Form 8.5 (EPT/NON-RI)ANGLO AMERICAN PLC

Barclays PLC

28 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLO AMERICAN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			24 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  BHP GROUP LTD
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.54945 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				10,244,979	0.84%	17,872,131	1.46%
(2) Cash-settled derivatives:				18,273,209	1.49%	5,903,918	0.48%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				28,518,188	2.33%	23,776,049	1.94%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
USD 0.54945 ordinary	Purchase	1027329	26.5150  GBP	26.1313  GBP
USD 0.54945 ordinary	Purchase	600	30.8666  EUR	30.8666  EUR
USD 0.54945 ordinary	Sale	510514	26.5150  GBP	26.1313  GBP
ADR	Sale	7949	16.7693  USD	16.7362  USD
ADR	Purchase	7949	16.7693  USD	16.7362  USD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 0.54945 ordinary	SWAP	Decreasing Long	62	26.3250  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	179	617.6099  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	181	26.1848  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	301	26.4059  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	308	619.2300  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	511	26.3463  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	548	619.1846  ZAR
USD 0.54945 ordinary	CFD	Decreasing Long	643	26.2606  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	657	26.2565  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	719	26.3015  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	733	26.4522  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	900	26.4695  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,018	26.2282  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,061	26.1936  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	1,303	26.2528  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,319	26.3461  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	1,409	26.2980  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	2,002	617.3847  ZAR
USD 0.54945 ordinary	CFD	Decreasing Long	3,324	26.1500  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	3,701	26.4253  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	4,155	26.3637  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	4,207	26.3110  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	5,008	26.2593  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	6,964	26.2846  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	8,054	618.8345  ZAR
USD 0.54945 ordinary	CFD	Decreasing Long	8,226	26.2793  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	10,801	26.2681  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	11,745	26.1501  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	17,198	617.2075  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	19,350	26.2946  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	21,079	617.4709  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	26,821	617.1328  ZAR
USD 0.54945 ordinary	CFD	Decreasing Long	26,904	26.2987  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	27,566	26.2881  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	29,921	615.7300  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	33,232	26.2915  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	34,039	26.3025  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	36,070	616.7788  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	62,729	26.1967  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	75,215	26.3172  GBP
USD 0.54945 ordinary	CFD	Decreasing Long	80,085	26.3261  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	86,570	26.2608  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	94,584	26.1549  GBP
USD 0.54945 ordinary	SWAP	Decreasing Long	290,531	26.1500  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	27	618.5936  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	30	26.2573  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	179	617.6099  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	269	615.9844  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	519	26.2322  GBP
USD 0.54945 ordinary	SWAP	Decreasing Short	1,686	26.2792  GBP
USD 0.54945 ordinary	CFD	Decreasing Short	2,002	617.1378  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	11,233	616.6264  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	11,431	618.3743  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	36,070	616.6092  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	144,750	616.9700  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	55	26.2700  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	60	26.2850  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	71	26.2761  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	76	26.4625  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	106	26.1483  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	107	618.1100  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	191	618.0500  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	308	619.2300  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	324	26.1500  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	446	26.4815  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	451	26.3657  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	491	26.3882  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	548	619.1846  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	618	26.4416  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,054	26.2126  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,110	26.4602  GBP
USD 0.54945 ordinary	CFD	Increasing Long	1,232	26.2764  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,597	26.4950  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	1,874	26.3693  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	2,119	26.2245  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	4,742	26.4279  GBP
USD 0.54945 ordinary	CFD	Increasing Long	4,879	26.3087  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	4,914	26.4893  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	5,344	26.3845  GBP
USD 0.54945 ordinary	CFD	Increasing Long	5,797	26.3973  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	6,168	26.3610  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	6,673	26.3974  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	6,941	617.4423  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	8,054	618.8345  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	9,659	26.3731  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	17,198	617.2075  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	19,265	26.3197  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	20,401	26.2380  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	21,079	617.4709  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	26,609	26.4255  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	26,821	617.1328  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	28,434	26.3577  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	29,921	615.7300  ZAR
USD 0.54945 ordinary	CFD	Increasing Long	74,440	26.3957  GBP
USD 0.54945 ordinary	SWAP	Increasing Long	179,436	26.2373  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	27	618.5936  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	107	618.3572  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	191	618.1705  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	269	615.9844  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	600	30.8700  EUR
USD 0.54945 ordinary	CFD	Increasing Short	6,941	617.6121  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	9,500	26.2881  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	11,233	616.6264  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	11,431	618.5598  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	18,150	26.3434  GBP
USD 0.54945 ordinary	SWAP	Increasing Short	144,750	617.1551  ZAR
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				28-May-24
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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