Form 8.5 (EPT/NON-RI) - BHP Group Limited

Barclays PLC

09 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			BHP GROUP LTD
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			08 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  ANGLO AMERICAN PLC
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				Ordinary NPV
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				7,783,826	0.15%	6,299,535	0.12%
(2) Cash-settled derivatives:				4,823,787	0.10%	5,053,407	0.10%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				12,607,613	0.25%	11,352,942	0.22%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
Ordinary NPV	Purchase	154262	22.8128  GBP	22.6550  GBP
Ordinary NPV	Sale	239710	22.8800  GBP	22.6750  GBP
Ordinary NPV	Purchase	125213	43.4200  AUD	43.2949  AUD
Ordinary NPV	Sale	172074	43.4200  AUD	43.2949  AUD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
Ordinary NPV	CFD	Decreasing Long	479	43.3564  AUD
Ordinary NPV	CFD	Decreasing Long	598	529.4284  ZAR
Ordinary NPV	CFD	Decreasing Long	702	528.0900  ZAR
Ordinary NPV	SWAP	Decreasing Long	2,328	529.7222  ZAR
Ordinary NPV	SWAP	Decreasing Long	2,395	529.2118  ZAR
Ordinary NPV	CFD	Decreasing Long	2,830	43.3008  AUD
Ordinary NPV	SWAP	Decreasing Long	4,777	529.6609  ZAR
Ordinary NPV	SWAP	Decreasing Long	7,002	529.6698  ZAR
Ordinary NPV	SWAP	Decreasing Long	7,792	528.0058  ZAR
Ordinary NPV	SWAP	Decreasing Long	13,430	529.9148  ZAR
Ordinary NPV	CFD	Decreasing Long	18,631	43.3800  AUD
Ordinary NPV	CFD	Decreasing Long	65,602	529.0565  ZAR
Ordinary NPV	SWAP	Decreasing Short	123	22.8097  GBP
Ordinary NPV	SWAP	Decreasing Short	137	22.7300  GBP
Ordinary NPV	SWAP	Decreasing Short	226	22.6998  GBP
Ordinary NPV	SWAP	Decreasing Short	267	22.7247  GBP
Ordinary NPV	SWAP	Decreasing Short	702	528.0900  ZAR
Ordinary NPV	SWAP	Decreasing Short	817	22.7725  GBP
Ordinary NPV	SWAP	Decreasing Short	925	22.6690  GBP
Ordinary NPV	CFD	Decreasing Short	1,137	22.7068  GBP
Ordinary NPV	CFD	Decreasing Short	1,973	22.8800  GBP
Ordinary NPV	SWAP	Decreasing Short	2,064	22.6364  GBP
Ordinary NPV	SWAP	Decreasing Short	2,328	529.7222  ZAR
Ordinary NPV	SWAP	Decreasing Short	2,395	529.2118  ZAR
Ordinary NPV	SWAP	Decreasing Short	3,880	22.8362  GBP
Ordinary NPV	SWAP	Decreasing Short	4,777	529.6609  ZAR
Ordinary NPV	CFD	Decreasing Short	6,404	22.7695  GBP
Ordinary NPV	SWAP	Decreasing Short	10,324	22.7200  GBP
Ordinary NPV	SWAP	Decreasing Short	11,256	22.7270  GBP
Ordinary NPV	CFD	Decreasing Short	14,119	22.7271  GBP
Ordinary NPV	SWAP	Decreasing Short	15,376	22.7198  GBP
Ordinary NPV	CFD	Decreasing Short	16,046	22.7181  GBP
Ordinary NPV	SWAP	Decreasing Short	65,602	528.8978  ZAR
Ordinary NPV	CFD	Decreasing Short	98,966	22.7304  GBP
Ordinary NPV	SWAP	Increasing Long	2	527.9600  ZAR
Ordinary NPV	SWAP	Increasing Long	144	22.7466  GBP
Ordinary NPV	CFD	Increasing Long	232	43.3699  AUD
Ordinary NPV	SWAP	Increasing Long	262	528.5186  ZAR
Ordinary NPV	SWAP	Increasing Long	598	529.2829  ZAR
Ordinary NPV	CFD	Increasing Long	702	528.0900  ZAR
Ordinary NPV	SWAP	Increasing Long	6,086	528.0900  ZAR
Ordinary NPV	CFD	Increasing Long	7,002	529.5241  ZAR
Ordinary NPV	CFD	Increasing Long	7,792	527.8606  ZAR
Ordinary NPV	SWAP	Increasing Long	7,967	527.7727  ZAR
Ordinary NPV	SWAP	Increasing Long	10,958	527.7743  ZAR
Ordinary NPV	CFD	Increasing Long	13,430	529.7691  ZAR
Ordinary NPV	CFD	Increasing Long	15,121	528.3683  ZAR
Ordinary NPV	CFD	Increasing Long	18,149	43.3387  AUD
Ordinary NPV	CFD	Increasing Long	49,791	43.3800  AUD
Ordinary NPV	SWAP	Increasing Short	2	527.9600  ZAR
Ordinary NPV	SWAP	Increasing Short	40	22.6958  GBP
Ordinary NPV	CFD	Increasing Short	51	22.7513  GBP
Ordinary NPV	SWAP	Increasing Short	146	22.7800  GBP
Ordinary NPV	SWAP	Increasing Short	262	528.5186  ZAR
Ordinary NPV	SWAP	Increasing Short	702	528.0900  ZAR
Ordinary NPV	CFD	Increasing Short	953	22.7200  GBP
Ordinary NPV	SWAP	Increasing Short	1,126	22.7114  GBP
Ordinary NPV	CFD	Increasing Short	4,454	22.7519  GBP
Ordinary NPV	SWAP	Increasing Short	4,643	22.7002  GBP
Ordinary NPV	CFD	Increasing Short	4,745	22.7110  GBP
Ordinary NPV	SWAP	Increasing Short	5,609	22.7017  GBP
Ordinary NPV	SWAP	Increasing Short	6,046	22.6957  GBP
Ordinary NPV	SWAP	Increasing Short	6,086	528.0900  ZAR
Ordinary NPV	SWAP	Increasing Short	7,354	22.7070  GBP
Ordinary NPV	SWAP	Increasing Short	7,967	527.7727  ZAR
Ordinary NPV	SWAP	Increasing Short	10,958	527.7743  ZAR
Ordinary NPV	CFD	Increasing Short	11,921	22.6854  GBP
Ordinary NPV	SWAP	Increasing Short	15,121	528.5269  ZAR
Ordinary NPV	CFD	Increasing Short	55,289	22.6722  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				09 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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