Form 8.5 (EPT/NON-RI) BHP GROUP LTD

Barclays PLC

30 April 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			BHP GROUP LTD
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			29 Apr 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  ANGLO AMERICAN PLC
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				Ordinary NPV
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				7,867,480	0.16%	5,992,618	0.12%
(2) Cash-settled derivatives:				4,301,300	0.08%	4,582,616	0.09%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				12,168,780	0.24%	10,575,234	0.21%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
Ordinary NPV	Purchase	731291	22.6100  GBP	22.2000  GBP
Ordinary NPV	Sale	91683	43.0453  AUD	42.9130  AUD
Ordinary NPV	Sale	464634	22.6078  GBP	22.1514  GBP
Ordinary NPV	Purchase	134423	43.0453  AUD	42.9330  AUD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
Ordinary NPV	SWAP	Closing Short	4,569	22.4852  GBP
Ordinary NPV	SWAP	Closing Short	17,800	22.1678  GBP
Ordinary NPV	SWAP	Decreasing Long	265	526.5800  ZAR
Ordinary NPV	SWAP	Decreasing Long	278	529.5820  ZAR
Ordinary NPV	CFD	Decreasing Long	1,390	42.9399  AUD
Ordinary NPV	CFD	Decreasing Long	2,592	525.9448  ZAR
Ordinary NPV	SWAP	Decreasing Long	3,788	527.6300  ZAR
Ordinary NPV	CFD	Decreasing Long	8,111	524.0979  ZAR
Ordinary NPV	SWAP	Decreasing Long	8,685	524.2138  ZAR
Ordinary NPV	CFD	Decreasing Long	25,350	43.0116  AUD
Ordinary NPV	CFD	Decreasing Long	28,000	42.9639  AUD
Ordinary NPV	CFD	Decreasing Long	60,185	525.0117  ZAR
Ordinary NPV	SWAP	Decreasing Short	13	22.1697  GBP
Ordinary NPV	SWAP	Decreasing Short	17	22.3396  GBP
Ordinary NPV	SWAP	Decreasing Short	20	22.3017  GBP
Ordinary NPV	SWAP	Decreasing Short	37	22.4900  GBP
Ordinary NPV	SWAP	Decreasing Short	67	22.2800  GBP
Ordinary NPV	CFD	Decreasing Short	220	22.3100  GBP
Ordinary NPV	CFD	Decreasing Short	221	22.5000  GBP
Ordinary NPV	SWAP	Decreasing Short	239	22.3097  GBP
Ordinary NPV	SWAP	Decreasing Short	265	526.5800  ZAR
Ordinary NPV	SWAP	Decreasing Short	280	22.3128  GBP
Ordinary NPV	SWAP	Decreasing Short	1,112	22.3639  GBP
Ordinary NPV	SWAP	Decreasing Short	1,169	22.4505  GBP
Ordinary NPV	CFD	Decreasing Short	1,948	22.3996  GBP
Ordinary NPV	SWAP	Decreasing Short	1,956	22.4246  GBP
Ordinary NPV	SWAP	Decreasing Short	2,755	22.4506  GBP
Ordinary NPV	CFD	Decreasing Short	2,851	22.4769  GBP
Ordinary NPV	SWAP	Decreasing Short	3,788	527.6300  ZAR
Ordinary NPV	SWAP	Decreasing Short	8,507	22.4944  GBP
Ordinary NPV	SWAP	Decreasing Short	9,736	22.4399  GBP
Ordinary NPV	SWAP	Decreasing Short	10,081	22.4337  GBP
Ordinary NPV	CFD	Decreasing Short	15,898	22.3429  GBP
Ordinary NPV	CFD	Decreasing Short	18,618	22.3994  GBP
Ordinary NPV	SWAP	Decreasing Short	26,043	22.3525  GBP
Ordinary NPV	CFD	Decreasing Short	37,134	22.4700  GBP
Ordinary NPV	CFD	Decreasing Short	49,646	22.4273  GBP
Ordinary NPV	SWAP	Decreasing Short	60,185	524.8542  ZAR
Ordinary NPV	SWAP	Increasing Long	1	527.0000  ZAR
Ordinary NPV	SWAP	Increasing Long	136	22.3177  GBP
Ordinary NPV	CFD	Increasing Long	278	529.4363  ZAR
Ordinary NPV	SWAP	Increasing Long	2,592	525.8002  ZAR
Ordinary NPV	SWAP	Increasing Long	8,111	523.8884  ZAR
Ordinary NPV	CFD	Increasing Long	8,685	524.0697  ZAR
Ordinary NPV	SWAP	Increasing Long	8,798	22.3168  GBP
Ordinary NPV	CFD	Increasing Long	10,000	42.9700  AUD
Ordinary NPV	SWAP	Increasing Long	17,483	524.8011  ZAR
Ordinary NPV	SWAP	Increasing Long	19,121	523.9986  ZAR
Ordinary NPV	SWAP	Increasing Long	25,274	523.4432  ZAR
Ordinary NPV	SWAP	Increasing Long	40,000	42.9603  AUD
Ordinary NPV	CFD	Increasing Long	48,303	526.8026  ZAR
Ordinary NPV	SWAP	Increasing Long	50,992	22.4173  GBP
Ordinary NPV	SWAP	Increasing Short	1	527.0000  ZAR
Ordinary NPV	SWAP	Increasing Short	14	22.5000  GBP
Ordinary NPV	SWAP	Increasing Short	21	22.5001  GBP
Ordinary NPV	SWAP	Increasing Short	47	22.3000  GBP
Ordinary NPV	SWAP	Increasing Short	94	22.3127  GBP
Ordinary NPV	SWAP	Increasing Short	703	22.2478  GBP
Ordinary NPV	SWAP	Increasing Short	904	22.2260  GBP
Ordinary NPV	SWAP	Increasing Short	1,160	22.2000  GBP
Ordinary NPV	SWAP	Increasing Short	1,815	22.3302  GBP
Ordinary NPV	SWAP	Increasing Short	1,820	22.2980  GBP
Ordinary NPV	SWAP	Increasing Short	2,000	22.3022  GBP
Ordinary NPV	SWAP	Increasing Short	2,658	22.3198  GBP
Ordinary NPV	SWAP	Increasing Short	3,495	22.3436  GBP
Ordinary NPV	CFD	Increasing Short	3,500	22.5400  GBP
Ordinary NPV	SWAP	Increasing Short	4,187	22.2298  GBP
Ordinary NPV	CFD	Increasing Short	6,354	22.4075  GBP
Ordinary NPV	CFD	Increasing Short	9,720	22.5000  GBP
Ordinary NPV	SWAP	Increasing Short	17,483	524.8011  ZAR
Ordinary NPV	SWAP	Increasing Short	19,121	523.9986  ZAR
Ordinary NPV	SWAP	Increasing Short	21,555	22.3704  GBP
Ordinary NPV	SWAP	Increasing Short	24,185	22.3389  GBP
Ordinary NPV	SWAP	Increasing Short	25,240	22.5000  GBP
Ordinary NPV	SWAP	Increasing Short	25,274	523.4432  ZAR
Ordinary NPV	SWAP	Increasing Short	25,312	22.3249  GBP
Ordinary NPV	CFD	Increasing Short	34,474	22.3831  GBP
Ordinary NPV	SWAP	Increasing Short	37,465	22.3707  GBP
Ordinary NPV	SWAP	Increasing Short	39,204	22.3797  GBP
Ordinary NPV	SWAP	Increasing Short	41,992	22.3525  GBP
Ordinary NPV	SWAP	Increasing Short	43,945	22.2669  GBP
Ordinary NPV	SWAP	Increasing Short	48,303	526.9607  ZAR
Ordinary NPV	SWAP	Increasing Short	48,948	22.3259  GBP
Ordinary NPV	CFD	Increasing Short	64,056	22.4255  GBP
Ordinary NPV	CFD	Increasing Short	81,395	22.3547  GBP
Ordinary NPV	SWAP	Opening Short	6,000	22.3956  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				30 Apr 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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