Form 8.5 (EPT/NON-RI) - BHP Group Limited

Barclays PLC

02 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			BHP GROUP LTD
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			01 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  ANGLO AMERICAN PLC
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				Ordinary NPV
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				7,936,439	0.16%	6,126,917	0.12%
(2) Cash-settled derivatives:				4,041,669	0.08%	4,190,145	0.08%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				11,978,108	0.24%	10,317,062	0.20%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
Ordinary NPV	Purchase	248757	22.1800  GBP	22.0100  GBP
Ordinary NPV	Sale	42991	42.6104  AUD	42.2916  AUD
Ordinary NPV	Sale	323462	22.1802  GBP	22.0200  GBP
Ordinary NPV	Purchase	163801	42.6505  AUD	42.3006  AUD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
Ordinary NPV	CFD	Decreasing Long	1,000	42.5613  AUD
Ordinary NPV	CFD	Decreasing Long	3,313	42.3006  AUD
Ordinary NPV	CFD	Decreasing Long	12,859	42.3200  AUD
Ordinary NPV	CFD	Decreasing Short	19	22.0700  GBP
Ordinary NPV	CFD	Decreasing Short	36	22.1800  GBP
Ordinary NPV	SWAP	Decreasing Short	96	22.0299  GBP
Ordinary NPV	SWAP	Decreasing Short	104	22.1058  GBP
Ordinary NPV	SWAP	Decreasing Short	130	22.0716  GBP
Ordinary NPV	SWAP	Decreasing Short	165	22.1003  GBP
Ordinary NPV	SWAP	Decreasing Short	195	22.0800  GBP
Ordinary NPV	SWAP	Decreasing Short	287	22.1048  GBP
Ordinary NPV	SWAP	Decreasing Short	382	22.0873  GBP
Ordinary NPV	SWAP	Decreasing Short	389	22.0927  GBP
Ordinary NPV	SWAP	Decreasing Short	957	22.0794  GBP
Ordinary NPV	SWAP	Decreasing Short	1,028	22.1104  GBP
Ordinary NPV	SWAP	Decreasing Short	1,180	22.0700  GBP
Ordinary NPV	SWAP	Decreasing Short	1,467	22.0849  GBP
Ordinary NPV	SWAP	Decreasing Short	1,609	22.0770  GBP
Ordinary NPV	SWAP	Decreasing Short	1,912	22.0819  GBP
Ordinary NPV	CFD	Decreasing Short	1,961	22.0754  GBP
Ordinary NPV	SWAP	Decreasing Short	1,996	22.0778  GBP
Ordinary NPV	SWAP	Decreasing Short	2,541	22.0924  GBP
Ordinary NPV	SWAP	Decreasing Short	2,747	22.1088  GBP
Ordinary NPV	SWAP	Decreasing Short	5,110	22.0698  GBP
Ordinary NPV	SWAP	Decreasing Short	5,272	22.1040  GBP
Ordinary NPV	SWAP	Decreasing Short	5,459	22.1002  GBP
Ordinary NPV	SWAP	Decreasing Short	5,610	22.0968  GBP
Ordinary NPV	CFD	Decreasing Short	7,407	22.1521  GBP
Ordinary NPV	SWAP	Decreasing Short	10,920	22.1081  GBP
Ordinary NPV	SWAP	Decreasing Short	11,805	22.0864  GBP
Ordinary NPV	SWAP	Decreasing Short	14,983	42.3115  AUD
Ordinary NPV	SWAP	Decreasing Short	26,151	22.0861  GBP
Ordinary NPV	CFD	Decreasing Short	26,715	22.0942  GBP
Ordinary NPV	CFD	Decreasing Short	29,416	22.0694  GBP
Ordinary NPV	CFD	Increasing Long	100	42.3237  AUD
Ordinary NPV	CFD	Increasing Long	3,171	42.5924  AUD
Ordinary NPV	CFD	Increasing Short	19	22.0700  GBP
Ordinary NPV	SWAP	Increasing Short	88	42.5861  AUD
Ordinary NPV	SWAP	Increasing Short	226	22.0557  GBP
Ordinary NPV	SWAP	Increasing Short	523	22.0946  GBP
Ordinary NPV	SWAP	Increasing Short	877	22.1121  GBP
Ordinary NPV	SWAP	Increasing Short	997	22.1435  GBP
Ordinary NPV	CFD	Increasing Short	1,029	22.1800  GBP
Ordinary NPV	CFD	Increasing Short	2,149	22.1138  GBP
Ordinary NPV	CFD	Increasing Short	2,596	22.1112  GBP
Ordinary NPV	CFD	Increasing Short	3,128	22.1122  GBP
Ordinary NPV	SWAP	Increasing Short	10,000	22.0682  GBP
Ordinary NPV	CFD	Increasing Short	14,445	22.0894  GBP
Ordinary NPV	CFD	Increasing Short	14,539	22.1129  GBP
Ordinary NPV	CFD	Increasing Short	30,164	22.1094  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				02 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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