Form 8.5 (EPT/NON-RI) BHP GROUP LTD

Barclays PLC

14 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			BHP GROUP LTD
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			13 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  ANGLO AMERICAN PLC
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				Ordinary NPV
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				9,467,241	0.19%	6,432,455	0.13%
(2) Cash-settled derivatives:				5,674,944	0.11%	6,766,910	0.13%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				15,142,185	0.30%	13,199,365	0.26%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
Ordinary NPV	Purchase	1138832	22.9300  GBP	22.7900  GBP
Ordinary NPV	Sale	303039	43.2500  AUD	43.0962  AUD
Ordinary NPV	Sale	352257	22.9700  GBP	22.7900  GBP
Ordinary NPV	Purchase	369374	43.2894  AUD	43.0962  AUD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
Ordinary NPV	CFD	Decreasing Long	1,731	526.3422  ZAR
Ordinary NPV	SWAP	Decreasing Long	3,274	527.6146  ZAR
Ordinary NPV	CFD	Decreasing Long	5,258	526.6188  ZAR
Ordinary NPV	SWAP	Decreasing Long	7,394	527.1972  ZAR
Ordinary NPV	SWAP	Decreasing Long	15,000	43.2304  AUD
Ordinary NPV	SWAP	Decreasing Long	15,564	527.4791  ZAR
Ordinary NPV	CFD	Decreasing Long	15,856	527.1156  ZAR
Ordinary NPV	CFD	Decreasing Long	20,263	43.1296  AUD
Ordinary NPV	CFD	Decreasing Long	53,180	43.2894  AUD
Ordinary NPV	SWAP	Decreasing Long	59,682	22.8574  GBP
Ordinary NPV	SWAP	Decreasing Short	11	22.8998  GBP
Ordinary NPV	SWAP	Decreasing Short	47	22.9096  GBP
Ordinary NPV	SWAP	Decreasing Short	70	22.8998  GBP
Ordinary NPV	SWAP	Decreasing Short	185	22.8844  GBP
Ordinary NPV	SWAP	Decreasing Short	329	22.9584  GBP
Ordinary NPV	SWAP	Decreasing Short	399	22.8803  GBP
Ordinary NPV	SWAP	Decreasing Short	415	22.9263  GBP
Ordinary NPV	SWAP	Decreasing Short	598	22.8801  GBP
Ordinary NPV	SWAP	Decreasing Short	605	22.8802  GBP
Ordinary NPV	CFD	Decreasing Short	768	22.8700  GBP
Ordinary NPV	SWAP	Decreasing Short	860	22.8877  GBP
Ordinary NPV	CFD	Decreasing Short	907	22.8469  GBP
Ordinary NPV	CFD	Decreasing Short	1,023	22.8900  GBP
Ordinary NPV	SWAP	Decreasing Short	3,274	527.6146  ZAR
Ordinary NPV	CFD	Decreasing Short	4,661	22.8630  GBP
Ordinary NPV	CFD	Decreasing Short	6,666	22.8686  GBP
Ordinary NPV	SWAP	Decreasing Short	8,399	22.8545  GBP
Ordinary NPV	SWAP	Decreasing Short	15,000	22.8654  GBP
Ordinary NPV	SWAP	Decreasing Short	15,856	526.9575  ZAR
Ordinary NPV	CFD	Decreasing Short	16,005	22.8200  GBP
Ordinary NPV	CFD	Decreasing Short	22,696	22.8718  GBP
Ordinary NPV	SWAP	Decreasing Short	80,555	22.9700  GBP
Ordinary NPV	CFD	Increasing Long	628	43.1191  AUD
Ordinary NPV	SWAP	Increasing Long	1,731	526.1975  ZAR
Ordinary NPV	SWAP	Increasing Long	5,258	526.4083  ZAR
Ordinary NPV	SWAP	Increasing Long	7,271	22.8839  GBP
Ordinary NPV	CFD	Increasing Long	7,394	527.0522  ZAR
Ordinary NPV	SWAP	Increasing Long	8,643	528.0100  ZAR
Ordinary NPV	SWAP	Increasing Long	12,383	526.7255  ZAR
Ordinary NPV	CFD	Increasing Long	15,564	527.3340  ZAR
Ordinary NPV	SWAP	Increasing Long	26,583	526.9372  ZAR
Ordinary NPV	SWAP	Increasing Long	40,528	526.9465  ZAR
Ordinary NPV	CFD	Increasing Long	58,009	43.2500  AUD
Ordinary NPV	CFD	Increasing Long	63,580	527.2816  ZAR
Ordinary NPV	SWAP	Increasing Short	35	22.8998  GBP
Ordinary NPV	SWAP	Increasing Short	98	22.8200  GBP
Ordinary NPV	SWAP	Increasing Short	272	22.8100  GBP
Ordinary NPV	CFD	Increasing Short	335	22.8944  GBP
Ordinary NPV	SWAP	Increasing Short	354	22.8183  GBP
Ordinary NPV	SWAP	Increasing Short	446	22.8655  GBP
Ordinary NPV	CFD	Increasing Short	522	22.8700  GBP
Ordinary NPV	SWAP	Increasing Short	1,700	22.8646  GBP
Ordinary NPV	SWAP	Increasing Short	1,775	22.8625  GBP
Ordinary NPV	SWAP	Increasing Short	1,871	22.8201  GBP
Ordinary NPV	SWAP	Increasing Short	1,904	22.8200  GBP
Ordinary NPV	CFD	Increasing Short	2,313	22.8371  GBP
Ordinary NPV	SWAP	Increasing Short	2,509	22.8617  GBP
Ordinary NPV	SWAP	Increasing Short	4,225	22.8672  GBP
Ordinary NPV	CFD	Increasing Short	7,833	22.8758  GBP
Ordinary NPV	SWAP	Increasing Short	7,881	22.8831  GBP
Ordinary NPV	SWAP	Increasing Short	8,643	528.0100  ZAR
Ordinary NPV	SWAP	Increasing Short	9,582	22.8612  GBP
Ordinary NPV	SWAP	Increasing Short	12,383	526.7255  ZAR
Ordinary NPV	SWAP	Increasing Short	17,027	22.8684  GBP
Ordinary NPV	SWAP	Increasing Short	20,615	22.8607  GBP
Ordinary NPV	CFD	Increasing Short	23,519	22.8472  GBP
Ordinary NPV	SWAP	Increasing Short	26,583	526.9372  ZAR
Ordinary NPV	SWAP	Increasing Short	40,528	526.9465  ZAR
Ordinary NPV	CFD	Increasing Short	41,071	22.8860  GBP
Ordinary NPV	SWAP	Increasing Short	63,580	527.4398  ZAR
Ordinary NPV	CFD	Increasing Short	93,450	22.8812  GBP
Ordinary NPV	CFD	Increasing Short	132,682	22.8848  GBP
Ordinary NPV	CFD	Increasing Short	520,000	22.8100  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				14 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END