Form 8.5 (EPT/NON-RI) BHP GROUP LTD

Barclays PLC

15 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			BHP GROUP LTD
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			14 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  ANGLO AMERICAN PLC
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				Ordinary NPV
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				11,952,170	0.24%	7,055,855	0.14%
(2) Cash-settled derivatives:				5,714,742	0.11%	8,669,140	0.17%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				17,666,912	0.35%	15,724,995	0.31%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
Ordinary NPV	Purchase	2763281	23.7063  GBP	22.8500  GBP
Ordinary NPV	Sale	260888	44.5431  AUD	43.0085  AUD
Ordinary NPV	Sale	975859	23.6996  GBP	22.8500  GBP
Ordinary NPV	Purchase	501591	43.1501  AUD	43.0194  AUD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
Ordinary NPV	CFD	Decreasing Long	107	544.8778  ZAR
Ordinary NPV	SWAP	Decreasing Long	1,106	23.3206  GBP
Ordinary NPV	CFD	Decreasing Long	1,617	43.0194  AUD
Ordinary NPV	SWAP	Decreasing Long	2,331	540.8292  ZAR
Ordinary NPV	CFD	Decreasing Long	4,687	541.4136  ZAR
Ordinary NPV	SWAP	Decreasing Long	8,985	542.9900  ZAR
Ordinary NPV	SWAP	Decreasing Long	15,737	541.3058  ZAR
Ordinary NPV	CFD	Decreasing Long	20,957	43.1241  AUD
Ordinary NPV	SWAP	Decreasing Long	25,540	22.9943  GBP
Ordinary NPV	CFD	Decreasing Long	26,676	539.3736  ZAR
Ordinary NPV	SWAP	Decreasing Long	33,145	22.8643  GBP
Ordinary NPV	CFD	Decreasing Long	34,233	543.2071  ZAR
Ordinary NPV	SWAP	Decreasing Long	38,917	543.7547  ZAR
Ordinary NPV	SWAP	Decreasing Long	39,232	543.4270  ZAR
Ordinary NPV	SWAP	Decreasing Long	50,000	542.7185  ZAR
Ordinary NPV	SWAP	Decreasing Long	56,081	23.4223  GBP
Ordinary NPV	CFD	Decreasing Long	120,000	43.1564  AUD
Ordinary NPV	SWAP	Decreasing Long	120,458	545.1091  ZAR
Ordinary NPV	SWAP	Decreasing Long	186,923	540.2644  ZAR
Ordinary NPV	SWAP	Decreasing Short	19	23.6897  GBP
Ordinary NPV	SWAP	Decreasing Short	45	22.7700  GBP
Ordinary NPV	SWAP	Decreasing Short	51	23.3591  GBP
Ordinary NPV	SWAP	Decreasing Short	148	23.6996  GBP
Ordinary NPV	SWAP	Decreasing Short	208	23.4388  GBP
Ordinary NPV	SWAP	Decreasing Short	230	23.6909  GBP
Ordinary NPV	SWAP	Decreasing Short	248	23.3506  GBP
Ordinary NPV	SWAP	Decreasing Short	309	23.5202  GBP
Ordinary NPV	SWAP	Decreasing Short	332	23.4430  GBP
Ordinary NPV	SWAP	Decreasing Short	335	23.6998  GBP
Ordinary NPV	CFD	Decreasing Short	338	23.1068  GBP
Ordinary NPV	SWAP	Decreasing Short	2,000	23.4541  GBP
Ordinary NPV	CFD	Decreasing Short	3,182	22.9923  GBP
Ordinary NPV	CFD	Decreasing Short	3,500	23.5921  GBP
Ordinary NPV	CFD	Decreasing Short	4,670	23.3313  GBP
Ordinary NPV	SWAP	Decreasing Short	4,687	541.2512  ZAR
Ordinary NPV	CFD	Decreasing Short	5,431	23.5687  GBP
Ordinary NPV	SWAP	Decreasing Short	6,745	23.4248  GBP
Ordinary NPV	CFD	Decreasing Short	7,058	23.3855  GBP
Ordinary NPV	CFD	Decreasing Short	7,373	23.3817  GBP
Ordinary NPV	SWAP	Decreasing Short	8,985	542.9900  ZAR
Ordinary NPV	SWAP	Decreasing Short	10,572	23.4417  GBP
Ordinary NPV	SWAP	Decreasing Short	12,000	23.3626  GBP
Ordinary NPV	SWAP	Decreasing Short	12,852	23.4381  GBP
Ordinary NPV	SWAP	Decreasing Short	15,737	541.3058  ZAR
Ordinary NPV	CFD	Decreasing Short	23,377	23.4307  GBP
Ordinary NPV	CFD	Decreasing Short	28,519	23.3908  GBP
Ordinary NPV	CFD	Decreasing Short	37,347	23.3928  GBP
Ordinary NPV	SWAP	Decreasing Short	38,917	543.7547  ZAR
Ordinary NPV	SWAP	Decreasing Short	39,232	543.4270  ZAR
Ordinary NPV	SWAP	Decreasing Short	45,779	23.2790  GBP
Ordinary NPV	SWAP	Decreasing Short	47,912	23.3814  GBP
Ordinary NPV	SWAP	Decreasing Short	48,232	23.4194  GBP
Ordinary NPV	SWAP	Increasing Long	107	544.6600  ZAR
Ordinary NPV	CFD	Increasing Long	616	43.2364  AUD
Ordinary NPV	SWAP	Increasing Long	852	527.0000  ZAR
Ordinary NPV	CFD	Increasing Long	2,331	540.6805  ZAR
Ordinary NPV	SWAP	Increasing Long	4,415	528.8726  ZAR
Ordinary NPV	CFD	Increasing Long	6,600	44.5431  AUD
Ordinary NPV	CFD	Increasing Long	9,879	43.0085  AUD
Ordinary NPV	SWAP	Increasing Long	12,000	23.0673  GBP
Ordinary NPV	SWAP	Increasing Long	23,026	536.8210  ZAR
Ordinary NPV	SWAP	Increasing Long	25,849	537.8472  ZAR
Ordinary NPV	SWAP	Increasing Long	26,676	539.2253  ZAR
Ordinary NPV	SWAP	Increasing Long	34,233	542.9900  ZAR
Ordinary NPV	SWAP	Increasing Long	50,000	542.7185  ZAR
Ordinary NPV	CFD	Increasing Long	58,372	43.1500  AUD
Ordinary NPV	CFD	Increasing Long	120,458	544.9592  ZAR
Ordinary NPV	CFD	Increasing Long	186,923	540.1158  ZAR
Ordinary NPV	CFD	Increasing Long	699,612	541.5410  ZAR
Ordinary NPV	SWAP	Increasing Short	6	23.5301  GBP
Ordinary NPV	SWAP	Increasing Short	21	23.4500  GBP
Ordinary NPV	SWAP	Increasing Short	25	23.3875  GBP
Ordinary NPV	CFD	Increasing Short	97	23.4336  GBP
Ordinary NPV	SWAP	Increasing Short	104	23.4388  GBP
Ordinary NPV	SWAP	Increasing Short	108	23.5637  GBP
Ordinary NPV	SWAP	Increasing Short	146	23.3666  GBP
Ordinary NPV	SWAP	Increasing Short	286	43.1264  AUD
Ordinary NPV	SWAP	Increasing Short	318	23.5024  GBP
Ordinary NPV	SWAP	Increasing Short	396	23.0759  GBP
Ordinary NPV	SWAP	Increasing Short	454	23.4140  GBP
Ordinary NPV	SWAP	Increasing Short	813	43.1312  AUD
Ordinary NPV	SWAP	Increasing Short	852	527.0000  ZAR
Ordinary NPV	SWAP	Increasing Short	2,201	23.1638  GBP
Ordinary NPV	SWAP	Increasing Short	2,648	23.3538  GBP
Ordinary NPV	SWAP	Increasing Short	2,669	23.0834  GBP
Ordinary NPV	SWAP	Increasing Short	3,291	23.3650  GBP
Ordinary NPV	SWAP	Increasing Short	4,415	528.8726  ZAR
Ordinary NPV	CFD	Increasing Short	4,452	23.3487  GBP
Ordinary NPV	CFD	Increasing Short	5,000	22.7718  GBP
Ordinary NPV	SWAP	Increasing Short	6,221	43.1246  AUD
Ordinary NPV	SWAP	Increasing Short	6,716	43.1393  AUD
Ordinary NPV	SWAP	Increasing Short	10,755	23.4402  GBP
Ordinary NPV	SWAP	Increasing Short	14,765	23.3833  GBP
Ordinary NPV	SWAP	Increasing Short	16,314	23.2800  GBP
Ordinary NPV	SWAP	Increasing Short	18,168	23.0782  GBP
Ordinary NPV	SWAP	Increasing Short	23,026	536.8210  ZAR
Ordinary NPV	SWAP	Increasing Short	25,849	537.8472  ZAR
Ordinary NPV	SWAP	Increasing Short	28,360	23.3707  GBP
Ordinary NPV	SWAP	Increasing Short	50,000	23.3711  GBP
Ordinary NPV	SWAP	Increasing Short	53,392	23.2801  GBP
Ordinary NPV	CFD	Increasing Short	56,700	23.3215  GBP
Ordinary NPV	CFD	Increasing Short	135,246	23.2818  GBP
Ordinary NPV	CFD	Increasing Short	164,285	23.1111  GBP
Ordinary NPV	CFD	Increasing Short	213,969	23.3966  GBP
Ordinary NPV	CFD	Increasing Short	486,107	23.3699  GBP
Ordinary NPV	CFD	Increasing Short	640,032	23.3772  GBP
Ordinary NPV	SWAP	Increasing Short	699,612	541.7035  ZAR
Ordinary NPV	SWAP	Opening Short	52,200	23.2800  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				15 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END