Form 8.5 (EPT/NON-RI)BARCLAYS CAPITAL SECURITIES L

Barclays PLC
29 May 2024
 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

 relevant securities this form relates:

BHP GROUP LTD

(c)

Name of the party to the offer with which exempt

 principal trader is connected

BHP GROUP LTD

(d)

Date position held/dealing undertaken:

28 May 2024

(e)

In addition to the company in 1(b) above, is the exempt principal

 trader making disclosures in respect of any other party to the offer?

YES:

 ANGLO AMERICAN PLC

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

 

to which the disclosure relates following the dealing (if any)

Class of relevant security:

Ordinary NPV


Interests

Short Positions

Number

(%)

Number

(%)

(1) Relevant securities owned and/or controlled:

8,186,428

0.16%

5,324,464

0.10%

(2) Cash-settled derivatives:

4,794,284

0.09%

4,936,642

0.10%

(3) Stock-settled derivatives (including options) and agreements to purchase/sell: 

0

0.00%

0

0.00%

 

 TOTAL:

 

12,980,712

0.26%

10,261,106

0.20%

 








(b)

Rights to subscribe for new securities (including directors and other executive options)

Class of relevant security in relation to

 which subscription right exists

 

Details, including nature of the rights

 concerned and relevant percentages:

 

3.

DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

(a)

Purchase and sales

 






Class of relevant

 security

Purchase/sale

Total number of

 securities

Highest price per unit

 paid/received

Lowest price per unit

 paid/received

Ordinary NPV

Purchase

865851

23.4900  GBP

23.2250  GBP

Ordinary NPV

Sale

205154

45.3080  AUD

45.0693  AUD

Ordinary NPV

Sale

402603

23.4900  GBP

23.2224  GBP

Ordinary NPV

Purchase

1199545

45.1500  AUD

45.0693  AUD

 








(b)

Cash-settled derivative transactions

Class of

 relevant

 security

Product  description

Nature of dealing

Number of

 reference

 securities

Price per

 unit

Ordinary NPV

CFD

Closing Long

2,823

23.3679  GBP

Ordinary NPV

CFD

Closing Long

4,939

23.3569  GBP

Ordinary NPV

CFD

Closing Long

7,704

23.2835  GBP

Ordinary NPV

CFD

Closing Long

11,505

23.3611  GBP

Ordinary NPV

CFD

Closing Long

13,477

23.3481  GBP

Ordinary NPV

CFD

Closing Long

18,882

23.3500  GBP

Ordinary NPV

SWAP

Decreasing Long

239

546.2800  ZAR

Ordinary NPV

CFD

Decreasing Long

400

545.4586  ZAR

Ordinary NPV

SWAP

Decreasing Long

874

546.8737  ZAR

Ordinary NPV

SWAP

Decreasing Long

1,863

547.7603  ZAR

Ordinary NPV

CFD

Decreasing Long

2,636

45.0800  AUD

Ordinary NPV

SWAP

Decreasing Long

2,835

547.8146  ZAR

Ordinary NPV

SWAP

Decreasing Long

3,501

547.2757  ZAR

Ordinary NPV

CFD

Decreasing Long

3,641

546.0530  ZAR

Ordinary NPV

SWAP

Decreasing Long

5,274

547.5580  ZAR

Ordinary NPV

CFD

Decreasing Long

6,222

45.0856  AUD

Ordinary NPV

CFD

Decreasing Long

23,654

45.0836  AUD

Ordinary NPV

CFD

Decreasing Long

31,664

547.0106  ZAR

Ordinary NPV

SWAP

Decreasing Short

56

23.2598  GBP

Ordinary NPV

SWAP

Decreasing Short

85

23.2500  GBP

Ordinary NPV

SWAP

Decreasing Short

104

23.3397  GBP

Ordinary NPV

SWAP

Decreasing Short

122

23.3200  GBP

Ordinary NPV

SWAP

Decreasing Short

155

23.4271  GBP

Ordinary NPV

SWAP

Decreasing Short

214

23.4800  GBP

Ordinary NPV

SWAP

Decreasing Short

232

23.2796  GBP

Ordinary NPV

SWAP

Decreasing Short

239

546.2800  ZAR

Ordinary NPV

SWAP

Decreasing Short

400

545.2950  ZAR

Ordinary NPV

SWAP

Decreasing Short

441

23.3010  GBP

Ordinary NPV

SWAP

Decreasing Short

490

23.2916  GBP

Ordinary NPV

SWAP

Decreasing Short

556

23.3454  GBP

Ordinary NPV

SWAP

Decreasing Short

1,144

23.3384  GBP

Ordinary NPV

SWAP

Decreasing Short

1,213

23.2840  GBP

Ordinary NPV

SWAP

Decreasing Short

1,241

23.2743  GBP

Ordinary NPV

SWAP

Decreasing Short

1,863

547.7603  ZAR

Ordinary NPV

SWAP

Decreasing Short

2,193

23.3015  GBP

Ordinary NPV

SWAP

Decreasing Short

2,835

547.8146  ZAR

Ordinary NPV

SWAP

Decreasing Short

3,479

23.3354  GBP

Ordinary NPV

SWAP

Decreasing Short

5,216

23.3862  GBP

Ordinary NPV

SWAP

Decreasing Short

5,274

547.5580  ZAR

Ordinary NPV

SWAP

Decreasing Short

5,551

23.2349  GBP

Ordinary NPV

SWAP

Decreasing Short

8,998

23.3500  GBP

Ordinary NPV

SWAP

Decreasing Short

13,500

23.3337  GBP

Ordinary NPV

SWAP

Decreasing Short

14,195

45.3034  AUD

Ordinary NPV

CFD

Increasing Long

27

45.3644  AUD

Ordinary NPV

CFD

Increasing Long

874

546.6550  ZAR

Ordinary NPV

SWAP

Increasing Long

2,290

547.0554  ZAR

Ordinary NPV

CFD

Increasing Long

2,500

45.2032  AUD

Ordinary NPV

CFD

Increasing Long

2,636

45.0800  AUD

Ordinary NPV

CFD

Increasing Long

3,501

547.1252  ZAR

Ordinary NPV

SWAP

Increasing Long

3,641

545.9029  ZAR

Ordinary NPV

SWAP

Increasing Long

3,732

546.4319  ZAR

Ordinary NPV

SWAP

Increasing Long

6,336

546.5323  ZAR

Ordinary NPV

SWAP

Increasing Long

31,664

546.8602  ZAR

Ordinary NPV

SWAP

Increasing Long

40,000

45.1444  AUD

Ordinary NPV

CFD

Increasing Long

92,083

546.7419  ZAR

Ordinary NPV

SWAP

Increasing Short

116

23.2796  GBP

Ordinary NPV

SWAP

Increasing Short

211

23.3321  GBP

Ordinary NPV

SWAP

Increasing Short

306

23.3917  GBP

Ordinary NPV

SWAP

Increasing Short

332

23.2949  GBP

Ordinary NPV

SWAP

Increasing Short

337

23.3176  GBP

Ordinary NPV

SWAP

Increasing Short

595

23.2769  GBP

Ordinary NPV

SWAP

Increasing Short

1,479

23.3425  GBP

Ordinary NPV

SWAP

Increasing Short

1,980

23.2760  GBP

Ordinary NPV

SWAP

Increasing Short

2,290

547.0554  ZAR

Ordinary NPV

SWAP

Increasing Short

2,919

23.2940  GBP

Ordinary NPV

SWAP

Increasing Short

3,299

23.3501  GBP

Ordinary NPV

SWAP

Increasing Short

3,732

546.4319  ZAR

Ordinary NPV

SWAP

Increasing Short

6,336

546.5323  ZAR

Ordinary NPV

SWAP

Increasing Short

7,747

23.2772  GBP

Ordinary NPV

SWAP

Increasing Short

9,892

23.3500  GBP

Ordinary NPV

SWAP

Increasing Short

20,498

23.3503  GBP

Ordinary NPV

SWAP

Increasing Short

33,590

23.3113  GBP

Ordinary NPV

SWAP

Increasing Short

36,450

23.3486  GBP

Ordinary NPV

SWAP

Increasing Short

42,891

23.3003  GBP

Ordinary NPV

SWAP

Increasing Short

75,414

23.2920  GBP

Ordinary NPV

SWAP

Increasing Short

92,083

546.9060  ZAR

Ordinary NPV

CFD

Opening Short

1,061

23.3500  GBP

Ordinary NPV

CFD

Opening Short

1,335

23.2683  GBP

Ordinary NPV

CFD

Opening Short

3,021

23.3170  GBP

Ordinary NPV

CFD

Opening Short

25,094

23.2949  GBP

Ordinary NPV

CFD

Opening Short

42,424

23.2802  GBP

Ordinary NPV

CFD

Opening Short

79,996

23.3532  GBP

Ordinary NPV

CFD

Opening Short

176,510

23.3200  GBP

 








(c)

Stock-settled derivative transactions  (including options)

(i)

Writing, selling, purchasing or varying

Class

 of

 relevant

 security

Product

 description

Writing,

 purchasing,

 selling,

 varying etc

Number

 of

 securities

 to which

 option

 relates

Exercise

 price

 per unit

Type

Expiry

 date

Option

 money

 paid/

 received

 per unit

 

 

 

 

 

 

 

 

 








(ii)

Exercising

 






Class of relevant

 security

Product description

Exercising/ exercised against

Number of

 securities

Exercise price per

 unit

 

 

 

 

 

 








(d)

Other dealings (including subscribing for new securities)

Class of relevant

 security

Nature of Dealings

Details

Price per unit (if

 applicable)

 

 

 

 

4.

OTHER INFORMATION

(a)

Indemnity and other dealings arrangements

Details of any indemnity or option arrangement, or any agreement or understanding,

 formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by

 the exempt principal trader making the disclosure and any party

 to the offer or any person acting in concert with a party to the offer:

NONE

(b)

Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between

 the exempt principal trader making the disclosure and any other person relating to:

 (i)   the voting rights of any relevant securities under any option; or

 (ii)   the voting rights of future acquisition or disposal of any relevant securities to which

 any derivative is referenced:

NONE

(c)

Attachments

Is a Supplemental Form 8 (Open Positions) attached?

NO

Date of disclosure:

29 May 2024

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

 

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