FORM 8.5 (EPT/NON-RI) |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN |
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EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS |
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(OR WHERE RI STATUS IS NOT APPLICABLE) |
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Rule 8.5 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Name of exempt principal trader: |
BARCLAYS CAPITAL SECURITIES LTD |
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(b) |
Name of offeror/offeree in relation to whose |
BHP GROUP LTD |
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(c) |
Name of the party to the offer with which exempt |
BHP GROUP LTD |
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(d) |
Date position held/dealing undertaken: |
09 May 2024 |
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(e) |
In addition to the company in 1(b) above, is the exempt principal |
YES: |
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2. |
POSITIONS OF THE EXEMPT PRINCIPAL TRADER |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing (if any) |
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Class of relevant security: |
Ordinary NPV |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) Relevant securities owned and/or controlled: |
7,999,907 |
0.16% |
5,844,794 |
0.12% |
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(2) Cash-settled derivatives: |
5,085,020 |
0.10% |
5,267,983 |
0.10% |
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(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
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|
13,084,927 |
0.26% |
11,112,777 |
0.22% |
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(b) |
Rights to subscribe for new securities (including directors and other executive options) |
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Class of relevant security in relation to |
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Details, including nature of the rights |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchase and sales |
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Class of relevant |
Purchase/sale |
Total number of |
Highest price per unit |
Lowest price per unit |
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Ordinary NPV |
Purchase |
272492 |
22.7900 GBP |
22.5900 GBP |
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Ordinary NPV |
Sale |
233497 |
22.7900 GBP |
22.5900 GBP |
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Ordinary NPV |
Purchase |
2124349 |
43.3181 AUD |
43.0396 AUD |
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Ordinary NPV |
Sale |
6476 |
43.3000 AUD |
42.9485 AUD |
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Ordinary NPV |
Purchase |
928 |
43.1496 AUD |
43.1496 AUD |
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Ordinary NPV |
Sale |
928 |
43.1496 AUD |
43.1496 AUD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product description |
Nature of dealing |
Number of |
Price per |
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Ordinary NPV |
CFD |
Decreasing Long |
104 |
526.7548 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Long |
330 |
525.8506 ZAR |
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Ordinary NPV |
CFD |
Decreasing Long |
343 |
524.2941 ZAR |
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Ordinary NPV |
CFD |
Decreasing Long |
649 |
526.3232 ZAR |
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Ordinary NPV |
CFD |
Decreasing Long |
1,085 |
525.2093 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Long |
3,072 |
524.8662 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Long |
6,144 |
527.0800 ZAR |
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Ordinary NPV |
CFD |
Decreasing Long |
8,846 |
524.9217 ZAR |
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Ordinary NPV |
CFD |
Decreasing Long |
21,978 |
43.1784 AUD |
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Ordinary NPV |
SWAP |
Decreasing Short |
72 |
22.6101 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
87 |
22.6900 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
192 |
22.7007 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
206 |
22.6691 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
211 |
22.7000 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
287 |
22.7100 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
330 |
525.8506 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Short |
464 |
22.7655 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
715 |
22.7710 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
1,085 |
525.0518 ZAR |
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Ordinary NPV |
SWAP |
Decreasing Short |
1,228 |
527.0800 ZAR |
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Ordinary NPV |
CFD |
Decreasing Short |
1,505 |
22.7284 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
1,683 |
22.7232 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
2,309 |
22.7108 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
2,717 |
22.7098 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
2,870 |
22.7283 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
5,762 |
22.7454 GBP |
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Ordinary NPV |
CFD |
Decreasing Short |
11,173 |
22.6971 GBP |
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Ordinary NPV |
SWAP |
Decreasing Short |
11,459 |
22.7448 GBP |
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Ordinary NPV |
SWAP |
Increasing Long |
104 |
526.6100 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
296 |
22.7219 GBP |
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Ordinary NPV |
SWAP |
Increasing Long |
343 |
524.1500 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
649 |
526.1128 ZAR |
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Ordinary NPV |
CFD |
Increasing Long |
1,500 |
43.0935 AUD |
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Ordinary NPV |
SWAP |
Increasing Long |
3,028 |
524.5090 ZAR |
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Ordinary NPV |
CFD |
Increasing Long |
3,072 |
524.7219 ZAR |
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Ordinary NPV |
CFD |
Increasing Long |
4,916 |
526.9350 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
8,846 |
524.7774 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
11,996 |
524.2817 ZAR |
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Ordinary NPV |
CFD |
Increasing Long |
12,400 |
42.9485 AUD |
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Ordinary NPV |
SWAP |
Increasing Long |
17,680 |
22.6696 GBP |
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Ordinary NPV |
SWAP |
Increasing Long |
18,060 |
524.3316 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
35,402 |
22.7267 GBP |
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Ordinary NPV |
CFD |
Increasing Long |
38,404 |
526.0803 ZAR |
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Ordinary NPV |
SWAP |
Increasing Long |
50,924 |
22.7098 GBP |
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Ordinary NPV |
CFD |
Increasing Long |
76,487 |
43.0600 AUD |
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Ordinary NPV |
SWAP |
Increasing Short |
36 |
22.6101 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
39 |
22.7101 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
78 |
22.6600 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
118 |
22.6001 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
231 |
22.7015 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
671 |
22.7096 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
800 |
22.7301 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
2,413 |
22.6567 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
3,028 |
524.5090 ZAR |
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Ordinary NPV |
SWAP |
Increasing Short |
4,338 |
22.7100 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
5,776 |
22.7032 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
8,661 |
22.7100 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
9,612 |
22.6693 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
10,399 |
22.5904 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
11,996 |
524.2817 ZAR |
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Ordinary NPV |
SWAP |
Increasing Short |
12,843 |
22.7086 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
16,436 |
22.7025 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
18,060 |
524.3316 ZAR |
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Ordinary NPV |
CFD |
Increasing Short |
31,077 |
22.7120 GBP |
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Ordinary NPV |
CFD |
Increasing Short |
33,456 |
22.7047 GBP |
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Ordinary NPV |
SWAP |
Increasing Short |
38,404 |
526.2382 ZAR |
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Ordinary NPV |
CFD |
Increasing Short |
50,459 |
22.7137 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
10 May 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |