Form 8.5 (EPT/NON-RI) - BHP Group Limited

Barclays PLC

01 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			BHP GROUP LTD
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			30 Apr 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  ANGLO AMERICAN PLC
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				Ordinary NPV
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				7,972,977	0.16%	5,985,485	0.12%
(2) Cash-settled derivatives:				4,025,409	0.08%	4,277,414	0.08%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				11,998,386	0.24%	10,262,899	0.20%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
Ordinary NPV	Purchase	284917	22.7101  GBP	22.2236  GBP
Ordinary NPV	Sale	378563	22.6600  GBP	22.2300  GBP
Ordinary NPV	Purchase	1431269	43.2833  AUD	43.0198  AUD
Ordinary NPV	Sale	1206966	43.2512  AUD	43.0300  AUD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
Ordinary NPV	CFD	Decreasing Long	65	525.8192  ZAR
Ordinary NPV	CFD	Decreasing Long	124	43.2814  AUD
Ordinary NPV	CFD	Decreasing Long	781	43.2864  AUD
Ordinary NPV	CFD	Decreasing Long	1,000	43.1757  AUD
Ordinary NPV	CFD	Decreasing Long	2,666	528.3512  ZAR
Ordinary NPV	CFD	Decreasing Long	2,825	43.0876  AUD
Ordinary NPV	SWAP	Decreasing Long	3,524	526.8000  ZAR
Ordinary NPV	SWAP	Decreasing Long	3,854	526.3298  ZAR
Ordinary NPV	SWAP	Decreasing Long	8,892	526.6827  ZAR
Ordinary NPV	SWAP	Decreasing Long	11,923	526.5855  ZAR
Ordinary NPV	CFD	Decreasing Long	12,006	43.2014  AUD
Ordinary NPV	SWAP	Decreasing Long	27,171	528.2986  ZAR
Ordinary NPV	CFD	Decreasing Long	67,452	43.0300  AUD
Ordinary NPV	CFD	Decreasing Long	93,940	43.2498  AUD
Ordinary NPV	CFD	Decreasing Long	108,219	527.9199  ZAR
Ordinary NPV	SWAP	Decreasing Short	1	22.2300  GBP
Ordinary NPV	CFD	Decreasing Short	56	22.2300  GBP
Ordinary NPV	SWAP	Decreasing Short	60	22.4600  GBP
Ordinary NPV	SWAP	Decreasing Short	68	22.5500  GBP
Ordinary NPV	SWAP	Decreasing Short	136	22.3992  GBP
Ordinary NPV	SWAP	Decreasing Short	324	526.1516  ZAR
Ordinary NPV	SWAP	Decreasing Short	503	22.4042  GBP
Ordinary NPV	SWAP	Decreasing Short	539	526.1569  ZAR
Ordinary NPV	SWAP	Decreasing Short	594	22.3996  GBP
Ordinary NPV	SWAP	Decreasing Short	676	22.3898  GBP
Ordinary NPV	SWAP	Decreasing Short	696	22.4040  GBP
Ordinary NPV	SWAP	Decreasing Short	1,037	22.5232  GBP
Ordinary NPV	SWAP	Decreasing Short	1,082	22.3714  GBP
Ordinary NPV	SWAP	Decreasing Short	1,202	22.5016  GBP
Ordinary NPV	SWAP	Decreasing Short	1,430	22.4396  GBP
Ordinary NPV	SWAP	Decreasing Short	3,451	22.5443  GBP
Ordinary NPV	SWAP	Decreasing Short	3,524	526.8000  ZAR
Ordinary NPV	SWAP	Decreasing Short	3,711	22.4806  GBP
Ordinary NPV	SWAP	Decreasing Short	3,854	526.3298  ZAR
Ordinary NPV	SWAP	Decreasing Short	4,977	22.3653  GBP
Ordinary NPV	SWAP	Decreasing Short	6,227	22.3893  GBP
Ordinary NPV	SWAP	Decreasing Short	8,892	526.6827  ZAR
Ordinary NPV	SWAP	Decreasing Short	9,214	22.3646  GBP
Ordinary NPV	SWAP	Decreasing Short	12,024	22.3651  GBP
Ordinary NPV	CFD	Decreasing Short	12,616	22.4149  GBP
Ordinary NPV	CFD	Decreasing Short	18,325	22.4730  GBP
Ordinary NPV	CFD	Decreasing Short	62,929	22.4032  GBP
Ordinary NPV	CFD	Decreasing Short	93,940	22.5150  GBP
Ordinary NPV	CFD	Decreasing Short	100,129	22.3982  GBP
Ordinary NPV	SWAP	Decreasing Short	108,219	527.7616  ZAR
Ordinary NPV	SWAP	Increasing Long	1	526.1300  ZAR
Ordinary NPV	SWAP	Increasing Long	65	525.6746  ZAR
Ordinary NPV	CFD	Increasing Long	1,382	528.3190  ZAR
Ordinary NPV	SWAP	Increasing Long	2,666	528.1399  ZAR
Ordinary NPV	SWAP	Increasing Long	8,488	528.1564  ZAR
Ordinary NPV	CFD	Increasing Long	11,923	526.4407  ZAR
Ordinary NPV	CFD	Increasing Long	16,855	43.0300  AUD
Ordinary NPV	CFD	Increasing Long	27,171	528.1533  ZAR
Ordinary NPV	SWAP	Increasing Short	1	526.1300  ZAR
Ordinary NPV	SWAP	Increasing Short	124	22.7101  GBP
Ordinary NPV	SWAP	Increasing Short	140	22.2972  GBP
Ordinary NPV	SWAP	Increasing Short	200	22.5000  GBP
Ordinary NPV	SWAP	Increasing Short	209	22.4401  GBP
Ordinary NPV	SWAP	Increasing Short	251	22.4953  GBP
Ordinary NPV	SWAP	Increasing Short	302	22.4240  GBP
Ordinary NPV	SWAP	Increasing Short	324	526.1516  ZAR
Ordinary NPV	SWAP	Increasing Short	555	22.6616  GBP
Ordinary NPV	SWAP	Increasing Short	620	22.6469  GBP
Ordinary NPV	SWAP	Increasing Short	633	22.3686  GBP
Ordinary NPV	SWAP	Increasing Short	937	22.4534  GBP
Ordinary NPV	SWAP	Increasing Short	1,382	528.4775  ZAR
Ordinary NPV	CFD	Increasing Short	1,829	22.3721  GBP
Ordinary NPV	CFD	Increasing Short	3,789	22.5162  GBP
Ordinary NPV	SWAP	Increasing Short	4,537	22.2301  GBP
Ordinary NPV	SWAP	Increasing Short	7,122	22.2300  GBP
Ordinary NPV	SWAP	Increasing Short	8,488	528.1564  ZAR
Ordinary NPV	CFD	Increasing Short	8,645	22.2300  GBP
Ordinary NPV	SWAP	Increasing Short	12,596	22.3737  GBP
Ordinary NPV	CFD	Increasing Short	17,852	22.2317  GBP
Ordinary NPV	CFD	Increasing Short	22,722	22.4063  GBP
Ordinary NPV	CFD	Increasing Short	61,437	22.2574  GBP
Ordinary NPV	SWAP	Opening Short	539	526.1569  ZAR
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				01 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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