Form 8.5 (EPT/NON-RI) BHP GROUP LTD

Barclays PLC

17 May 2024

 

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose  relevant securities this form relates:			BHP GROUP LTD
(c)	Name of the party to the offer with which exempt  principal trader is connected			BHP GROUP LTD
(d)	Date position held/dealing undertaken:			16 May 2024
(e)	In addition to the company in 1(b) above, is the exempt principal  trader making disclosures in respect of any other party to the offer?			YES:  ANGLO AMERICAN PLC
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				Ordinary NPV
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				10,000,753	0.20%	9,157,841	0.18%
(2) Cash-settled derivatives:				6,135,298	0.12%	7,547,757	0.15%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				16,136,051	0.32%	16,705,598	0.33%
(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to  which subscription right exists
Details, including nature of the rights  concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant  security	Purchase/sale	Total number of  securities	Highest price per unit  paid/received	Lowest price per unit  paid/received
Ordinary NPV	Purchase	673401	23.6000  GBP	23.3850  GBP
Ordinary NPV	Sale	134215	44.7118  AUD	30.0650  AUD
Ordinary NPV	Sale	1683000	545.0311  ZAR	542.1868  ZAR
Ordinary NPV	Sale	312322	23.6000  GBP	23.3850  GBP
Ordinary NPV	Purchase	138251	44.7001  AUD	30.0650  AUD
(b)	Cash-settled derivative transactions
Class of  relevant  security	Product  description	Nature of dealing	Number of  reference  securities	Price per  unit
Ordinary NPV	SWAP	Decreasing Long	2	543.5300  ZAR
Ordinary NPV	CFD	Decreasing Long	499	44.5288  AUD
Ordinary NPV	CFD	Decreasing Long	791	544.3507  ZAR
Ordinary NPV	CFD	Decreasing Long	3,872	544.0091  ZAR
Ordinary NPV	SWAP	Decreasing Long	4,025	545.8012  ZAR
Ordinary NPV	SWAP	Decreasing Long	5,005	544.7600  ZAR
Ordinary NPV	CFD	Decreasing Long	5,522	542.7811  ZAR
Ordinary NPV	CFD	Decreasing Long	6,296	44.5455  AUD
Ordinary NPV	CFD	Decreasing Long	8,753	542.3869  ZAR
Ordinary NPV	CFD	Decreasing Long	9,344	44.5532  AUD
Ordinary NPV	SWAP	Decreasing Long	9,526	544.1532  ZAR
Ordinary NPV	SWAP	Decreasing Long	13,179	545.6000  ZAR
Ordinary NPV	SWAP	Decreasing Long	13,485	544.0716  ZAR
Ordinary NPV	SWAP	Decreasing Long	56,423	23.5154  GBP
Ordinary NPV	CFD	Decreasing Long	66,161	44.6847  AUD
Ordinary NPV	SWAP	Decreasing Short	2	543.5300  ZAR
Ordinary NPV	SWAP	Decreasing Short	68	23.3598  GBP
Ordinary NPV	SWAP	Decreasing Short	69	23.4100  GBP
Ordinary NPV	SWAP	Decreasing Short	171	23.4000  GBP
Ordinary NPV	SWAP	Decreasing Short	242	23.5522  GBP
Ordinary NPV	SWAP	Decreasing Short	262	23.5832  GBP
Ordinary NPV	SWAP	Decreasing Short	494	44.4911  AUD
Ordinary NPV	SWAP	Decreasing Short	528	23.5108  GBP
Ordinary NPV	SWAP	Decreasing Short	545	23.5855  GBP
Ordinary NPV	SWAP	Decreasing Short	598	543.3984  ZAR
Ordinary NPV	SWAP	Decreasing Short	898	23.5645  GBP
Ordinary NPV	SWAP	Decreasing Short	902	23.5699  GBP
Ordinary NPV	CFD	Decreasing Short	1,000	23.4800  GBP
Ordinary NPV	SWAP	Decreasing Short	1,316	23.5695  GBP
Ordinary NPV	SWAP	Decreasing Short	1,786	23.5663  GBP
Ordinary NPV	SWAP	Decreasing Short	2,000	23.4576  GBP
Ordinary NPV	CFD	Decreasing Short	2,295	23.4723  GBP
Ordinary NPV	SWAP	Decreasing Short	4,290	23.5436  GBP
Ordinary NPV	SWAP	Decreasing Short	5,005	544.7600  ZAR
Ordinary NPV	CFD	Decreasing Short	5,185	23.5264  GBP
Ordinary NPV	SWAP	Decreasing Short	5,522	542.6183  ZAR
Ordinary NPV	CFD	Decreasing Short	5,564	23.5066  GBP
Ordinary NPV	SWAP	Decreasing Short	7,862	23.5336  GBP
Ordinary NPV	CFD	Decreasing Short	8,507	23.5200  GBP
Ordinary NPV	SWAP	Decreasing Short	9,526	544.1532  ZAR
Ordinary NPV	CFD	Decreasing Short	10,914	23.5285  GBP
Ordinary NPV	SWAP	Decreasing Short	13,179	545.6000  ZAR
Ordinary NPV	SWAP	Decreasing Short	13,485	544.0716  ZAR
Ordinary NPV	SWAP	Decreasing Short	20,158	23.5570  GBP
Ordinary NPV	SWAP	Decreasing Short	20,746	23.5272  GBP
Ordinary NPV	SWAP	Decreasing Short	21,158	23.4538  GBP
Ordinary NPV	SWAP	Decreasing Short	48,009	23.5200  GBP
Ordinary NPV	CFD	Decreasing Short	1,700,000	23.4100  GBP
Ordinary NPV	SWAP	Increasing Long	146	544.5000  ZAR
Ordinary NPV	SWAP	Increasing Long	224	543.2000  ZAR
Ordinary NPV	CFD	Increasing Long	451	44.6089  AUD
Ordinary NPV	SWAP	Increasing Long	791	544.2010  ZAR
Ordinary NPV	CFD	Increasing Long	2,000	44.6733  AUD
Ordinary NPV	SWAP	Increasing Long	3,872	543.8596  ZAR
Ordinary NPV	CFD	Increasing Long	4,025	545.6511  ZAR
Ordinary NPV	SWAP	Increasing Long	4,087	23.5417  GBP
Ordinary NPV	SWAP	Increasing Long	4,693	543.3394  ZAR
Ordinary NPV	CFD	Increasing Long	5,932	44.5427  AUD
Ordinary NPV	SWAP	Increasing Long	8,753	542.2378  ZAR
Ordinary NPV	CFD	Increasing Long	61,201	44.5559  AUD
Ordinary NPV	CFD	Increasing Long	125,549	44.5400  AUD
Ordinary NPV	CFD	Increasing Long	187,608	544.9759  ZAR
Ordinary NPV	SWAP	Increasing Short	10	23.5453  GBP
Ordinary NPV	SWAP	Increasing Short	34	23.3598  GBP
Ordinary NPV	SWAP	Increasing Short	100	23.4600  GBP
Ordinary NPV	SWAP	Increasing Short	101	23.5200  GBP
Ordinary NPV	SWAP	Increasing Short	146	544.5000  ZAR
Ordinary NPV	SWAP	Increasing Short	224	543.2000  ZAR
Ordinary NPV	SWAP	Increasing Short	237	44.6247  AUD
Ordinary NPV	SWAP	Increasing Short	283	23.4479  GBP
Ordinary NPV	SWAP	Increasing Short	356	23.4214  GBP
Ordinary NPV	SWAP	Increasing Short	470	23.4200  GBP
Ordinary NPV	SWAP	Increasing Short	598	543.3984  ZAR
Ordinary NPV	SWAP	Increasing Short	700	44.6240  AUD
Ordinary NPV	CFD	Increasing Short	911	23.4938  GBP
Ordinary NPV	CFD	Increasing Short	960	23.5200  GBP
Ordinary NPV	SWAP	Increasing Short	3,160	44.5932  AUD
Ordinary NPV	SWAP	Increasing Short	4,458	23.5201  GBP
Ordinary NPV	SWAP	Increasing Short	4,693	543.3394  ZAR
Ordinary NPV	SWAP	Increasing Short	6,464	44.5933  AUD
Ordinary NPV	CFD	Increasing Short	9,490	23.5078  GBP
Ordinary NPV	SWAP	Increasing Short	48,100	23.5200  GBP
Ordinary NPV	CFD	Increasing Short	49,857	23.5740  GBP
Ordinary NPV	CFD	Increasing Short	168,311	23.5672  GBP
Ordinary NPV	SWAP	Increasing Short	187,608	545.1395  ZAR
Ordinary NPV	CFD	Increasing Short	206,504	23.5529  GBP
Ordinary NPV	SWAP	Opening Long	14,088	23.5190  GBP
(c)	Stock-settled derivative transactions  (including options)
(i)	Writing, selling, purchasing or varying
Class  of  relevant  security	Product  description	Writing,  purchasing,  selling,  varying etc	Number  of  securities  to which  option  relates	Exercise  price  per unit	Type	Expiry  date	Option  money  paid/  received  per unit
(ii)	Exercising
Class of relevant  security	Product description	Exercising/ exercised against	Number of  securities	Exercise price per  unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant  security	Nature of Dealings	Details	Price per unit (if  applicable)
4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,  formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by  the exempt principal trader making the disclosure and any party  to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between  the exempt principal trader making the disclosure and any other person relating to:  (i)   the voting rights of any relevant securities under any option; or  (ii)   the voting rights of future acquisition or disposal of any relevant securities to which  any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				17 May 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END