Form 8.5 (EPT/NON-RI)ANGLO AMERICAN PLC

Barclays PLC
29 May 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

ANGLO AMERICAN PLC

(c)

Name of the party to the offer with which exempt

 principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

28 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 BHP GROUP LTD

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

USD 0.54945 ordinary


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

10,051,226

0.82%

17,190,977

1.40%

(2) Cash-settled derivatives:

17,669,187

1.44%

5,927,379

0.48%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

103,555

0.01%

 

 TOTAL:

 

27,720,413

2.26%

23,221,911

1.90%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

USD 0.54945 ordinary

Sale

36802

600.2200  ZAR

598.2407  ZAR

USD 0.54945 ordinary

Purchase

2387471

26.2646  GBP

25.5727  GBP

USD 0.54945 ordinary

Sale

1711482

26.2300  GBP

25.5727  GBP

USD 0.54945 ordinary

Sale

53

30.6681  EUR

30.6681  EUR

USD 0.54945 ordinary

Purchase

3504

30.6200  EUR

30.6200  EUR

ADR

Sale

20684

16.4129  USD

16.3996  USD

ADR

Purchase

20684

16.4129  USD

16.3996  USD

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

USD 0.54945 ordinary

CFD

Decreasing Long

1

25.6600  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2

26.0100  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

2

608.7300  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

18

609.2000  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

100

610.0000  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

174

25.9250  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

178

25.5950  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

490

25.9364  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

535

25.5925  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

569

25.9231  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

633

25.9195  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

660

25.5930  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

672

25.8131  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

711

25.9993  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

854

25.8866  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

915

25.6056  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

1,156

25.6031  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

1,649

25.9182  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

4,711

25.9060  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,653

25.5801  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,757

25.6007  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

5,793

25.5800  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

5,854

25.9021  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

6,145

609.9835  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

7,997

604.8459  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

7,997

25.6089  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

10,426

25.9188  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

11,154

25.8524  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

12,397

603.1900  ZAR

USD 0.54945 ordinary

CFD

Decreasing Long

14,171

25.7498  GBP

USD 0.54945 ordinary

CFD

Decreasing Long

16,869

25.7907  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

18,331

25.9695  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

19,058

25.9285  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

27,089

25.9477  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

29,900

25.8466  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

36,942

25.8864  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

39,404

25.7763  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

42,860

25.8018  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

65,463

605.1838  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

73,679

606.5791  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

111,245

25.7610  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

117,336

25.7832  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

145,008

598.9900  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Long

326,889

25.8030  GBP

USD 0.54945 ordinary

SWAP

Decreasing Long

578,487

25.5800  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

2

601.1402  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

53

30.6681  EUR

USD 0.54945 ordinary

SWAP

Decreasing Short

100

610.0000  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

2,633

25.7028  GBP

USD 0.54945 ordinary

SWAP

Decreasing Short

7,883

603.9886  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

7,997

604.6796  ZAR

USD 0.54945 ordinary

CFD

Decreasing Short

20,497

605.1613  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

37,174

600.2200  ZAR

USD 0.54945 ordinary

SWAP

Decreasing Short

145,006

607.3830  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

2

608.7300  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

18

609.2000  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

51

26.0099  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

54

25.5783  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

65

26.2300  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

67

25.9592  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

70

25.8766  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

100

25.9197  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

149

26.0044  GBP

USD 0.54945 ordinary

CFD

Increasing Long

244

26.1910  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

425

25.9256  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

791

25.8981  GBP

USD 0.54945 ordinary

CFD

Increasing Long

1,358

25.5800  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,745

25.7165  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,887

26.3300  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

1,931

609.9917  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

2,519

25.9741  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

3,327

25.5906  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

6,145

609.9835  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

8,485

25.6106  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

10,111

25.9698  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

12,397

603.1900  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

13,300

25.8508  GBP

USD 0.54945 ordinary

CFD

Increasing Long

14,828

25.9463  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

26,197

25.5798  GBP

USD 0.54945 ordinary

CFD

Increasing Long

37,174

25.6841  GBP

USD 0.54945 ordinary

CFD

Increasing Long

48,789

25.9582  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

65,463

605.1838  ZAR

USD 0.54945 ordinary

SWAP

Increasing Long

73,679

606.5791  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

107,677

25.8682  GBP

USD 0.54945 ordinary

SWAP

Increasing Long

145,008

598.9900  ZAR

USD 0.54945 ordinary

CFD

Increasing Long

566,433

25.9386  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

2

601.1402  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

6

25.6238  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

52

25.5805  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

699

25.7900  GBP

USD 0.54945 ordinary

CFD

Increasing Short

1,931

610.1594  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

3,504

30.6233  EUR

USD 0.54945 ordinary

SWAP

Increasing Short

7,883

603.9886  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

15,115

25.8041  GBP

USD 0.54945 ordinary

SWAP

Increasing Short

20,497

605.3429  ZAR

USD 0.54945 ordinary

SWAP

Increasing Short

26,536

25.8638  GBP

USD 0.54945 ordinary

CFD

Increasing Short

37,174

600.2800  ZAR

USD 0.54945 ordinary

CFD

Increasing Short

145,006

607.5652  ZAR

USD 0.54945 ordinary

SWAP

Opening Short

346

25.8262  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:

29 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 
















SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO

PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1.    KEY INFORMATION

Identity of the person whose positions/dealings

 are being disclosed:

BARCLAYS CAPITAL SECURITIES LTD

Name of offeror/offeree in relation to whose

 relevant securities this from relates:

ANGLO AMERICAN PLC

 








2.    OPTIONS AND DERIVATIVES

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

USD 0.54945 ordinary

Call Options

Written

-103,555

20.4333

European

-

 








3.    AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

 

 








 

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