27

618.5936  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

30

26.2573  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

179

617.6099  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

269

615.9844  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

519

26.2322  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

1,686

26.2792  GBP

USD 0.54945 ordinary

CFD

Decreasing Short

2,002

617.1378  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

11,233

616.6264  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

11,431

618.3743  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

36,070

616.6092  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

144,750

616.9700  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

55

26.2700  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

60

26.2850  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

71

26.2761  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

76

26.4625  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

106

26.1483  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

107

618.1100  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

191

618.0500  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

308

619.2300  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

324

26.1500  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

446

26.4815  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

451

26.3657  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

491

26.3882  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

548

619.1846  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

618

26.4416  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,054

26.2126  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,110

26.4602  GBP

USD 0.54945 ordinary

CFD

Increasing Long

1,232

26.2764  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,597

26.4950  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,874

26.3693  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

2,119

26.2245  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

4,742

26.4279  GBP

USD 0.54945 ordinary

CFD

Increasing Long

4,879

26.3087  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

4,914

26.4893  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

5,344

26.3845  GBP

USD 0.54945 ordinary

CFD

Increasing Long

5,797

26.3973  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

6,168

26.3610  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

6,673

26.3974  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

6,941

617.4423  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

8,054

618.8345  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

9,659

26.3731  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

17,198

617.2075  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

19,265

26.3197  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

20,401

26.2380  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

21,079

617.4709  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

26,609

26.4255  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

26,821

617.1328  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

28,434

26.3577  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

29,921

615.7300  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

74,440

26.3957  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

179,436

26.2373  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

27

618.5936  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

107

618.3572  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

191

618.1705  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

269

615.9844  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

600

30.8700  EUR

USD 0.54945 ordinary

CFD

Increasing Short

6,941

617.6121  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

9,500

26.2881  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

11,233

616.6264  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

11,431

618.5598  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

18,150

26.3434  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

144,750

617.1551  ZAR

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

28-May-24

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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