Form 8.5 (EPT/NON-RI) - BHP Group Limited

Barclays PLC

24 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			BHP GROUP LTD
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			23 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  ANGLO AMERICAN PLC
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				Ordinary NPV
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				9,349,924	0.18%	7,677,395	0.15%
(2) Cash-settled derivatives:				6,117,498	0.12%	5,765,107	0.11%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				15,467,422	0.30%	13,442,502	0.27%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
Ordinary NPV	Purchase	452015	23.3000  GBP	23.0500  GBP
Ordinary NPV	Sale	639471	23.3100  GBP	23.0500  GBP
Ordinary NPV	Purchase	568434	44.9477  AUD	44.6800  AUD
Ordinary NPV	Sale	340000	44.9500  AUD	44.6741  AUD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
Ordinary NPV	CFD	Closing Short	140	23.0855  GBP
Ordinary NPV	CFD	Closing Short	352	23.0500  GBP
Ordinary NPV	CFD	Closing Short	754	23.1734  GBP
Ordinary NPV	CFD	Closing Short	6,894	23.1511  GBP
Ordinary NPV	CFD	Closing Short	8,150	23.3000  GBP
Ordinary NPV	CFD	Closing Short	8,472	23.1694  GBP
Ordinary NPV	CFD	Closing Short	11,287	23.1599  GBP
Ordinary NPV	CFD	Closing Short	15,970	23.1500  GBP
Ordinary NPV	SWAP	Decreasing Long	832	541.8220  ZAR
Ordinary NPV	SWAP	Decreasing Long	1,283	542.5526  ZAR
Ordinary NPV	SWAP	Decreasing Long	1,464	543.2488  ZAR
Ordinary NPV	CFD	Decreasing Long	2,000	44.9267  AUD
Ordinary NPV	SWAP	Decreasing Long	3,895	542.0443  ZAR
Ordinary NPV	CFD	Decreasing Long	10,614	542.7130  ZAR
Ordinary NPV	CFD	Decreasing Long	21,535	542.1471  ZAR
Ordinary NPV	CFD	Decreasing Long	42,734	543.0957  ZAR
Ordinary NPV	CFD	Decreasing Long	49,405	44.9946  AUD
Ordinary NPV	CFD	Decreasing Long	50,388	541.5122  ZAR
Ordinary NPV	CFD	Decreasing Long	213,874	541.6108  ZAR
Ordinary NPV	SWAP	Decreasing Short	52	23.1700  GBP
Ordinary NPV	SWAP	Decreasing Short	70	23.1098  GBP
Ordinary NPV	SWAP	Decreasing Short	91	23.2198  GBP
Ordinary NPV	SWAP	Decreasing Short	225	542.2167  ZAR
Ordinary NPV	SWAP	Decreasing Short	473	23.1226  GBP
Ordinary NPV	SWAP	Decreasing Short	535	23.1408  GBP
Ordinary NPV	SWAP	Decreasing Short	832	541.8220  ZAR
Ordinary NPV	SWAP	Decreasing Short	1,283	542.5526  ZAR
Ordinary NPV	SWAP	Decreasing Short	3,895	542.0443  ZAR
Ordinary NPV	SWAP	Decreasing Short	4,511	23.1854  GBP
Ordinary NPV	SWAP	Decreasing Short	15,101	44.9206  AUD
Ordinary NPV	SWAP	Decreasing Short	17,542	23.1811  GBP
Ordinary NPV	SWAP	Decreasing Short	19,342	23.1522  GBP
Ordinary NPV	SWAP	Decreasing Short	63,729	23.1500  GBP
Ordinary NPV	SWAP	Decreasing Short	213,874	541.4484  ZAR
Ordinary NPV	CFD	Increasing Long	1,027	44.6463  AUD
Ordinary NPV	CFD	Increasing Long	1,464	543.0994  ZAR
Ordinary NPV	SWAP	Increasing Long	4,881	540.2500  ZAR
Ordinary NPV	CFD	Increasing Long	6,642	543.1509  ZAR
Ordinary NPV	CFD	Increasing Long	9,600	44.7231  AUD
Ordinary NPV	SWAP	Increasing Long	10,614	542.4960  ZAR
Ordinary NPV	SWAP	Increasing Long	10,639	541.3855  ZAR
Ordinary NPV	SWAP	Increasing Long	21,535	541.9981  ZAR
Ordinary NPV	SWAP	Increasing Long	26,038	541.5818  ZAR
Ordinary NPV	SWAP	Increasing Long	27,857	541.5483  ZAR
Ordinary NPV	SWAP	Increasing Long	42,734	542.9464  ZAR
Ordinary NPV	SWAP	Increasing Long	50,388	541.3633  ZAR
Ordinary NPV	CFD	Increasing Long	153,000	44.6741  AUD
Ordinary NPV	SWAP	Increasing Short	35	23.1098  GBP
Ordinary NPV	SWAP	Increasing Short	83	23.0899  GBP
Ordinary NPV	SWAP	Increasing Short	225	542.2167  ZAR
Ordinary NPV	SWAP	Increasing Short	311	23.2479  GBP
Ordinary NPV	SWAP	Increasing Short	455	23.1378  GBP
Ordinary NPV	SWAP	Increasing Short	471	23.1360  GBP
Ordinary NPV	SWAP	Increasing Short	699	23.1455  GBP
Ordinary NPV	SWAP	Increasing Short	1,344	23.1329  GBP
Ordinary NPV	SWAP	Increasing Short	1,654	23.1388  GBP
Ordinary NPV	SWAP	Increasing Short	1,847	23.1501  GBP
Ordinary NPV	SWAP	Increasing Short	2,883	23.1345  GBP
Ordinary NPV	SWAP	Increasing Short	4,881	540.2500  ZAR
Ordinary NPV	SWAP	Increasing Short	6,642	543.3139  ZAR
Ordinary NPV	SWAP	Increasing Short	8,785	23.1320  GBP
Ordinary NPV	SWAP	Increasing Short	9,430	23.1392  GBP
Ordinary NPV	SWAP	Increasing Short	10,639	541.3855  ZAR
Ordinary NPV	SWAP	Increasing Short	11,638	23.1259  GBP
Ordinary NPV	SWAP	Increasing Short	13,195	23.1285  GBP
Ordinary NPV	SWAP	Increasing Short	26,038	541.5818  ZAR
Ordinary NPV	SWAP	Increasing Short	27,857	541.5483  ZAR
Ordinary NPV	SWAP	Increasing Short	34,500	23.1737  GBP
Ordinary NPV	SWAP	Increasing Short	35,000	23.1500  GBP
Ordinary NPV	SWAP	Increasing Short	170,456	23.1485  GBP
Ordinary NPV	CFD	Opening Long	18,624	23.1481  GBP
Ordinary NPV	CFD	Opening Long	23,004	23.1684  GBP
Ordinary NPV	CFD	Opening Long	44,776	23.1652  GBP
Ordinary NPV	CFD	Opening Long	75,000	23.1533  GBP
Ordinary NPV	CFD	Opening Long	94,439	23.1529  GBP
Ordinary NPV	CFD	Opening Long	170,073	23.1314  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				24 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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