Form 8.5 (EPT/NON-RI)ANGLO AMERICAN PLC

Barclays PLC

28 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			ANGLO AMERICAN PLC
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			27 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  BHP GROUP LTD
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				USD 0.54945 ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				10,091,339	0.82%	17,872,888	1.46%
(2) Cash-settled derivatives:				18,274,632	1.49%	5,905,341	0.48%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				28,365,971	2.32%	23,778,229	1.94%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
USD 0.54945 ordinary	Purchase	41	30.6500  EUR	30.2539  EUR
USD 0.54945 ordinary	Sale	41	30.6530  EUR	30.6530  EUR
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
USD 0.54945 ordinary	SWAP	Decreasing Long	7	616.6828  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	134	615.1492  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	200	617.5300  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	5,690	615.6877  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	11,757	615.8934  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	12,667	613.8661  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	14,933	612.4700  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Long	16,973	615.9190  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	134	615.1492  ZAR
USD 0.54945 ordinary	CFD	Decreasing Short	12,667	613.6973  ZAR
USD 0.54945 ordinary	SWAP	Decreasing Short	13,754	614.4689  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	7	616.6828  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	200	617.5300  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	5,690	615.6877  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	11,757	615.8934  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	14,224	619.2144  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	14,933	612.4700  ZAR
USD 0.54945 ordinary	SWAP	Increasing Long	16,973	615.9190  ZAR
USD 0.54945 ordinary	SWAP	Increasing Short	13,754	614.4689  ZAR
USD 0.54945 ordinary	CFD	Increasing Short	14,224	619.3846  ZAR
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				28 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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