Form 8.5 (EPT/NON-RI) BHP GROUP LTD

Barclays PLC

03 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			BHP GROUP LTD
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			02 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  ANGLO AMERICAN PLC
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				Ordinary NPV
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				7,761,457	0.15%	6,158,372	0.12%
(2) Cash-settled derivatives:				4,233,991	0.08%	4,510,685	0.09%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				11,995,448	0.24%	10,669,057	0.21%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
Ordinary NPV	Purchase	446571	22.3600  GBP	22.0600  GBP
Ordinary NPV	Sale	158257	42.3810  AUD	42.3435  AUD
Ordinary NPV	Sale	468462	22.3500  GBP	22.0600  GBP
Ordinary NPV	Purchase	25087	42.4210  AUD	42.3599  AUD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
Ordinary NPV	SWAP	Decreasing Long	347	519.8500  ZAR
Ordinary NPV	SWAP	Decreasing Long	1,329	515.8081  ZAR
Ordinary NPV	CFD	Decreasing Long	1,983	519.8500  ZAR
Ordinary NPV	CFD	Decreasing Long	3,089	42.3759  AUD
Ordinary NPV	SWAP	Decreasing Long	3,803	518.8884  ZAR
Ordinary NPV	SWAP	Decreasing Long	4,558	519.2574  ZAR
Ordinary NPV	CFD	Decreasing Long	5,974	517.8359  ZAR
Ordinary NPV	CFD	Decreasing Long	9,100	42.4103  AUD
Ordinary NPV	SWAP	Decreasing Long	9,214	516.8750  ZAR
Ordinary NPV	CFD	Decreasing Long	16,160	519.9921  ZAR
Ordinary NPV	SWAP	Decreasing Long	18,696	518.6557  ZAR
Ordinary NPV	CFD	Decreasing Long	81,074	519.0530  ZAR
Ordinary NPV	SWAP	Decreasing Short	37	42.3436  AUD
Ordinary NPV	SWAP	Decreasing Short	49	22.3298  GBP
Ordinary NPV	SWAP	Decreasing Short	70	22.1200  GBP
Ordinary NPV	SWAP	Decreasing Short	194	22.2097  GBP
Ordinary NPV	SWAP	Decreasing Short	347	519.8500  ZAR
Ordinary NPV	SWAP	Decreasing Short	400	22.1653  GBP
Ordinary NPV	SWAP	Decreasing Short	413	22.3200  GBP
Ordinary NPV	SWAP	Decreasing Short	681	22.0800  GBP
Ordinary NPV	CFD	Decreasing Short	953	22.1470  GBP
Ordinary NPV	SWAP	Decreasing Short	1,032	22.2784  GBP
Ordinary NPV	SWAP	Decreasing Short	1,171	22.1840  GBP
Ordinary NPV	CFD	Decreasing Short	1,200	22.1625  GBP
Ordinary NPV	SWAP	Decreasing Short	1,448	22.3277  GBP
Ordinary NPV	SWAP	Decreasing Short	1,710	22.3204  GBP
Ordinary NPV	SWAP	Decreasing Short	1,960	22.2548  GBP
Ordinary NPV	SWAP	Decreasing Short	1,983	519.8500  ZAR
Ordinary NPV	CFD	Decreasing Short	3,782	22.2439  GBP
Ordinary NPV	SWAP	Decreasing Short	3,803	518.8884  ZAR
Ordinary NPV	SWAP	Decreasing Short	4,558	519.2574  ZAR
Ordinary NPV	SWAP	Decreasing Short	5,049	22.1953  GBP
Ordinary NPV	SWAP	Decreasing Short	6,201	22.3171  GBP
Ordinary NPV	CFD	Decreasing Short	8,686	22.1724  GBP
Ordinary NPV	SWAP	Decreasing Short	10,000	22.1806  GBP
Ordinary NPV	SWAP	Decreasing Short	10,141	22.2937  GBP
Ordinary NPV	SWAP	Decreasing Short	14,329	22.2786  GBP
Ordinary NPV	SWAP	Decreasing Short	14,840	22.2446  GBP
Ordinary NPV	SWAP	Decreasing Short	16,222	22.2754  GBP
Ordinary NPV	SWAP	Decreasing Short	18,696	518.6557  ZAR
Ordinary NPV	CFD	Decreasing Short	20,263	22.1688  GBP
Ordinary NPV	CFD	Decreasing Short	20,593	22.1936  GBP
Ordinary NPV	SWAP	Decreasing Short	24,851	22.2364  GBP
Ordinary NPV	CFD	Decreasing Short	45,220	22.2712  GBP
Ordinary NPV	SWAP	Decreasing Short	67,607	22.3198  GBP
Ordinary NPV	SWAP	Decreasing Short	81,074	518.8974  ZAR
Ordinary NPV	CFD	Decreasing Short	86,956	22.2795  GBP
Ordinary NPV	SWAP	Increasing Long	3	516.0200  ZAR
Ordinary NPV	SWAP	Increasing Long	42	519.8500  ZAR
Ordinary NPV	CFD	Increasing Long	1,329	515.6662  ZAR
Ordinary NPV	CFD	Increasing Long	1,983	519.8500  ZAR
Ordinary NPV	SWAP	Increasing Long	2,912	515.8807  ZAR
Ordinary NPV	SWAP	Increasing Long	5,974	517.6289  ZAR
Ordinary NPV	CFD	Increasing Long	9,214	516.7328  ZAR
Ordinary NPV	SWAP	Increasing Long	13,441	516.9131  ZAR
Ordinary NPV	SWAP	Increasing Long	16,160	519.8492  ZAR
Ordinary NPV	CFD	Increasing Long	70,943	42.3800  AUD
Ordinary NPV	CFD	Increasing Long	160,714	516.5075  ZAR
Ordinary NPV	SWAP	Increasing Short	3	516.0200  ZAR
Ordinary NPV	SWAP	Increasing Short	42	519.8500  ZAR
Ordinary NPV	SWAP	Increasing Short	59	22.1200  GBP
Ordinary NPV	SWAP	Increasing Short	97	22.2097  GBP
Ordinary NPV	SWAP	Increasing Short	235	22.1459  GBP
Ordinary NPV	SWAP	Increasing Short	320	42.3968  AUD
Ordinary NPV	SWAP	Increasing Short	839	42.3962  AUD
Ordinary NPV	SWAP	Increasing Short	864	22.1817  GBP
Ordinary NPV	SWAP	Increasing Short	925	22.2290  GBP
Ordinary NPV	CFD	Increasing Short	1,061	22.1000  GBP
Ordinary NPV	SWAP	Increasing Short	1,663	22.1904  GBP
Ordinary NPV	SWAP	Increasing Short	1,983	519.8500  ZAR
Ordinary NPV	SWAP	Increasing Short	2,501	22.1980  GBP
Ordinary NPV	SWAP	Increasing Short	2,912	515.8807  ZAR
Ordinary NPV	CFD	Increasing Short	4,521	22.2201  GBP
Ordinary NPV	CFD	Increasing Short	4,532	22.3200  GBP
Ordinary NPV	SWAP	Increasing Short	10,145	22.1454  GBP
Ordinary NPV	CFD	Increasing Short	12,104	22.3090  GBP
Ordinary NPV	SWAP	Increasing Short	13,441	516.9131  ZAR
Ordinary NPV	SWAP	Increasing Short	20,837	22.3258  GBP
Ordinary NPV	CFD	Increasing Short	26,151	22.1965  GBP
Ordinary NPV	SWAP	Increasing Short	29,562	22.2075  GBP
Ordinary NPV	CFD	Increasing Short	102,743	22.1929  GBP
Ordinary NPV	CFD	Increasing Short	125,361	22.1892  GBP
Ordinary NPV	SWAP	Increasing Short	160,714	516.6625  ZAR
Ordinary NPV	SWAP	Opening Long	2,182	22.1659  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				03 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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