Form 8.5 (EPT/NON-RI) - BHP Group Limited

Barclays PLC

26 April 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			BHP GROUP LTD
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			25 Apr 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  ANGLO AMERICAN PLC
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				Ordinary NPV
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				7,162,142	0.14%	4,747,271	0.09%
(2) Cash-settled derivatives:				4,008,825	0.08%	3,864,966	0.08%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				11,170,967	0.22%	8,612,237	0.17%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
Ordinary NPV	Purchase	1136989	23.2300  GBP	22.7677  GBP
Ordinary NPV	Sale	922067	23.2300  GBP	22.7500  GBP
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
Ordinary NPV	SWAP	Opening Long	6	549.9000  ZAR
Ordinary NPV	CFD	Opening Long	74	552.1517  ZAR
Ordinary NPV	SWAP	Opening Long	74	552.0000  ZAR
Ordinary NPV	SWAP	Opening Long	145	22.8176  GBP
Ordinary NPV	SWAP	Opening Long	553	548.7489  ZAR
Ordinary NPV	SWAP	Opening Long	4,933	545.0889  ZAR
Ordinary NPV	CFD	Opening Long	5,054	545.6083  ZAR
Ordinary NPV	SWAP	Opening Long	5,711	549.0801  ZAR
Ordinary NPV	SWAP	Opening Long	7,000	544.7660  ZAR
Ordinary NPV	CFD	Opening Long	7,000	544.9158  ZAR
Ordinary NPV	SWAP	Opening Long	8,625	547.6196  ZAR
Ordinary NPV	SWAP	Opening Long	10,196	550.0000  ZAR
Ordinary NPV	SWAP	Opening Long	16,361	22.8787  GBP
Ordinary NPV	SWAP	Opening Long	23,328	546.8270  ZAR
Ordinary NPV	SWAP	Opening Long	24,464	547.1246  ZAR
Ordinary NPV	SWAP	Opening Long	27,856	550.0385  ZAR
Ordinary NPV	CFD	Opening Long	27,856	550.1898  ZAR
Ordinary NPV	SWAP	Opening Long	43,376	548.7912  ZAR
Ordinary NPV	CFD	Opening Long	43,376	548.9421  ZAR
Ordinary NPV	CFD	Opening Long	52,676	549.0880  ZAR
Ordinary NPV	CFD	Opening Long	71,370	546.4127  ZAR
Ordinary NPV	CFD	Opening Long	108,303	546.8099  ZAR
Ordinary NPV	SWAP	Opening Long	185,891	23.0351  GBP
Ordinary NPV	SWAP	Opening Short	6	549.9000  ZAR
Ordinary NPV	CFD	Opening Short	7	22.9500  GBP
Ordinary NPV	CFD	Opening Short	101	23.1100  GBP
Ordinary NPV	SWAP	Opening Short	109	22.9804  GBP
Ordinary NPV	SWAP	Opening Short	127	22.8005  GBP
Ordinary NPV	SWAP	Opening Short	174	22.8725  GBP
Ordinary NPV	SWAP	Opening Short	200	22.8899  GBP
Ordinary NPV	SWAP	Opening Short	201	22.9894  GBP
Ordinary NPV	SWAP	Opening Short	210	22.8629  GBP
Ordinary NPV	SWAP	Opening Short	253	22.9758  GBP
Ordinary NPV	SWAP	Opening Short	278	23.0091  GBP
Ordinary NPV	SWAP	Opening Short	294	22.8102  GBP
Ordinary NPV	SWAP	Opening Short	365	23.1150  GBP
Ordinary NPV	SWAP	Opening Short	539	23.1098  GBP
Ordinary NPV	SWAP	Opening Short	553	548.7489  ZAR
Ordinary NPV	SWAP	Opening Short	558	22.9874  GBP
Ordinary NPV	SWAP	Opening Short	570	23.0626  GBP
Ordinary NPV	SWAP	Opening Short	1,030	22.9188  GBP
Ordinary NPV	SWAP	Opening Short	1,249	22.8125  GBP
Ordinary NPV	SWAP	Opening Short	1,405	22.7765  GBP
Ordinary NPV	CFD	Opening Short	1,562	23.1816  GBP
Ordinary NPV	SWAP	Opening Short	1,585	22.8493  GBP
Ordinary NPV	SWAP	Opening Short	1,731	22.8823  GBP
Ordinary NPV	SWAP	Opening Short	1,916	22.9972  GBP
Ordinary NPV	SWAP	Opening Short	2,163	22.6801  GBP
Ordinary NPV	SWAP	Opening Short	2,256	22.9932  GBP
Ordinary NPV	SWAP	Opening Short	2,324	23.1097  GBP
Ordinary NPV	CFD	Opening Short	2,425	23.1170  GBP
Ordinary NPV	SWAP	Opening Short	3,000	22.8110  GBP
Ordinary NPV	SWAP	Opening Short	3,000	23.0034  GBP
Ordinary NPV	SWAP	Opening Short	3,200	23.0014  GBP
Ordinary NPV	SWAP	Opening Short	3,224	22.8882  GBP
Ordinary NPV	SWAP	Opening Short	3,228	22.9949  GBP
Ordinary NPV	SWAP	Opening Short	3,582	22.9014  GBP
Ordinary NPV	SWAP	Opening Short	3,957	22.9722  GBP
Ordinary NPV	SWAP	Opening Short	4,180	22.9136  GBP
Ordinary NPV	SWAP	Opening Short	4,933	545.0889  ZAR
Ordinary NPV	SWAP	Opening Short	5,054	545.6083  ZAR
Ordinary NPV	SWAP	Opening Short	5,711	549.0801  ZAR
Ordinary NPV	SWAP	Opening Short	6,080	22.9557  GBP
Ordinary NPV	SWAP	Opening Short	8,625	547.6196  ZAR
Ordinary NPV	SWAP	Opening Short	9,466	22.8863  GBP
Ordinary NPV	SWAP	Opening Short	9,581	22.7769  GBP
Ordinary NPV	SWAP	Opening Short	10,196	550.0000  ZAR
Ordinary NPV	SWAP	Opening Short	12,695	22.9407  GBP
Ordinary NPV	CFD	Opening Short	15,901	23.1000  GBP
Ordinary NPV	SWAP	Opening Short	16,938	23.0420  GBP
Ordinary NPV	SWAP	Opening Short	19,274	22.9735  GBP
Ordinary NPV	CFD	Opening Short	22,356	23.0132  GBP
Ordinary NPV	SWAP	Opening Short	23,328	546.8270  ZAR
Ordinary NPV	SWAP	Opening Short	24,464	547.1246  ZAR
Ordinary NPV	SWAP	Opening Short	32,326	23.0024  GBP
Ordinary NPV	CFD	Opening Short	35,528	23.1384  GBP
Ordinary NPV	SWAP	Opening Short	39,774	23.0388  GBP
Ordinary NPV	CFD	Opening Short	41,770	22.9470  GBP
Ordinary NPV	CFD	Opening Short	42,557	23.0007  GBP
Ordinary NPV	SWAP	Opening Short	52,676	548.9233  ZAR
Ordinary NPV	SWAP	Opening Short	52,904	23.0320  GBP
Ordinary NPV	CFD	Opening Short	59,121	23.0248  GBP
Ordinary NPV	CFD	Opening Short	62,852	23.0870  GBP
Ordinary NPV	CFD	Opening Short	67,601	22.9941  GBP
Ordinary NPV	CFD	Opening Short	69,267	22.9012  GBP
Ordinary NPV	SWAP	Opening Short	70,761	23.0100  GBP
Ordinary NPV	SWAP	Opening Short	71,370	546.4127  ZAR
Ordinary NPV	SWAP	Opening Short	96,800	23.1100  GBP
Ordinary NPV	SWAP	Opening Short	102,649	23.1100  GBP
Ordinary NPV	SWAP	Opening Short	108,303	546.9740  ZAR
Ordinary NPV	CFD	Opening Short	173,629	22.9750  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				26 Apr 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END