Form 8.5 (EPT/NON-RI) Biffa plc Amendment

RNS Number : 3869O

Barclays PLC

09 June 2022

 

FORM 8.5 (EPT/NON-RI) Amendment to Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS

(OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the "Code")

1.

KEY INFORMATION

(a)

Name of exempt principal trader:

BARCLAYS CAPITAL SECURITIES LTD

(b)

Name of offeror/offeree in relation to whose

BIFFA PLC

relevant securities this form relates:

(c)

Name of the party to the offer with which exempt

Energy Capital Partners, LLC

principal trader is connected

(d)

Date position held/dealing undertaken:

07 June 2022

(e)

In addition to the company in 1(b) above, is the exempt principal

NO

trader making disclosures in respect of any other party to the offer?

2.

POSITIONS OF THE EXEMPT PRINCIPAL TRADER

(a)

Interests and short positions in the relevant securities of the offeror or offeree

to which the disclosure relates following the dealing (if any)

Class of relevant security:

1p ordinary

Interests

Short Positions

Number

(%)

Number

(%)

(1)

Relevant securities owned

and/or controlled:

3,562,121

1.16%

1,782,321

0.58%

(2)

Cash-settled derivatives:

1,524,113

0.50%

2,450,907

0.80%

(3)

Stock-settled derivatives (including options)

and agreements to purchase/sell:

0

0.00%

0

0.00%

TOTAL:

5,086,234

1.66%

4,233,228

1.38%

(b)

Rights to subscribe for new securities (including directors and other executive

options)

Class of relevant security in relation to

which subscription right exists

Details, including nature of the rights

concerned and relevant percentages:

3.				DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchases and sales
Class of relevant		Purchase/sale		Total number of		Highest price per unit	Lowest price per unit
security				securities		paid/received	paid/received
1p ordinary		Purchase		2,586,016		4.2076 GBP	4.0428 GBP
1p ordinary		Sale		490,935		4.1800 GBP	4.08 GBP

(b)	Cash-settled derivative transactions
Class of		Product		Nature of dealing		Number of	Price per
relevant		description				reference	unit
security						securities
1p ordinary		SWAP		Opening Long		409	4.0923 GBP
1p ordinary		SWAP		Opening Long		716	4.2076 GBP
1p ordinary		SWAP		Opening Long		841	4.1118 GBP
1p ordinary		SWAP		Opening Long		1,210	4.1040 GBP
1p ordinary		SWAP		Opening Long		1,441	4.1339 GBP
1p ordinary		SWAP		Opening Long		2,741	4.1277 GBP
1p ordinary		SWAP		Opening Long		4,676	4.2000 GBP
1p ordinary		SWAP		Opening Long		6,934	4.1056 GBP
1p ordinary		SWAP		Opening Long		13,754	4.1317 GBP
1p ordinary		SWAP		Opening Long		19,397	4.1134 GBP
1p ordinary		SWAP		Opening Long		19,996	4.1498 GBP
1p ordinary		SWAP		Opening Long		31,538	4.1502 GBP
1p ordinary		SWAP		Opening Long		39,380	4.1341 GBP
1p ordinary		SWAP		Opening Long		68,034	4.0955 GBP
1p ordinary		SWAP		Opening Long		68,232	4.1047 GBP
1p ordinary		SWAP		Opening Long		79,128	4.1416 GBP
1p ordinary		SWAP		Opening Long		108,903	4.0428 GBP
1p ordinary		SWAP		Opening Long		111,945	4.1020 GBP
1p ordinary		SWAP		Opening Long		125,436	4.1373 GBP
1p ordinary		SWAP		Opening Long		404,505	4.1963 GBP
1p ordinary		SWAP		Opening Short		75	4.1200 GBP
1p ordinary		SWAP		Opening Short		78	4.1299 GBP
1p ordinary		SWAP		Opening Short		248	4.1500 GBP
1p ordinary		SWAP		Opening Short		657	4.1121 GBP
1p ordinary		SWAP		Opening Short		763	4.1233 GBP
1p ordinary		SWAP		Opening Short		1,528	4.1340 GBP
1p ordinary		SWAP		Opening Short		3,444	4.1345 GBP
1p ordinary		SWAP		Opening Short		3,917	4.1155 GBP
1p ordinary		SWAP		Opening Short		4,739	4.1010 GBP
1p ordinary		SWAP		Opening Short		14,067	4.1128 GBP
1p ordinary		SWAP		Opening Short		15,250	4.1004 GBP
1p ordinary		SWAP		Opening Short		18,074	4.1982 GBP
1p ordinary		SWAP		Opening Short		20,808	4.1060 GBP
1p ordinary		SWAP		Opening Short		25,000	4.1102 GBP
1p ordinary		SWAP		Opening Short		25,000	4.1104 GBP
1p ordinary		CFD		Opening Short		38,676	4.1343 GBP
1p ordinary		SWAP		Opening Short		51,126	4.0873 GBP
1p ordinary		SWAP		Opening Short		55,970	4.1375 GBP
1p ordinary		SWAP		Opening Short		55,983	4.0869 GBP
1p ordinary		SWAP		Opening Short		90,000	4.1105 GBP
1p ordinary		SWAP		Opening Short		200,000	4.1202 GBP
1p ordinary		SWAP		Opening Short		210,039	4.1132 GBP
1p ordinary		SWAP		Opening Short		250,000	4.1041 GBP
1p ordinary		SWAP		Opening Long		22,814	4.1340 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class	Product	Writing,	Number	Exercise	Type	Expiry	Option
of	description	purchasing,	of	price		date	money
relevant		selling,	securities	per unit			paid/
security		varying etc	to which				received
			option				per unit
			relates
(ii)	Exercising
Class of relevant		Product description		Exercising/ exercised against		Number of	Exercise price per
security						securities	unit
(d)	Other dealings (including subscribing for new securities)
Class of relevant		Nature of Dealings		Details		Price per unit (if
security						applicable)
4.				OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i)  the voting rights of any relevant securities under any option; or
(ii)  the voting rights of future acquisition or disposal of any relevant securities to which
any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				9 Jun 2022
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

 

END

 

 

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