Form 8.5 (EPT/NON-RI) - BHP Group Limited

Barclays PLC

07 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			BHP GROUP LTD
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			06 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  ANGLO AMERICAN PLC
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				Ordinary NPV
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				8,082,388	0.16%	6,307,577	0.12%
(2) Cash-settled derivatives:				4,520,674	0.09%	5,054,913	0.10%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				12,603,062	0.25%	11,362,490	0.22%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
Ordinary NPV	Sale	147037	42.9798  AUD	42.5358  AUD
Ordinary NPV	Purchase	70081	42.7629  AUD	42.5358  AUD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
Ordinary NPV	CFD	Decreasing Long	456	520.7082  ZAR
Ordinary NPV	SWAP	Decreasing Long	644	522.9563  ZAR
Ordinary NPV	SWAP	Decreasing Long	1,586	522.1086  ZAR
Ordinary NPV	CFD	Decreasing Long	2,000	42.7639  AUD
Ordinary NPV	SWAP	Decreasing Long	3,263	524.3345  ZAR
Ordinary NPV	SWAP	Decreasing Long	6,574	522.6000  ZAR
Ordinary NPV	CFD	Decreasing Long	7,620	521.3600  ZAR
Ordinary NPV	CFD	Decreasing Long	11,567	522.3803  ZAR
Ordinary NPV	CFD	Decreasing Long	21,242	521.6372  ZAR
Ordinary NPV	SWAP	Decreasing Short	644	522.9563  ZAR
Ordinary NPV	SWAP	Increasing Long	456	520.5000  ZAR
Ordinary NPV	SWAP	Increasing Long	675	522.6000  ZAR
Ordinary NPV	SWAP	Increasing Long	768	522.4365  ZAR
Ordinary NPV	CFD	Increasing Long	1,586	521.9650  ZAR
Ordinary NPV	CFD	Increasing Long	3,263	524.1903  ZAR
Ordinary NPV	CFD	Increasing Long	6,574	522.3909  ZAR
Ordinary NPV	SWAP	Increasing Long	7,288	522.4096  ZAR
Ordinary NPV	SWAP	Increasing Long	7,620	521.2167  ZAR
Ordinary NPV	SWAP	Increasing Long	11,567	522.2367  ZAR
Ordinary NPV	SWAP	Increasing Long	21,242	521.4938  ZAR
Ordinary NPV	CFD	Increasing Long	25,094	42.7500  AUD
Ordinary NPV	SWAP	Increasing Long	30,887	521.0223  ZAR
Ordinary NPV	CFD	Increasing Long	41,600	42.9798  AUD
Ordinary NPV	SWAP	Increasing Long	45,570	520.9725  ZAR
Ordinary NPV	SWAP	Increasing Short	675	522.6000  ZAR
Ordinary NPV	SWAP	Increasing Short	768	522.4365  ZAR
Ordinary NPV	SWAP	Increasing Short	7,288	522.4096  ZAR
Ordinary NPV	SWAP	Increasing Short	30,887	521.0223  ZAR
Ordinary NPV	SWAP	Increasing Short	45,570	520.9725  ZAR
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				07 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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