Form 8.5 (EPT/NON-RI)BHP GROUP LTD

Barclays PLC

16 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			BHP GROUP LTD
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			15 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  ANGLO AMERICAN PLC
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				Ordinary NPV
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				9,780,197	0.19%	7,442,344	0.15%
(2) Cash-settled derivatives:				5,914,828	0.12%	6,364,592	0.13%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				15,695,025	0.31%	13,806,936	0.27%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
Ordinary NPV	Purchase	1037643	23.6800  GBP	23.1100  GBP
Ordinary NPV	Sale	375628	44.2367  AUD	44.0795  AUD
Ordinary NPV	Sale	3504359	23.6800  GBP	23.1100  GBP
Ordinary NPV	Purchase	144544	44.2588  AUD	44.0795  AUD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
Ordinary NPV	SWAP	Decreasing Long	2	539.4500  ZAR
Ordinary NPV	CFD	Decreasing Long	387	539.0422  ZAR
Ordinary NPV	CFD	Decreasing Long	535	44.2588  AUD
Ordinary NPV	CFD	Decreasing Long	1,045	542.0000  ZAR
Ordinary NPV	SWAP	Decreasing Long	1,944	547.1916  ZAR
Ordinary NPV	SWAP	Decreasing Long	2,784	547.0303  ZAR
Ordinary NPV	CFD	Decreasing Long	6,356	44.0955  AUD
Ordinary NPV	CFD	Decreasing Long	11,763	540.6048  ZAR
Ordinary NPV	SWAP	Decreasing Long	12,473	547.1150  ZAR
Ordinary NPV	SWAP	Decreasing Long	12,559	541.8443  ZAR
Ordinary NPV	SWAP	Decreasing Long	13,072	546.9243  ZAR
Ordinary NPV	SWAP	Decreasing Long	13,653	546.8383  ZAR
Ordinary NPV	SWAP	Decreasing Long	13,891	542.0000  ZAR
Ordinary NPV	SWAP	Decreasing Long	34,073	547.8721  ZAR
Ordinary NPV	SWAP	Decreasing Long	45,322	23.5922  GBP
Ordinary NPV	SWAP	Decreasing Long	45,779	44.2377  AUD
Ordinary NPV	CFD	Decreasing Long	49,850	44.2510  AUD
Ordinary NPV	SWAP	Decreasing Short	2	539.4500  ZAR
Ordinary NPV	SWAP	Decreasing Short	68	23.6998  GBP
Ordinary NPV	SWAP	Decreasing Short	93	23.1245  GBP
Ordinary NPV	SWAP	Decreasing Short	174	23.3968  GBP
Ordinary NPV	SWAP	Decreasing Short	329	23.4206  GBP
Ordinary NPV	SWAP	Decreasing Short	334	23.4100  GBP
Ordinary NPV	SWAP	Decreasing Short	607	23.5560  GBP
Ordinary NPV	SWAP	Decreasing Short	1,045	542.0000  ZAR
Ordinary NPV	SWAP	Decreasing Short	2,411	23.4828  GBP
Ordinary NPV	SWAP	Decreasing Short	2,441	23.3301  GBP
Ordinary NPV	SWAP	Decreasing Short	2,744	23.4475  GBP
Ordinary NPV	SWAP	Decreasing Short	2,745	23.3004  GBP
Ordinary NPV	CFD	Decreasing Short	2,753	23.6195  GBP
Ordinary NPV	SWAP	Decreasing Short	3,596	23.3103  GBP
Ordinary NPV	SWAP	Decreasing Short	4,051	23.3088  GBP
Ordinary NPV	SWAP	Decreasing Short	4,544	23.2598  GBP
Ordinary NPV	SWAP	Decreasing Short	4,553	23.4294  GBP
Ordinary NPV	SWAP	Decreasing Short	4,700	23.2600  GBP
Ordinary NPV	CFD	Decreasing Short	5,080	23.5294  GBP
Ordinary NPV	SWAP	Decreasing Short	5,997	23.3177  GBP
Ordinary NPV	SWAP	Decreasing Short	7,206	23.3903  GBP
Ordinary NPV	SWAP	Decreasing Short	8,000	23.4775  GBP
Ordinary NPV	SWAP	Decreasing Short	10,998	23.4411  GBP
Ordinary NPV	SWAP	Decreasing Short	11,763	540.4427  ZAR
Ordinary NPV	SWAP	Decreasing Short	12,473	547.1150  ZAR
Ordinary NPV	SWAP	Decreasing Short	13,072	546.9243  ZAR
Ordinary NPV	SWAP	Decreasing Short	13,184	23.3340  GBP
Ordinary NPV	SWAP	Decreasing Short	13,272	542.0000  ZAR
Ordinary NPV	SWAP	Decreasing Short	13,653	546.8383  ZAR
Ordinary NPV	SWAP	Decreasing Short	17,886	23.2982  GBP
Ordinary NPV	SWAP	Decreasing Short	24,918	23.4540  GBP
Ordinary NPV	SWAP	Decreasing Short	38,669	23.4679  GBP
Ordinary NPV	CFD	Decreasing Short	40,039	23.4192  GBP
Ordinary NPV	CFD	Decreasing Short	65,648	23.2600  GBP
Ordinary NPV	CFD	Decreasing Short	98,911	23.4218  GBP
Ordinary NPV	CFD	Decreasing Short	2,900,000	23.4100  GBP
Ordinary NPV	SWAP	Increasing Long	387	538.8940  ZAR
Ordinary NPV	CFD	Increasing Long	619	541.7831  ZAR
Ordinary NPV	CFD	Increasing Long	1,045	542.0000  ZAR
Ordinary NPV	CFD	Increasing Long	1,944	547.0411  ZAR
Ordinary NPV	CFD	Increasing Long	2,784	546.8115  ZAR
Ordinary NPV	SWAP	Increasing Long	2,958	538.9608  ZAR
Ordinary NPV	SWAP	Increasing Long	9,210	23.4355  GBP
Ordinary NPV	SWAP	Increasing Long	10,072	23.2595  GBP
Ordinary NPV	SWAP	Increasing Long	10,267	538.4371  ZAR
Ordinary NPV	CFD	Increasing Long	12,559	541.6952  ZAR
Ordinary NPV	SWAP	Increasing Long	14,099	23.4468  GBP
Ordinary NPV	SWAP	Increasing Long	14,676	538.1391  ZAR
Ordinary NPV	SWAP	Increasing Long	14,762	23.3570  GBP
Ordinary NPV	CFD	Increasing Long	22,500	44.2219  AUD
Ordinary NPV	CFD	Increasing Long	34,073	547.7215  ZAR
Ordinary NPV	CFD	Increasing Long	58,799	44.1017  AUD
Ordinary NPV	CFD	Increasing Long	66,472	44.0900  AUD
Ordinary NPV	CFD	Increasing Long	130,133	545.5623  ZAR
Ordinary NPV	SWAP	Increasing Short	34	23.3661  GBP
Ordinary NPV	SWAP	Increasing Short	34	23.6998  GBP
Ordinary NPV	SWAP	Increasing Short	40	23.3626  GBP
Ordinary NPV	SWAP	Increasing Short	59	23.4500  GBP
Ordinary NPV	SWAP	Increasing Short	103	23.6100  GBP
Ordinary NPV	SWAP	Increasing Short	134	23.1901  GBP
Ordinary NPV	SWAP	Increasing Short	215	23.5551  GBP
Ordinary NPV	SWAP	Increasing Short	490	23.4908  GBP
Ordinary NPV	SWAP	Increasing Short	618	23.2700  GBP
Ordinary NPV	CFD	Increasing Short	971	23.4118  GBP
Ordinary NPV	SWAP	Increasing Short	1,045	542.0000  ZAR
Ordinary NPV	CFD	Increasing Short	1,696	23.2932  GBP
Ordinary NPV	SWAP	Increasing Short	2,958	538.9608  ZAR
Ordinary NPV	SWAP	Increasing Short	4,288	23.5888  GBP
Ordinary NPV	SWAP	Increasing Short	4,532	44.2487  AUD
Ordinary NPV	SWAP	Increasing Short	9,269	44.2488  AUD
Ordinary NPV	SWAP	Increasing Short	10,267	538.4371  ZAR
Ordinary NPV	SWAP	Increasing Short	13,252	23.2593  GBP
Ordinary NPV	SWAP	Increasing Short	14,676	538.1391  ZAR
Ordinary NPV	CFD	Increasing Short	16,297	23.5337  GBP
Ordinary NPV	SWAP	Increasing Short	35,940	23.2600  GBP
Ordinary NPV	CFD	Increasing Short	40,634	23.5583  GBP
Ordinary NPV	CFD	Increasing Short	75,314	23.2625  GBP
Ordinary NPV	CFD	Increasing Short	96,323	23.4473  GBP
Ordinary NPV	SWAP	Increasing Short	130,133	545.7260  ZAR
Ordinary NPV	CFD	Increasing Short	526,618	23.4951  GBP
Ordinary NPV	SWAP	Opening Short	17,436	44.2197  AUD
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				16 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

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