Form 8.5 (EPT/NON-RI) - BHP Group Limited

Barclays PLC

23 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			BHP GROUP LTD
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			22 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  ANGLO AMERICAN PLC
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				Ordinary NPV
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				9,238,731	0.18%	7,164,494	0.14%
(2) Cash-settled derivatives:				5,851,624	0.12%	5,800,122	0.11%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				15,090,355	0.30%	12,964,616	0.26%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
Ordinary NPV	Purchase	735081	24.1350  GBP	23.2700  GBP
Ordinary NPV	Sale	691359	24.1450  GBP	23.2670  GBP
Ordinary NPV	Sale	940500	551.5609  ZAR	543.8224  ZAR
Ordinary NPV	Purchase	334166	46.3832  AUD	46.1371  AUD
Ordinary NPV	Sale	303583	46.3649  AUD	46.2290  AUD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
Ordinary NPV	SWAP	Decreasing Long	2	545.1400  ZAR
Ordinary NPV	CFD	Decreasing Long	130	554.9826  ZAR
Ordinary NPV	SWAP	Decreasing Long	399	24.0249  GBP
Ordinary NPV	SWAP	Decreasing Long	456	23.9841  GBP
Ordinary NPV	SWAP	Decreasing Long	633	553.7960  ZAR
Ordinary NPV	CFD	Decreasing Long	802	46.1561  AUD
Ordinary NPV	SWAP	Decreasing Long	1,478	23.2904  GBP
Ordinary NPV	SWAP	Decreasing Long	1,486	23.3969  GBP
Ordinary NPV	SWAP	Decreasing Long	2,855	557.5168  ZAR
Ordinary NPV	CFD	Decreasing Long	3,000	46.3869  AUD
Ordinary NPV	SWAP	Decreasing Long	3,961	557.2279  ZAR
Ordinary NPV	SWAP	Decreasing Long	8,382	556.4015  ZAR
Ordinary NPV	SWAP	Decreasing Long	8,536	558.3206  ZAR
Ordinary NPV	CFD	Decreasing Long	12,128	46.2457  AUD
Ordinary NPV	SWAP	Decreasing Long	13,726	550.3694  ZAR
Ordinary NPV	SWAP	Decreasing Long	17,064	544.3900  ZAR
Ordinary NPV	CFD	Decreasing Long	24,219	546.1331  ZAR
Ordinary NPV	SWAP	Decreasing Long	24,406	24.0170  GBP
Ordinary NPV	SWAP	Decreasing Long	35,606	24.0192  GBP
Ordinary NPV	CFD	Decreasing Long	47,446	46.3283  AUD
Ordinary NPV	CFD	Decreasing Long	177,215	543.8919  ZAR
Ordinary NPV	SWAP	Decreasing Short	2	545.1400  ZAR
Ordinary NPV	SWAP	Decreasing Short	11	23.9696  GBP
Ordinary NPV	SWAP	Decreasing Short	54	23.4398  GBP
Ordinary NPV	SWAP	Decreasing Short	61	24.0309  GBP
Ordinary NPV	SWAP	Decreasing Short	66	24.0798  GBP
Ordinary NPV	SWAP	Decreasing Short	127	23.2898  GBP
Ordinary NPV	SWAP	Decreasing Short	359	24.0066  GBP
Ordinary NPV	CFD	Decreasing Short	510	23.2900  GBP
Ordinary NPV	SWAP	Decreasing Short	529	543.9273  ZAR
Ordinary NPV	CFD	Decreasing Short	578	23.7552  GBP
Ordinary NPV	SWAP	Decreasing Short	633	553.7960  ZAR
Ordinary NPV	SWAP	Decreasing Short	1,101	23.9298  GBP
Ordinary NPV	SWAP	Decreasing Short	1,114	46.3165  AUD
Ordinary NPV	SWAP	Decreasing Short	1,160	23.9536  GBP
Ordinary NPV	CFD	Decreasing Short	1,376	23.3688  GBP
Ordinary NPV	SWAP	Decreasing Short	2,855	557.5168  ZAR
Ordinary NPV	SWAP	Decreasing Short	4,192	23.9674  GBP
Ordinary NPV	SWAP	Decreasing Short	8,382	556.4015  ZAR
Ordinary NPV	SWAP	Decreasing Short	15,091	24.0924  GBP
Ordinary NPV	CFD	Decreasing Short	15,318	23.2881  GBP
Ordinary NPV	SWAP	Decreasing Short	16,687	23.4650  GBP
Ordinary NPV	SWAP	Decreasing Short	17,064	544.3900  ZAR
Ordinary NPV	CFD	Decreasing Short	20,397	23.5937  GBP
Ordinary NPV	SWAP	Decreasing Short	28,662	23.5208  GBP
Ordinary NPV	SWAP	Decreasing Short	35,620	23.4969  GBP
Ordinary NPV	CFD	Decreasing Short	39,814	23.7421  GBP
Ordinary NPV	CFD	Decreasing Short	112,204	23.5509  GBP
Ordinary NPV	CFD	Decreasing Short	153,677	23.5301  GBP
Ordinary NPV	SWAP	Decreasing Short	177,215	543.7288  ZAR
Ordinary NPV	SWAP	Decreasing Short	214,600	23.2900  GBP
Ordinary NPV	CFD	Decreasing Short	950,000	24.0100  GBP
Ordinary NPV	SWAP	Increasing Long	130	554.8300  ZAR
Ordinary NPV	CFD	Increasing Long	3,961	557.0051  ZAR
Ordinary NPV	CFD	Increasing Long	8,536	558.1671  ZAR
Ordinary NPV	SWAP	Increasing Long	13,224	549.8695  ZAR
Ordinary NPV	CFD	Increasing Long	13,726	550.2181  ZAR
Ordinary NPV	SWAP	Increasing Long	24,219	545.9829  ZAR
Ordinary NPV	SWAP	Increasing Long	26,161	547.2604  ZAR
Ordinary NPV	SWAP	Increasing Long	34,476	546.7717  ZAR
Ordinary NPV	SWAP	Increasing Long	50,920	23.8707  GBP
Ordinary NPV	CFD	Increasing Long	145,508	46.2400  AUD
Ordinary NPV	CFD	Increasing Long	218,506	551.8102  ZAR
Ordinary NPV	SWAP	Increasing Short	24	46.1369  AUD
Ordinary NPV	SWAP	Increasing Short	33	24.0798  GBP
Ordinary NPV	SWAP	Increasing Short	59	23.3248  GBP
Ordinary NPV	SWAP	Increasing Short	220	24.0800  GBP
Ordinary NPV	SWAP	Increasing Short	283	24.0810  GBP
Ordinary NPV	SWAP	Increasing Short	525	23.4843  GBP
Ordinary NPV	SWAP	Increasing Short	529	543.9273  ZAR
Ordinary NPV	SWAP	Increasing Short	577	46.2782  AUD
Ordinary NPV	SWAP	Increasing Short	991	23.4867  GBP
Ordinary NPV	SWAP	Increasing Short	1,182	46.2781  AUD
Ordinary NPV	SWAP	Increasing Short	1,302	23.4656  GBP
Ordinary NPV	SWAP	Increasing Short	1,573	23.6416  GBP
Ordinary NPV	SWAP	Increasing Short	2,086	23.5000  GBP
Ordinary NPV	SWAP	Increasing Short	2,792	23.8668  GBP
Ordinary NPV	SWAP	Increasing Short	3,060	23.5061  GBP
Ordinary NPV	SWAP	Increasing Short	3,493	23.7572  GBP
Ordinary NPV	SWAP	Increasing Short	6,871	23.6049  GBP
Ordinary NPV	CFD	Increasing Short	9,536	23.2900  GBP
Ordinary NPV	SWAP	Increasing Short	10,567	23.4314  GBP
Ordinary NPV	CFD	Increasing Short	11,116	24.0606  GBP
Ordinary NPV	SWAP	Increasing Short	13,224	549.8695  ZAR
Ordinary NPV	SWAP	Increasing Short	13,962	23.7305  GBP
Ordinary NPV	SWAP	Increasing Short	15,091	23.8771  GBP
Ordinary NPV	SWAP	Increasing Short	17,107	23.7671  GBP
Ordinary NPV	SWAP	Increasing Short	21,346	46.2222  AUD
Ordinary NPV	SWAP	Increasing Short	26,161	547.2604  ZAR
Ordinary NPV	SWAP	Increasing Short	27,060	23.3064  GBP
Ordinary NPV	SWAP	Increasing Short	27,096	23.5695  GBP
Ordinary NPV	SWAP	Increasing Short	34,476	546.7717  ZAR
Ordinary NPV	CFD	Increasing Short	35,228	23.4338  GBP
Ordinary NPV	CFD	Increasing Short	101,643	23.7590  GBP
Ordinary NPV	CFD	Increasing Short	157,194	23.7928  GBP
Ordinary NPV	SWAP	Increasing Short	218,506	551.9758  ZAR
Ordinary NPV	SWAP	Increasing Short	249,690	23.2900  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				23 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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